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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
-3.77%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$25.1M
Cap. Flow
-$14.7M
Cap. Flow %
-6.42%
Top 10 Hldgs %
30.06%
Holding
523
New
15
Increased
85
Reduced
229
Closed
48

Top Buys

Rank Stock Value
1
GSBD icon
Goldman Sachs BDC
GSBD
+$336K
2
ETN icon
Eaton
ETN
+$274K
3
DUK icon
Duke Energy
DUK
+$260K
4
PNNT
Pennant Park Investment Corp
PNNT
+$232K
5
PCF
High Income Securities Fund
PCF
+$232K

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$599K
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$590K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$512K
4
SO icon
Southern Company
SO
+$366K
5
AMZN icon
Amazon
AMZN
+$358K

Sector Composition

Rank Sector Weight
1 Technology 22.61%
2 Financials 9.2%
3 Healthcare 6.84%
4 Consumer Discretionary 5.98%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSD
226
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$201K 0.09%
18,720
+174
+0.9% +$1.94K
PYPL icon
227
PayPal
PYPL
$50.5B
$200K 0.09%
3,429
-779
-19% -$50.7K
FXR icon
228
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$762M
$195K 0.09%
3,396
-37
-1% -$2.22K
HBAN icon
229
Huntington Bancshares
HBAN
$35.6B
$194K 0.08%
18,636
-1,000
-5% -$11.2K
SPAB icon
230
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.91B
$193K 0.08%
7,923
-3,644
-32% -$90.8K
DGRO icon
231
iShares Core Dividend Growth ETF
DGRO
$43.7B
$182K 0.08%
3,675
-37
-1% -$1.92K
SDY icon
232
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$180K 0.08%
1,562
-82
-5% -$10K
F icon
233
Ford
F
$55.8B
$176K 0.08%
14,156
-466
-3% -$6.05K
ALTY icon
234
Global X Alternative Income ETF
ALTY
$45.4M
$172K 0.08%
15,997
-942
-6% -$10.5K
FTCS icon
235
First Trust Capital Strength ETF
FTCS
$7.99B
$170K 0.07%
2,307
+5
+0.2% +$378
BXMX
236
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$167K 0.07%
13,211
+132
+1% +$1.74K
PID icon
237
Invesco International Dividend Achievers ETF
PID
$915M
$167K 0.07%
9,993
+60
+0.6% +$1.06K
XLV icon
238
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$161K 0.07%
1,247
-145
-10% -$19.3K
FXD icon
239
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$157K 0.07%
3,085
+2,240
+265% +$122K
EFG icon
240
iShares MSCI EAFE Growth ETF
EFG
$17.2B
$156K 0.07%
1,804
-1,680
-48% -$155K
DJIA icon
241
Global X Dow 30 Covered Call ETF
DJIA
$188M
$152K 0.07%
7,125
+533
+8% +$11.8K
EFA icon
242
iShares MSCI EAFE ETF
EFA
$79.8B
$151K 0.07%
2,195
-7
-0.3% -$501
VV icon
243
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$149K 0.06%
760
+2
+0.3% +$407
BRSP
244
BrightSpire Capital
BRSP
$620M
$148K 0.06%
+23,676
New +$162K
BDN
245
Brandywine Realty Trust
BDN
$530M
$148K 0.06%
+32,513
New +$155K
MPT
246
Medical Properties Trust
MPT
$2.48B
$142K 0.06%
26,061
+7,583
+41% +$60.7K
EFV icon
247
iShares MSCI EAFE Value ETF
EFV
$30B
$135K 0.06%
2,751
-2,144
-44% -$106K
TIP icon
248
iShares TIPS Bond ETF
TIP
$14.7B
$134K 0.06%
1,288
-36
-3% -$3.81K
IVE icon
249
iShares S&P 500 Value ETF
IVE
$50B
$132K 0.06%
859
– –
MBB icon
250
iShares MBS ETF
MBB
$38.9B
$131K 0.06%
1,480
-706
-32% -$64.5K
8 9
10
11 12

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q3 2023 Portfolio in Review

As of Q3 2023, Founders Financial Alliance held 523 positions worth $229M, down 9.9% from $254M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Founders Financial Alliance withdrew a net $14.7M in Q3 2023, closing 48 positions and reducing 229 holdings. Its most notable exit was Annaly Capital Management, an estimated $599K position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 23% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Founders Financial Alliance opened a new position in Goldman Sachs BDC worth $340K.

  • Founders Financial Alliance's largest Q3 2023 buy was Goldman Sachs BDC: 23,325 shares worth $340K.
  • Founders Financial Alliance added most to Eaton in Q3 2023, an estimated $274K increase.
  • Founders Financial Alliance's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $590K.
  • Founders Financial Alliance fully exited Annaly Capital Management in Q3 2023, selling an estimated $599K.
  • Founders Financial Alliance's ten largest holdings make up 30% of its $229M portfolio in Q3 2023.
  • Founders Financial Alliance opened 15 new positions and closed 48 in Q3 2023.
  • Founders Financial Alliance's portfolio value fell 9.9% quarter-over-quarter to $229M.

Based on Founders Financial Alliance's 13F filing for Q3 2023, filed 13 Nov 2023.