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FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+10.59%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$249M
AUM Growth
+$34.7M
Cap. Flow
+$15M
Cap. Flow %
6.05%
Top 10 Hldgs %
28.43%
Holding
491
New
36
Increased
195
Reduced
106
Closed
9

Top Buys

Rank Stock Value
1
SLY
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
+$1.98M
2
UNH icon
UnitedHealth
UNH
+$928K
3
NVDA icon
NVIDIA
NVDA
+$682K
4
AAPL icon
Apple
AAPL
+$556K
5
AVGO icon
Broadcom
AVGO
+$549K

Top Sells

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$794K
2
T icon
AT&T
T
+$440K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$371K
4
NWL icon
Newell Brands
NWL
+$267K
5
LDUR icon
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
+$265K

Sector Composition

Rank Sector Weight
1 Technology 21.45%
2 Financials 10.57%
3 Healthcare 7.08%
4 Consumer Discretionary 6.81%
5 Consumer Staples 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIP icon
226
iShares TIPS Bond ETF
TIP
$14.7B
$229K 0.09%
1,773
+676
+62% +$87.2K
SWKS icon
227
Skyworks Solutions
SWKS
$10.6B
$228K 0.09%
1,467
+3
+0.2% +$480
MXI icon
228
iShares Global Materials ETF
MXI
$360M
$227K 0.09%
2,505
+58
+2% +$5.15K
SHOP icon
229
Shopify
SHOP
$198B
$226K 0.09%
1,640
+170
+12% +$24.8K
SYY icon
230
Sysco
SYY
$40B
$225K 0.09%
2,865
– –
IYW icon
231
iShares US Technology ETF
IYW
$25.5B
$223K 0.09%
1,941
+166
+9% +$18.4K
FTC icon
232
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.39B
$220K 0.09%
1,833
– –
GM icon
233
General Motors
GM
$76.1B
$220K 0.09%
3,748
-546
-13% -$31.9K
VV icon
234
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$220K 0.09%
993
+2
+0.2% +$429
NSC icon
235
Norfolk Southern
NSC
$75.5B
$219K 0.09%
+737
New +$206K
EFG icon
236
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$216K 0.09%
1,960
+360
+23% +$39.4K
GDV icon
237
Gabelli Dividend & Income Trust
GDV
$2.66B
$215K 0.09%
+7,950
New +$212K
PDI icon
238
PIMCO Dynamic Income Fund
PDI
$7.43B
$212K 0.09%
+8,169
New +$213K
NOC icon
239
Northrop Grumman
NOC
$81.9B
$211K 0.08%
+546
New +$203K
YUM icon
240
Yum! Brands
YUM
$40.4B
$210K 0.08%
+1,512
New +$193K
SDY icon
241
State Street SPDR S&P Dividend ETF
SDY
$22B
$209K 0.08%
1,615
-100
-6% -$12.4K
FXD icon
242
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$275M
$208K 0.08%
3,357
+39
+1% +$2.41K
IEUR icon
243
iShares Core MSCI Europe ETF
IEUR
$9.14B
$203K 0.08%
3,489
– –
SO icon
244
Southern Company
SO
$105B
$203K 0.08%
+2,956
New +$188K
ITOT icon
245
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$200K 0.08%
1,871
-535
-22% -$55.9K
NOBL icon
246
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$198K 0.08%
4,028
+210
+6% +$9.91K
PNC icon
247
PNC Financial Services
PNC
$101B
$198K 0.08%
+986
New +$201K
UBCP icon
248
United Bancorp
UBCP
$96.2M
$190K 0.08%
11,382
+11
+0.1% +$170
IVE icon
249
iShares S&P 500 Value ETF
IVE
$49.8B
$189K 0.08%
1,206
– –
AGG icon
250
iShares Core US Aggregate Bond ETF
AGG
$138B
$186K 0.07%
1,632
+4
+0.2% +$458
8 9
10
11 12

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q4 2021 Portfolio in Review

As of Q4 2021, Founders Financial Alliance held 491 positions worth $249M, up 16% from $214M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Founders Financial Alliance deployed $15M of net new capital in Q4 2021, opening 36 new positions and adding to 195 existing holdings. Its largest new stake was Seagate: 5,335 shares worth $603K.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was AT&T, an estimated $440K trimmed.

  • Founders Financial Alliance's largest Q4 2021 buy was Seagate: 5,335 shares worth $603K.
  • Founders Financial Alliance added most to SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2021, an estimated $1.98M increase.
  • Founders Financial Alliance's biggest Q4 2021 reduction was AT&T, cutting an estimated $440K.
  • Founders Financial Alliance fully exited Aptus Defined Risk ETF in Q4 2021, selling an estimated $794K.
  • Founders Financial Alliance's ten largest holdings make up 28% of its $249M portfolio in Q4 2021.
  • Founders Financial Alliance opened 36 new positions and closed 9 in Q4 2021.
  • Founders Financial Alliance's portfolio value rose 16% quarter-over-quarter to $249M.

Based on Founders Financial Alliance's 13F filing for Q4 2021, filed 14 Feb 2022.