We are live on ! Find out more
FFA

Founders Financial Alliance Portfolio holdings

AUM $754M
1-Year Est. Return 27.39%
This Fund
S&P 500
This Quarter Est. Return
+14.19%
1 Year Est. Return
+27.39%
3 Year Est. Return
+84.94%
5 Year Est. Return
+101.53%
10 Year Est. Return
–
AUM
$177M
AUM Growth
+$9.47M
Cap. Flow
-$8M
Cap. Flow %
-4.52%
Top 10 Hldgs %
29.19%
Holding
1,449
New
23
Increased
210
Reduced
51
Closed
1,031

Top Buys

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$713K
2
CMCSA icon
Comcast
CMCSA
+$688K
3
AAPL icon
Apple
AAPL
+$623K
4
MSFT icon
Microsoft
MSFT
+$451K
5
AMZN icon
Amazon
AMZN
+$450K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$1.07M
2
ARKK icon
ARK Innovation ETF
ARKK
+$1.06M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$473K
4
VIOV icon
Vanguard S&P Small-Cap 600 Value ETF
VIOV
+$412K
5
PM icon
Philip Morris
PM
+$251K

Sector Composition

Rank Sector Weight
1 Technology 19.81%
2 Financials 10.66%
3 Consumer Discretionary 7.47%
4 Communication Services 7.31%
5 Consumer Staples 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHI icon
226
iShares US Medical Devices ETF
IHI
$3.44B
$131K 0.07%
2,376
+912
+62% +$47.7K
AGG icon
227
iShares Core US Aggregate Bond ETF
AGG
$137B
$127K 0.07%
1,077
+222
+26% +$26.2K
FYC icon
228
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
$127K 0.07%
2,065
– –
QUAL icon
229
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$124K 0.07%
1,069
+109
+11% +$12K
MBB icon
230
iShares MBS ETF
MBB
$38.9B
$118K 0.07%
1,084
+202
+23% +$22.2K
FYT icon
231
First Trust Small Cap Value AlphaDEX Fund
FYT
$199M
$116K 0.07%
2,791
– –
ICF icon
232
iShares Select U.S. REIT ETF
ICF
$2.08B
$116K 0.07%
2,151
+163
+8% +$8.63K
JFR icon
233
Nuveen Floating Rate Income Fund
JFR
$1.26B
$114K 0.06%
13,113
– –
HYD icon
234
VanEck High Yield Muni ETF
HYD
$4.4B
$113K 0.06%
1,826
– –
PGF icon
235
Invesco Financial Preferred ETF
PGF
$667M
$112K 0.06%
5,881
+1,370
+30% +$26K
TIP icon
236
iShares TIPS Bond ETF
TIP
$14.7B
$110K 0.06%
863
– –
FBT icon
237
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$109K 0.06%
649
– –
AOA icon
238
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$108K 0.06%
1,685
-210
-11% -$12.8K
FNK icon
239
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
$101K 0.06%
2,831
– –
LUMN icon
240
Lumen
LUMN
$6.85B
$101K 0.06%
10,315
+1,472
+17% +$14.5K
SIRI icon
241
SiriusXM
SIRI
$9.7B
$100K 0.06%
1,557
– –
VTI icon
242
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$99K 0.06%
510
+179
+54% +$32.7K
QYLD icon
243
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$98K 0.06%
4,291
+855
+25% +$18.9K
IWM icon
244
iShares Russell 2000 ETF
IWM
$81.5B
$97K 0.05%
490
+59
+14% +$10.3K
ARKK icon
245
ARK Innovation ETF
ARKK
$6.37B
$96K 0.05%
774
-9,807
-93% -$1.06M
FXR icon
246
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$762M
$96K 0.05%
1,930
+1
+0.1% +$46
TLT icon
247
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
$95K 0.05%
600
+43
+8% +$6.83K
VOE icon
248
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$95K 0.05%
802
– –
EEM icon
249
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$94K 0.05%
1,819
+64
+4% +$3.08K
IWV icon
250
iShares Russell 3000 ETF
IWV
$20.4B
$93K 0.05%
416
+9
+2% +$1.89K
8 9
10
11 12

Similar funds

JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

Founders Financial Alliance's Q4 2020 Portfolio in Review

As of Q4 2020, Founders Financial Alliance held 1,449 positions worth $177M, up 5.7% from $167M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Founders Financial Alliance withdrew a net $8M in Q4 2020, closing 1,031 positions and reducing 51 holdings. Its most notable exit was Vanguard S&P Small-Cap 600 Value ETF, an estimated $412K position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 18% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Founders Financial Alliance opened a new position in WBI BullBear Global Income ETF worth $67K.

  • Founders Financial Alliance's largest Q4 2020 buy was WBI BullBear Global Income ETF: 2,672 shares worth $67K.
  • Founders Financial Alliance added most to UnitedHealth in Q4 2020, an estimated $713K increase.
  • Founders Financial Alliance's biggest Q4 2020 reduction was iShares Select Dividend ETF, cutting an estimated $1.07M.
  • Founders Financial Alliance fully exited Vanguard S&P Small-Cap 600 Value ETF in Q4 2020, selling an estimated $412K.
  • Founders Financial Alliance's ten largest holdings make up 29% of its $177M portfolio in Q4 2020.
  • Founders Financial Alliance opened 23 new positions and closed 1,031 in Q4 2020.
  • Founders Financial Alliance's portfolio value rose 5.7% quarter-over-quarter to $177M.

Based on Founders Financial Alliance's 13F filing for Q4 2020, filed 4 Feb 2021.