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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDC
176
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$279K 0.09%
32,000
+8,576
+37% +$85.8K
TWTR
177
DELISTED
Twitter, Inc.
TWTR
$277K 0.09%
+8,653
New +$285K
JRO
178
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$277K 0.09%
27,770
+27,168
+4,513% +$259K
CRCM
179
DELISTED
CARE.COM, INC.
CRCM
$276K 0.09%
+18,400
New +$221K
LVGO
180
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$272K 0.08%
10,860
+10,660
+5,330% +$255K
COST icon
181
Costco
COST
$423B
$271K 0.08%
+925
New +$275K
VRT icon
182
Vertiv
VRT
$104B
$270K 0.08%
24,500
+23,018
+1,553% +$240K
TLT icon
183
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
$265K 0.08%
+1,960
New +$273K
KL
184
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$264K 0.08%
+6,000
New +$266K
CHWY icon
185
Chewy
CHWY
$9.25B
$262K 0.08%
9,060
+960
+12% +$24.6K
CNH
186
CNH Industrial
CNH
$16.9B
$261K 0.08%
27,346
+15,856
+138% +$149K
DBL
187
DoubleLine Opportunistic Credit Fund
DBL
$281M
$259K 0.08%
12,583
-1,920
-13% -$39.7K
XOM icon
188
CALL
ExxonMobil
XOM
$662B
$258K 0.08%
+3,700
New +$256K
ZS icon
189
Zscaler
ZS
$28.6B
$255K 0.08%
5,500
+5,055
+1,136% +$235K
JPI
190
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$251K 0.08%
9,739
+1,481
+18% +$37.1K
FPF
191
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$250K 0.08%
10,631
+9,731
+1,081% +$231K
HYB
192
DELISTED
New America High Income Fund, Inc.
HYB
$249K 0.08%
27,286
+11,386
+72% +$102K
EAD
193
Allspring Income Opportunities Fund
EAD
$378M
$248K 0.08%
29,553
+18,826
+176% +$156K
B
194
Barrick Mining
B
$68.5B
$247K 0.08%
+13,330
New +$229K
PKO
195
DELISTED
Pimco Income Opportunity Fund
PKO
$247K 0.08%
8,900
+5,042
+131% +$138K
NSL
196
DELISTED
NUVEEN SENIOR INCM FD
NSL
$246K 0.08%
41,353
+41,009
+11,921% +$235K
DMO
197
Western Asset Mortgage Opportunity Fund
DMO
$120M
$244K 0.08%
12,065
+5,387
+81% +$115K
WIW
198
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$510M
$242K 0.08%
21,024
-9,109
-30% -$102K
BRW
199
Saba Capital Income & Opportunities Fund
BRW
$340M
$235K 0.07%
23,550
+19,125
+432% +$184K
DHT icon
200
DHT Holdings
DHT
$2.95B
$235K 0.07%
+28,400
New +$211K
6 7
8
9 10

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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.