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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
851
eBay
EBAY
$47.2B
– –
-58
Closed -$2K
ECF
852
Ellsworth Growth & Income Fund
ECF
$173M
– –
-2,498
Closed -$26K
EEM icon
853
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.9B
– –
-185
Closed -$7K
EOG icon
854
EOG Resources
EOG
$75.2B
– –
-200
Closed -$14K
ESTC icon
855
Elastic
ESTC
$7.94B
– –
-400
Closed -$32K
EWH icon
856
PUT
iShares MSCI Hong Kong ETF
EWH
$1.21B
– –
-150
Closed -$3K
EXAS
857
DELISTED
Exact Sciences
EXAS
– –
-2,600
Closed -$234K
EXK
858
Endeavour Silver
EXK
$3.14B
– –
-40,000
Closed -$88K
FANG icon
859
Diamondback Energy
FANG
$56.5B
– –
-464
Closed -$41K
FBP icon
860
First Bancorp
FBP
$4.43B
– –
-3,000
Closed -$29K
DMC
861
PUT
Del Monte Corp
DMC
$1.45B
– –
-40
Closed -$1K
FFIN icon
862
First Financial Bankshares
FFIN
$4.99B
– –
-430
Closed -$14K
FICO icon
863
Fair Isaac
FICO
$22.4B
– –
-70
Closed -$21K
FLC
864
Flaherty & Crumrine Total Return Fund
FLC
$176M
– –
-371
Closed -$8K
FMS icon
865
Fresenius Medical Care
FMS
$12.7B
– –
-700
Closed -$24.8K
FNKO icon
866
Funko
FNKO
$332M
– –
-10,487
Closed -$215K
FOSL icon
867
Fossil Group
FOSL
$310M
– –
-14,894
Closed -$186K
FOXA icon
868
Fox Class A
FOXA
$26.1B
– –
-2,965
Closed -$93K
FRO icon
869
Frontline
FRO
$8.49B
– –
-4,000
Closed -$43.6K
FRST icon
870
Primis Financial Corp
FRST
$405M
– –
-16,501
Closed -$253K
FTK icon
871
Flotek Industries
FTK
$1.41B
– –
-9,533
Closed -$125K
FVCB icon
872
FVCBankcorp
FVCB
$335M
– –
-1,679
Closed -$23K
FXI icon
873
PUT
iShares China Large-Cap ETF
FXI
$4.25B
– –
-540
Closed -$21K
GAB.PRH icon
874
Gabelli Equity Trust 5.00% Series H Preferred Stock
GAB.PRH
$80.3M
– –
-800
Closed -$20K
TDAY
875
USA Today Co
TDAY
$1B
– –
-25,778
Closed -$227K
33 34
35
36 37

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BCH
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NCM
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RFA
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.