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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+14.19%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$177M
AUM Growth
+$9.47M
Cap. Flow
-$8M
Cap. Flow %
-4.52%
Top 10 Hldgs %
29.19%
Holding
1,449
New
23
Increased
210
Reduced
51
Closed
1,031

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$713K
2
CMCSA icon
Comcast
CMCSA
+$688K
3
AAPL icon
Apple
AAPL
+$623K
4
MSFT icon
Microsoft
MSFT
+$451K
5
AMZN icon
Amazon
AMZN
+$450K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$1.07M
2
ARKK icon
ARK Innovation ETF
ARKK
+$1.06M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$473K
4
VIOV icon
Vanguard S&P Small-Cap 600 Value ETF
VIOV
+$412K
5
PM icon
Philip Morris
PM
+$251K

Sector Composition

Rank Sector Weight
1 Technology 19.81%
2 Financials 10.66%
3 Consumer Discretionary 7.47%
4 Communication Services 7.31%
5 Consumer Staples 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLOU icon
301
Global X Cloud Computing ETF
CLOU
$271M
$43K 0.02%
1,540
– –
FXD icon
302
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$43K 0.02%
845
– –
VCIT icon
303
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
$43K 0.02%
451
+293
+185% +$28.2K
WBIG icon
304
WBI BullBear Yield 3000 ETF
WBIG
$32.4M
$40K 0.02%
+1,668
New +$38.8K
ATRS
305
DELISTED
Antares Pharma, Inc.
ATRS
$40K 0.02%
10,000
-632
-6% -$2.04K
PIE icon
306
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$243M
$39K 0.02%
1,679
– –
PSCT icon
307
Invesco S&P SmallCap Information Technology ETF
PSCT
$508M
$39K 0.02%
954
– –
IFV icon
308
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
$37K 0.02%
1,632
– –
PFFD icon
309
Global X US Preferred ETF
PFFD
$2.16B
$37K 0.02%
1,425
– –
FXG icon
310
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$36K 0.02%
693
– –
IGV icon
311
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
$36K 0.02%
510
– –
IUSV icon
312
iShares Core S&P US Value ETF
IUSV
$27.8B
$36K 0.02%
579
+99
+21% +$5.8K
PSCC icon
313
Invesco S&P SmallCap Consumer Staples ETF
PSCC
$40.9M
$36K 0.02%
1,254
– –
REM icon
314
iShares Mortgage Real Estate ETF
REM
$538M
$36K 0.02%
1,113
– –
XHB icon
315
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
$36K 0.02%
620
– –
VT icon
316
Vanguard Total World Stock ETF
VT
$81.2B
$35K 0.02%
+383
New +$33.2K
SPFF icon
317
Global X SuperIncome Preferred ETF
SPFF
$141M
$34K 0.02%
2,904
-298
-9% -$3.41K
IJT icon
318
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.36B
$33K 0.02%
294
– –
MDIV icon
319
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$33K 0.02%
2,216
– –
SHYG icon
320
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
$33K 0.02%
741
+71
+11% +$3.17K
VOX icon
321
Vanguard Communication Services ETF
VOX
$5.88B
$33K 0.02%
271
– –
WBIL icon
322
WBI BullBear Quality 3000 ETF
WBIL
$31M
$32K 0.02%
+1,213
New +$32.6K
IXUS icon
323
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$31K 0.02%
479
– –
VBR icon
324
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$31K 0.02%
220
– –
PSP icon
325
Invesco Global Listed Private Equity ETF
PSP
$244M
$29K 0.02%
427
– –
11 12
13
14 15

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JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
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FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
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GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
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MWA
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Founders Financial Alliance's Q4 2020 Portfolio in Review

As of Q4 2020, Founders Financial Alliance held 1,449 positions worth $177M, up 5.7% from $167M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Founders Financial Alliance withdrew a net $8M in Q4 2020, closing 1,031 positions and reducing 51 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 Value ETF, an estimated $412K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Founders Financial Alliance opened a new position in WBI BullBear Global Income ETF worth $67K.

  • Founders Financial Alliance's largest Q4 2020 buy was WBI BullBear Global Income ETF: 2,672 shares worth $67K.
  • Founders Financial Alliance added most to UnitedHealth in Q4 2020, an estimated $713K increase.
  • Founders Financial Alliance's biggest Q4 2020 reduction was iShares Select Dividend ETF, cutting an estimated $1.07M.
  • Founders Financial Alliance fully exited Vanguard S&P Small-Cap 600 Value ETF in Q4 2020, selling an estimated $412K.
  • Founders Financial Alliance's ten largest holdings make up 29% of its $177M portfolio in Q4 2020.
  • Founders Financial Alliance opened 23 new positions and closed 1,031 in Q4 2020.
  • Founders Financial Alliance's portfolio value rose 5.7% quarter-over-quarter to $177M.

Based on Founders Financial Alliance's 13F filing for Q4 2020, filed 4 Feb 2021.