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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCS
376
PIMCO Strategic Income Fund
RCS
$249M
$55K 0.02%
5,954
+5,549
+1,370% +$53.2K
AGNC icon
377
AGNC Investment
AGNC
$12.9B
$54K 0.02%
3,400
-2,600
-43% -$42.7K
GLD icon
378
PUT
SPDR Gold Trust
GLD
$143B
$53K 0.02%
+383
New +$53.2K
QQQX icon
379
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.5B
$53K 0.02%
2,408
+626
+35% +$14K
TBT icon
380
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$308M
$53K 0.02%
2,200
-3,600
-62% -$94.8K
TSLA icon
381
PUT
Tesla
TSLA
$1.31T
$53K 0.02%
3,360
+1,860
+124% +$29.1K
CDOR
382
DELISTED
Condor Hospitality Trust, Inc. Common Stock
CDOR
$53K 0.02%
+4,812
New +$50.5K
BF.A icon
383
Brown-Forman Class A
BF.A
$13B
$52K 0.02%
871
+559
+179% +$31.9K
GAIA icon
384
Gaia
GAIA
$31.4M
$52K 0.02%
8,081
+3,300
+69% +$23.3K
FAM
385
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$52K 0.02%
5,000
-1,000
-17% -$10.6K
GHG
386
GreenTree Hospitality
GHG
$113M
$51K 0.02%
5,138
+3,638
+243% +$41.2K
NTES icon
387
NetEase
NTES
$81.9B
$51K 0.02%
+960
New +$48.8K
NXST icon
388
Nexstar Media Group
NXST
$5.69B
$51K 0.02%
501
-299
-37% -$30.2K
LDP icon
389
Cohen & Steers Duration Preferred & Income Fund
LDP
$601M
$50K 0.02%
+1,960
New +$49.4K
LPL icon
390
LG Display
LPL
$3.43B
$49K 0.02%
8,284
-502,213
-98% -$3.09M
CELG
391
PUT
DELISTED
Celgene Corp
CELG
$49K 0.02%
+501
New +$47.6K
DLNG.PRB
392
DELISTED
Dynagas LNG Partners LP 8.75% Series B Fixed to Floating Rate Cumulative Redeemable Perpetual Preferred Units, liquidation preference $25.00 per Unit
DLNG.PRB
$48K 0.01%
2,347
+2,000
+576% +$33.8K
KEYS icon
393
Keysight
KEYS
$58.7B
$48K 0.01%
+500
New +$46.3K
KIO
394
KKR Income Opportunities Fund
KIO
$459M
$48K 0.01%
+3,100
New +$48.3K
PCK
395
DELISTED
Pimco California Municipal Income Fund II
PCK
$48K 0.01%
4,926
+4,602
+1,420% +$45.6K
POWI icon
396
Power Integrations
POWI
$3.54B
$45K 0.01%
+1,000
New +$43.4K
FCT
397
First Trust Senior Floating Rate Income Fund II
FCT
$44K 0.01%
+3,738
New +$44.5K
SMH icon
398
PUT
VanEck Semiconductor ETF
SMH
$70.6B
$44K 0.01%
752
+380
+102% +$22K
PCN
399
PIMCO Corporate & Income Strategy Fund
PCN
$891M
$43K 0.01%
2,344
+2,020
+623% +$36K
MAG
400
DELISTED
MAG Silver
MAG
$42K 0.01%
4,000
+3,960
+9,900% +$45.8K
14 15
16
17 18

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ACP
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KWM
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CC
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SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
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CCC
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NCM
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RFA
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FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.