Foundations Investment Advisors’s FT Vest US Small Cap Moderate Buffer ETF May SMAY Stock Holding History

Foundations Investment Advisors’s Portfolio SMAY Stock Details SMAY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$262K	Sell	9,947 -1,190	-11%	-$31.4K	﹤0.01%	967
2025 Q4	$289K	Buy	+11,137	New	+$285K	﹤0.01%	908
2023 Q4	–	Sell	-64,242	Closed	-$1.31M	–	721
2023 Q3	$1.31M	Buy	64,242 +918	+1%	+$19.2K	0.04%	264
2023 Q2	$1.32M	Buy	+63,324	New	+$1.3M	0.04%	229

Other funds holding SMAY

MOS

MGO One Seven Beachwood, Ohio $4.98B AUM 22.72% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

LWM

Lionshead Wealth Management New York $136M AUM 19.17% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SMART Wealth Omaha, Nebraska $341M AUM 24.37% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $104M AUM

Foundations Investment Advisors's SMAY Position: Q1 2026 in Review

Foundations Investment Advisors reduced its FT Vest US Small Cap Moderate Buffer ETF May (SMAY) stake by 11% in Q1 2026, selling an estimated $31.4K and leaving 9,947 shares worth $262K. The position accounts for ﹤0.01% of the portfolio, ranked #967.

Foundations Investment Advisors first reported a position in SMAY in Q2 2023 and has held it in 4 quarters since. The position peaked at $1.32M in Q2 2023. 57 funds tracked by Wall St. Rank hold SMAY as of Q1 2026.

Foundations Investment Advisors held 9,947 shares of FT Vest US Small Cap Moderate Buffer ETF May worth $262K as of Q1 2026.
Foundations Investment Advisors sold 1,190 FT Vest US Small Cap Moderate Buffer ETF May shares in Q1 2026, an estimated $31.4K.
FT Vest US Small Cap Moderate Buffer ETF May made up ﹤0.01% of Foundations Investment Advisors's portfolio in Q1 2026, its #967 holding.
Foundations Investment Advisors first reported a position in FT Vest US Small Cap Moderate Buffer ETF May in Q2 2023 and has held it in 4 quarters since.
Foundations Investment Advisors's FT Vest US Small Cap Moderate Buffer ETF May position peaked at $1.32M in Q2 2023.
57 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF May as of Q1 2026.

Based on Foundations Investment Advisors's 13F filing for Q1 2026, filed 11 May 2026.