We are live on ! Find out more
FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDC icon
301
Vanguard Consumer Staples ETF
VDC
$7.94B
$65.2K 0.03%
357
– –
MTUM icon
302
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$63.8K 0.03%
457
– –
HDV
303
iShares Core High Dividend ETF
HDV
$15B
$62.2K 0.03%
3,145
-1,435
-31% -$29.4K
SCHO icon
304
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$61K 0.03%
2,546
-1,516
-37% -$36.3K
EBIZ icon
305
Global X E-commerce ETF
EBIZ
$29.5M
$59.8K 0.03%
3,307
-102
-3% -$1.93K
IWS icon
306
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$59.2K 0.03%
567
– –
IGPT icon
307
Invesco AI and Next Gen Software ETF
IGPT
$1.14B
$58.4K 0.03%
1,803
+414
+30% +$14.2K
IUSV icon
308
iShares Core S&P US Value ETF
IUSV
$27.8B
$58.1K 0.03%
779
-83
-10% -$6.51K
IWV icon
309
iShares Russell 3000 ETF
IWV
$20.4B
$57.6K 0.03%
235
-21
-8% -$5.37K
VOE icon
310
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$57.2K 0.03%
437
– –
ACWX icon
311
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$55.8K 0.02%
1,187
-110
-8% -$5.38K
ITM icon
312
VanEck Intermediate Muni ETF
ITM
$2.13B
$55.2K 0.02%
1,252
– –
IHF icon
313
iShares US Healthcare Providers ETF
IHF
$1.27B
$54.8K 0.02%
1,115
– –
CMF icon
314
iShares California Muni Bond ETF
CMF
$4.62B
$54.4K 0.02%
992
– –
IJK icon
315
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$54.3K 0.02%
752
-100
-12% -$7.54K
EEM icon
316
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$54.3K 0.02%
1,431
-188
-12% -$7.44K
XLP icon
317
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$53.9K 0.02%
783
-131
-14% -$9.59K
PAVE icon
318
Global X US Infrastructure Development ETF
PAVE
$14.3B
$52K 0.02%
1,712
-493
-22% -$15.6K
PIE icon
319
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$243M
$50.7K 0.02%
2,731
– –
KBWD icon
320
Invesco KBW High Dividend Yield Financial ETF
KBWD
$423M
$50.5K 0.02%
3,325
+390
+13% +$6.19K
IUSG icon
321
iShares Core S&P US Growth ETF
IUSG
$33.8B
$49.9K 0.02%
526
-112
-18% -$11K
FBT icon
322
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$49.6K 0.02%
339
– –
FALN icon
323
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$48.8K 0.02%
1,968
-28
-1% -$706
RSPG icon
324
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$588M
$48.6K 0.02%
633
+4
+0.6% +$302
FXH icon
325
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$48.5K 0.02%
499
– –
11 12
13
14 15

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.