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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-0.42%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$214M
AUM Growth
-$6.12M
Cap. Flow
-$4.49M
Cap. Flow %
-2.1%
Top 10 Hldgs %
27.78%
Holding
488
New
10
Increased
186
Reduced
109
Closed
33

Top Buys

Rank Stock Value
1
ARKW icon
ARK Web x.0 ETF
ARKW
+$961K
2
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$592K
3
DIVO icon
Amplify CWP Enhanced Dividend Income ETF
DIVO
+$590K
4
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$439K
5
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$373K

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$708K
2
TWTR
Twitter, Inc.
TWTR
+$547K
3
AIA icon
iShares Asia 50 ETF
AIA
+$543K
4
AVGO icon
Broadcom
AVGO
+$487K
5
VRTX icon
Vertex Pharmaceuticals
VRTX
+$477K

Sector Composition

Rank Sector Weight
1 Technology 18.19%
2 Financials 11.72%
3 Consumer Discretionary 6.69%
4 Consumer Staples 6.47%
5 Communication Services 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIP icon
251
iShares TIPS Bond ETF
TIP
$14.7B
$140K 0.07%
1,097
+192
+21% +$24.8K
FYT icon
252
First Trust Small Cap Value AlphaDEX Fund
FYT
$199M
$139K 0.07%
2,791
– –
PGX icon
253
Invesco Preferred ETF
PGX
$3.76B
$139K 0.07%
9,223
+1,585
+21% +$24.1K
FTXR icon
254
First Trust Nasdaq Transportation ETF
FTXR
$1.05B
$131K 0.06%
4,251
+170
+4% +$5.45K
IYG icon
255
iShares US Financial Services ETF
IYG
$2.21B
$131K 0.06%
2,097
+501
+31% +$31.4K
ARKK icon
256
ARK Innovation ETF
ARKK
$6.37B
$129K 0.06%
1,169
-125
-10% -$15K
JFR icon
257
Nuveen Floating Rate Income Fund
JFR
$1.26B
$128K 0.06%
12,687
– –
FNK icon
258
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
$125K 0.06%
2,831
– –
ICVT icon
259
iShares Convertible Bond ETF
ICVT
$7.42B
$125K 0.06%
1,258
+383
+44% +$38.5K
ALTY icon
260
Global X Alternative Income ETF
ALTY
$45.4M
$124K 0.06%
9,281
+1,945
+27% +$26.5K
EFV icon
261
iShares MSCI EAFE Value ETF
EFV
$30B
$124K 0.06%
2,444
+892
+57% +$46.2K
IGPT icon
262
Invesco AI and Next Gen Software ETF
IGPT
$1.14B
$124K 0.06%
2,595
– –
PDP icon
263
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$123K 0.06%
1,381
+190
+16% +$17.5K
NEAR icon
264
iShares Short Maturity Bond ETF
NEAR
$4.88B
$122K 0.06%
2,441
-90
-4% -$4.51K
MTUM icon
265
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$120K 0.06%
685
+139
+25% +$24.7K
ET icon
266
Energy Transfer Partners
ET
$70.9B
$118K 0.06%
12,286
– –
EBIZ icon
267
Global X E-commerce ETF
EBIZ
$29.5M
$116K 0.05%
3,859
+1,190
+45% +$38.1K
SKYY icon
268
First Trust Cloud Computing ETF
SKYY
$3.22B
$113K 0.05%
1,071
– –
XLU icon
269
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$113K 0.05%
3,536
-220
-6% -$7.35K
VOE icon
270
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$112K 0.05%
802
– –
MUB icon
271
iShares National Muni Bond ETF
MUB
$45.8B
$111K 0.05%
951
– –
BUG icon
272
Global X Cybersecurity ETF
BUG
$1.51B
$110K 0.05%
3,590
+1,800
+101% +$55.2K
FBT icon
273
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$108K 0.05%
649
– –
ICF icon
274
iShares Select U.S. REIT ETF
ICF
$2.08B
$108K 0.05%
1,644
+4
+0.2% +$274
DWAS icon
275
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$444M
$104K 0.05%
1,176
– –
9 10
11
12 13

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2021 Portfolio in Review

As of Q3 2021, Founders Financial Alliance held 488 positions worth $214M, down 2.8% from $220M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance's Q3 2021 filing shows 10 new, 186 increased, 109 reduced and 33 closed positions. Its largest new stake was Amplify CWP Enhanced Dividend Income ETF: 16,259 shares worth $568K. The largest sale was UnitedHealth, an estimated $708K.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Founders Financial Alliance's largest Q3 2021 buy was Amplify CWP Enhanced Dividend Income ETF: 16,259 shares worth $568K.
  • Founders Financial Alliance added most to ARK Web x.0 ETF in Q3 2021, an estimated $961K increase.
  • Founders Financial Alliance's biggest Q3 2021 reduction was UnitedHealth, cutting an estimated $708K.
  • Founders Financial Alliance fully exited Twitter, Inc. in Q3 2021, selling an estimated $547K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $214M portfolio in Q3 2021.
  • Founders Financial Alliance opened 10 new positions and closed 33 in Q3 2021.
  • Founders Financial Alliance's portfolio value fell 2.8% quarter-over-quarter to $214M.

Based on Founders Financial Alliance's 13F filing for Q3 2021, filed 15 Nov 2021.