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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+17.6%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$90.1M
AUM Growth
-$78.1M
Cap. Flow
-$87.1M
Cap. Flow %
-96.63%
Top 10 Hldgs %
36.9%
Holding
880
New
217
Increased
67
Reduced
93
Closed
367

Top Buys

Rank Stock Value
1
SPLK
Splunk Inc
SPLK
+$3.84M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.79M
3
CPRI icon
Capri Holdings
CPRI
+$3.25M
4
FNGD icon
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
+$2.93M
5
FLEX icon
Flex
FLEX
+$2.54M

Top Sells

Rank Stock Value
1
ATVI
Activision Blizzard
ATVI
+$29.7M
2
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$16.7M
3
DHR icon
Danaher
DHR
+$12.4M
4
SGEN
Seagen Inc. Common Stock
SGEN
+$7.49M
5
K
Kellanova
K
+$5.9M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 15.96%
2 Technology 15.86%
3 Industrials 10.94%
4 Financials 5.09%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRDL
501
Cardiol Therapeutics
CRDL
$175M
– –
-33,305
Closed -$30K
CVX icon
502
Chevron
CVX
$386B
– –
-3,000
Closed -$505K
CWH icon
503
CALL
Camping World
CWH
$659M
– –
-100
Closed -$2K
CWH icon
504
Camping World
CWH
$659M
– –
-2,750
Closed -$56K
DDOG icon
505
Datadog
DDOG
$86.5B
– –
-1,399
Closed -$127K
DGRO icon
506
iShares Core Dividend Growth ETF
DGRO
$43.8B
– –
-4,500
Closed -$222K
DHR icon
507
CALL
Danaher
DHR
$145B
– –
-45
Closed -$8K
DHR icon
508
Danaher
DHR
$145B
– –
-63,676
Closed -$12.4M
DHR icon
509
PUT
Danaher
DHR
$145B
– –
-270
Closed -$52K
DIAX
510
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-2,800
Closed -$38K
DIS icon
511
Walt Disney
DIS
$178B
– –
-11,000
Closed -$891K
DMF
512
DELISTED
BNY Mellon Municipal Income
DMF
– –
-600
Closed -$3K
DMO
513
Western Asset Mortgage Opportunity Fund
DMO
$120M
– –
-200
Closed -$2K
DOCU
514
DocuSign
DOCU
$11.1B
– –
-100
Closed -$4K
DSI icon
515
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
– –
-200
Closed -$16K
DVY icon
516
iShares Select Dividend ETF
DVY
$23.7B
– –
-5,200
Closed -$559K
DVYE icon
517
iShares Emerging Markets Dividend ETF
DVYE
$1.21B
– –
-500
Closed -$11K
EBC icon
518
Eastern Bankshares
EBC
$5.34B
– –
-24,780
Closed -$310K
EHI
519
Western Asset Global High Income Fund
EHI
$177M
– –
-700
Closed -$4K
EL icon
520
Estee Lauder
EL
$31.7B
– –
-279
Closed -$37K
EMD
521
Western Asset Emerging Markets Debt Fund
EMD
$610M
– –
-1,400
Closed -$11K
ENPH icon
522
Enphase Energy
ENPH
$5.39B
– –
-280
Closed -$33K
ESAB icon
523
ESAB
ESAB
$5.35B
– –
-5,300
Closed -$372K
ESGU icon
524
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
– –
-500
Closed -$46K
ESML icon
525
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.94B
– –
-300
Closed -$10K
19 20
21
22 23

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KWM
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CC
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SL
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BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, FNY Investment Advisers held 880 positions worth $90.1M, down 46% from $168M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

FNY Investment Advisers withdrew a net $87.1M in Q4 2023, closing 367 positions and reducing 93 holdings. Its most notable exit was Activision Blizzard, an estimated $29.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 16% of assets, up from 7.1% a quarter earlier, followed by Technology and Industrials.

Against the trend, FNY Investment Advisers opened a new position in iShares Russell 2000 ETF worth $4.25M.

  • FNY Investment Advisers's largest Q4 2023 buy was iShares Russell 2000 ETF: 21,161 shares worth $4.25M.
  • FNY Investment Advisers added most to Splunk Inc in Q4 2023, an estimated $3.84M increase.
  • FNY Investment Advisers's biggest Q4 2023 reduction was Aramark, cutting an estimated $5.13M.
  • FNY Investment Advisers fully exited Activision Blizzard in Q4 2023, selling an estimated $29.7M.
  • FNY Investment Advisers's ten largest holdings make up 37% of its $90.1M portfolio in Q4 2023.
  • FNY Investment Advisers opened 217 new positions and closed 367 in Q4 2023.
  • FNY Investment Advisers's portfolio value fell 46% quarter-over-quarter to $90.1M.

Based on FNY Investment Advisers's 13F filing for Q4 2023, filed 12 Jan 2024.