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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+10.59%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$34.7M
Cap. Flow
+$15M
Cap. Flow %
6.05%
Top 10 Hldgs %
28.43%
Holding
491
New
36
Increased
195
Reduced
106
Closed
9

Top Buys

Rank Stock Value
1
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.98M
2
UNH icon
UnitedHealth
UNH
+$928K
3
NVDA icon
NVIDIA
NVDA
+$682K
4
AAPL icon
Apple
AAPL
+$556K
5
AVGO icon
Broadcom
AVGO
+$549K

Top Sells

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$794K
2
T icon
AT&T
T
+$440K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$371K
4
NWL icon
Newell Brands
NWL
+$267K
5
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$265K

Sector Composition

Rank Sector Weight
1 Technology 21.45%
2 Financials 10.57%
3 Healthcare 7.08%
4 Consumer Discretionary 6.81%
5 Consumer Staples 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIRI icon
301
SiriusXM
SIRI
$9.79B
$99K 0.04%
1,557
– –
EBIZ icon
302
Global X E-commerce ETF
EBIZ
$29.4M
$97K 0.04%
3,544
-315
-8% -$9.44K
FXO icon
303
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$95K 0.04%
2,052
– –
IYT icon
304
iShares US Transportation ETF
IYT
$2.28B
$95K 0.04%
1,380
+40
+3% +$2.67K
VNQ icon
305
Vanguard Real Estate ETF
VNQ
$38.5B
$95K 0.04%
819
+1
+0.1% +$109
NEAR icon
306
iShares Short Maturity Bond ETF
NEAR
$4.88B
$94K 0.04%
1,883
-558
-23% -$27.9K
XHE icon
307
State Street SPDR S&P Health Care Equipment ETF
XHE
$167M
$94K 0.04%
800
– –
IGV icon
308
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
$92K 0.04%
1,160
– –
QUAL icon
309
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$92K 0.04%
629
– –
FBT icon
310
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$87K 0.04%
539
-110
-17% -$17.8K
MTUM icon
311
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$87K 0.04%
477
-208
-30% -$38.3K
IDV icon
312
iShares International Select Dividend ETF
IDV
$8.53B
$85K 0.03%
2,720
+23
+0.9% +$711
IGSB icon
313
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$85K 0.03%
1,581
-1,581
-50% -$85.6K
IYJ icon
314
iShares US Industrials ETF
IYJ
$1.95B
$84K 0.03%
744
+172
+30% +$19.1K
PGF icon
315
Invesco Financial Preferred ETF
PGF
$669M
$83K 0.03%
4,389
+3
+0.1% +$56
VCIT icon
316
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
$82K 0.03%
881
+3
+0.3% +$281
MDIV icon
317
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$81K 0.03%
4,901
+1,367
+39% +$22.6K
PSP icon
318
Invesco Global Listed Private Equity ETF
PSP
$244M
$81K 0.03%
1,050
+573
+120% +$45.3K
XLU icon
319
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$80K 0.03%
2,236
-1,300
-37% -$43.9K
SCHO icon
320
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$77K 0.03%
3,028
+474
+19% +$12.1K
XLP icon
321
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$77K 0.03%
997
-154
-13% -$11.2K
IYLD icon
322
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$76K 0.03%
3,181
-20
-0.6% -$479
GNOM icon
323
Global X Genomics & Biotechnology ETF
GNOM
$87.1M
$74K 0.03%
936
– –
VIGI icon
324
Vanguard International Dividend Appreciation ETF
VIGI
$9.29B
$73K 0.03%
851
-170
-17% -$15.1K
FALN icon
325
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$72K 0.03%
2,403
+1,733
+259% +$51.8K
11 12
13
14 15

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q4 2021 Portfolio in Review

As of Q4 2021, Founders Financial Alliance held 491 positions worth $249M, up 16% from $214M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance deployed $15M of net new capital in Q4 2021, opening 36 new positions and adding to 195 existing holdings. Its largest new stake was Seagate: 5,335 shares worth $603K.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was AT&T, an estimated $440K trimmed.

  • Founders Financial Alliance's largest Q4 2021 buy was Seagate: 5,335 shares worth $603K.
  • Founders Financial Alliance added most to SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2021, an estimated $1.98M increase.
  • Founders Financial Alliance's biggest Q4 2021 reduction was AT&T, cutting an estimated $440K.
  • Founders Financial Alliance fully exited Aptus Defined Risk ETF in Q4 2021, selling an estimated $794K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $249M portfolio in Q4 2021.
  • Founders Financial Alliance opened 36 new positions and closed 9 in Q4 2021.
  • Founders Financial Alliance's portfolio value rose 16% quarter-over-quarter to $249M.

Based on Founders Financial Alliance's 13F filing for Q4 2021, filed 14 Feb 2022.