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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KYN icon
276
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$91.5K 0.04%
10,882
+257
+2% +$2.21K
BSV icon
277
Vanguard Short-Term Bond ETF
BSV
$45.6B
$91K 0.04%
1,210
-7,831
-87% -$590K
VIGI icon
278
Vanguard International Dividend Appreciation ETF
VIGI
$9.28B
$90K 0.04%
1,261
+201
+19% +$14.9K
FAM
279
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$88.1K 0.04%
15,453
+79
+0.5% +$477
AOA icon
280
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$87.7K 0.04%
1,382
+750
+119% +$49.3K
VBR icon
281
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$84.8K 0.04%
532
– –
XLU icon
282
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$84.7K 0.04%
2,876
-788
-22% -$25.4K
KOMP icon
283
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
$2.8B
$83.7K 0.04%
2,114
– –
SPHY icon
284
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$12B
$82.5K 0.04%
3,679
+859
+30% +$19.5K
VOX icon
285
Vanguard Communication Services ETF
VOX
$5.88B
$81.1K 0.04%
771
– –
BUG icon
286
Global X Cybersecurity ETF
BUG
$1.51B
$80.4K 0.04%
3,309
– –
SPDW icon
287
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$79.4K 0.03%
+2,559
New +$82.6K
DWAS icon
288
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$444M
$79.3K 0.03%
1,056
– –
IGV icon
289
iShares Expanded Tech-Software Sector ETF
IGV
$15.1B
$79.2K 0.03%
1,160
– –
ICF icon
290
iShares Select U.S. REIT ETF
ICF
$2.08B
$78.6K 0.03%
1,567
– –
IHI icon
291
iShares US Medical Devices ETF
IHI
$3.44B
$74.1K 0.03%
1,527
– –
RYLD icon
292
Global X Russell 2000 Covered Call ETF
RYLD
$1.39B
$73.4K 0.03%
4,302
-1,405
-25% -$24.9K
SRET icon
293
Global X SuperDividend REIT ETF
SRET
$228M
$73.1K 0.03%
3,634
-273
-7% -$5.88K
VTI icon
294
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$72.9K 0.03%
343
-168
-33% -$37.2K
SKYY icon
295
First Trust Cloud Computing ETF
SKYY
$3.22B
$71.8K 0.03%
946
+4
+0.4% +$312
SIRI icon
296
SiriusXM
SIRI
$9.7B
$70.4K 0.03%
1,557
– –
IYJ icon
297
iShares US Industrials ETF
IYJ
$1.94B
$69.7K 0.03%
691
– –
IDV icon
298
iShares International Select Dividend ETF
IDV
$8.53B
$67.7K 0.03%
2,667
– –
HYG icon
299
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$67.5K 0.03%
916
-1,023
-53% -$76.4K
FXO icon
300
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$67.5K 0.03%
1,784
-2,735
-61% -$108K
10 11
12
13 14

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.