We are live on ! Find out more
FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEFA icon
326
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.75B
$47.5K 0.02%
1,578
– –
FCG icon
327
First Trust Natural Gas ETF
FCG
$645M
$45.5K 0.02%
1,750
– –
ICVT icon
328
iShares Convertible Bond ETF
ICVT
$7.42B
$42.9K 0.02%
579
-153
-21% -$11.6K
FXG icon
329
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$41.8K 0.02%
693
– –
DON icon
330
WisdomTree US MidCap Dividend Fund
DON
$4.08B
$41.8K 0.02%
1,020
– –
PSCT icon
331
Invesco S&P SmallCap Information Technology ETF
PSCT
$508M
$41.8K 0.02%
954
+471
+98% +$21.9K
PSCC icon
332
Invesco S&P SmallCap Consumer Staples ETF
PSCC
$40.9M
$41.7K 0.02%
1,200
– –
IGLB icon
333
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$40.9K 0.02%
867
+10
+1% +$496
IXUS icon
334
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$40.4K 0.02%
673
– –
FVC icon
335
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
$40.3K 0.02%
1,284
– –
VEU icon
336
Vanguard FTSE All-World ex-US ETF
VEU
$69.9B
$39K 0.02%
751
– –
TFI icon
337
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$38.6K 0.02%
884
– –
IWM icon
338
iShares Russell 2000 ETF
IWM
$81.5B
$38.2K 0.02%
216
-57
-21% -$10.7K
BIV icon
339
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$38K 0.02%
525
– –
PTLC icon
340
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$37.5K 0.02%
938
– –
MDIV icon
341
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$35.7K 0.02%
2,449
-964
-28% -$14.3K
IYE icon
342
iShares US Energy ETF
IYE
$1.78B
$35.2K 0.02%
743
– –
IYT icon
343
iShares US Transportation ETF
IYT
$2.27B
$34.6K 0.02%
592
– –
ITA icon
344
iShares US Aerospace & Defense ETF
ITA
$15B
$33.6K 0.01%
317
– –
COMT icon
345
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.23B
$32.9K 0.01%
1,127
– –
PSP icon
346
Invesco Global Listed Private Equity ETF
PSP
$244M
$32.8K 0.01%
636
-3
-0.5% -$161
IWP icon
347
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$32.5K 0.01%
356
– –
IJT icon
348
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.36B
$32.2K 0.01%
294
-50
-15% -$5.77K
JEPI icon
349
JPMorgan Equity Premium Income ETF
JEPI
$46B
$31.8K 0.01%
594
+10
+2% +$551
XLB icon
350
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$31.7K 0.01%
806
-204
-20% -$8.38K
12 13
14
15 16

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.