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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+10.59%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$34.7M
Cap. Flow
+$15M
Cap. Flow %
6.05%
Top 10 Hldgs %
28.43%
Holding
491
New
36
Increased
195
Reduced
106
Closed
9

Top Buys

Rank Stock Value
1
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.98M
2
UNH icon
UnitedHealth
UNH
+$928K
3
NVDA icon
NVIDIA
NVDA
+$682K
4
AAPL icon
Apple
AAPL
+$556K
5
AVGO icon
Broadcom
AVGO
+$549K

Top Sells

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$794K
2
T icon
AT&T
T
+$440K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$371K
4
NWL icon
Newell Brands
NWL
+$267K
5
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$265K

Sector Composition

Rank Sector Weight
1 Technology 21.45%
2 Financials 10.57%
3 Healthcare 7.08%
4 Consumer Discretionary 6.81%
5 Consumer Staples 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
276
Annaly Capital Management
NLY
$17.2B
$140K 0.06%
4,464
-419
-9% -$14.1K
ICVT icon
277
iShares Convertible Bond ETF
ICVT
$7.44B
$137K 0.06%
1,536
+278
+22% +$27.1K
ITB icon
278
iShares US Home Construction ETF
ITB
$2.35B
$137K 0.06%
1,652
+268
+19% +$20.2K
ALTY icon
279
Global X Alternative Income ETF
ALTY
$45.4M
$135K 0.05%
10,047
+766
+8% +$10.3K
FNK icon
280
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
$133K 0.05%
2,831
– –
PDP icon
281
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$131K 0.05%
1,381
– –
JFR icon
282
Nuveen Floating Rate Income Fund
JFR
$1.25B
$129K 0.05%
12,687
– –
ICF icon
283
iShares Select U.S. REIT ETF
ICF
$2.08B
$126K 0.05%
1,651
+7
+0.4% +$495
VOE icon
284
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$121K 0.05%
802
– –
IYC icon
285
iShares US Consumer Discretionary ETF
IYC
$1.23B
$120K 0.05%
1,429
+246
+21% +$20.4K
IAT icon
286
iShares US Regional Banks ETF
IAT
$679M
$117K 0.05%
1,897
+325
+21% +$20.5K
SKYY icon
287
First Trust Cloud Computing ETF
SKYY
$3.21B
$112K 0.05%
1,072
+1
+0.1% +$110
MUB icon
288
iShares National Muni Bond ETF
MUB
$45.8B
$111K 0.04%
951
– –
OIH icon
289
VanEck Oil Services ETF
OIH
$1.93B
$111K 0.04%
600
-496
-45% -$100K
IGPT icon
290
Invesco AI and Next Gen Software ETF
IGPT
$1.14B
$110K 0.04%
2,595
– –
DWAS icon
291
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$450M
$106K 0.04%
1,176
– –
IGIB icon
292
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$106K 0.04%
1,790
-788
-31% -$46.9K
IXN icon
293
iShares Global Tech ETF
IXN
$9.21B
$106K 0.04%
1,650
-159
-9% -$9.77K
XHB icon
294
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
$105K 0.04%
1,228
-3
-0.2% -$240
XYLD icon
295
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$105K 0.04%
2,082
+184
+10% +$9.23K
BUG icon
296
Global X Cybersecurity ETF
BUG
$1.51B
$103K 0.04%
3,250
-340
-9% -$11K
IHI icon
297
iShares US Medical Devices ETF
IHI
$3.42B
$103K 0.04%
1,562
+1
+0.1% +$64
ET icon
298
Energy Transfer Partners
ET
$70.5B
$102K 0.04%
12,372
+86
+0.7% +$781
PGX icon
299
Invesco Preferred ETF
PGX
$3.77B
$101K 0.04%
6,760
-2,463
-27% -$36.7K
VMBS icon
300
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$101K 0.04%
1,909
+1
+0.1% +$53
10 11
12
13 14

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q4 2021 Portfolio in Review

As of Q4 2021, Founders Financial Alliance held 491 positions worth $249M, up 16% from $214M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance deployed $15M of net new capital in Q4 2021, opening 36 new positions and adding to 195 existing holdings. Its largest new stake was Seagate: 5,335 shares worth $603K.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was AT&T, an estimated $440K trimmed.

  • Founders Financial Alliance's largest Q4 2021 buy was Seagate: 5,335 shares worth $603K.
  • Founders Financial Alliance added most to SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2021, an estimated $1.98M increase.
  • Founders Financial Alliance's biggest Q4 2021 reduction was AT&T, cutting an estimated $440K.
  • Founders Financial Alliance fully exited Aptus Defined Risk ETF in Q4 2021, selling an estimated $794K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $249M portfolio in Q4 2021.
  • Founders Financial Alliance opened 36 new positions and closed 9 in Q4 2021.
  • Founders Financial Alliance's portfolio value rose 16% quarter-over-quarter to $249M.

Based on Founders Financial Alliance's 13F filing for Q4 2021, filed 14 Feb 2022.