FNY Investment Advisers’s First Trust/abrdn Global Opportunity Income Fund FAM Stock Holding History

FNY Investment Advisers’s Portfolio FAM Stock Details FAM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-4,000	Closed	-$40K	–	965
2021 Q2	$40K	Buy	+4,000	New	+$40.3K	0.02%	469
2020 Q1	–	Sell	-8,800	Closed	-$98K	–	883
2019 Q4	$98K	Buy	8,800 +3,800	+76%	+$41.7K	0.03%	366
2019 Q3	$52K	Sell	5,000 -1,000	-17%	-$10.6K	0.02%	406
2019 Q2	$62K	Buy	+6,000	New	+$60K	0.02%	344

Other funds holding FAM

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

MAFM

Mid Atlantic Financial Management Pittsburgh, Pennsylvania $1.49B AUM 24.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FNY Investment Advisers's FAM Position: Q3 2021 in Review

FNY Investment Advisers sold out of First Trust/abrdn Global Opportunity Income Fund (FAM) in Q3 2021, closing a stake of 4,000 shares — an estimated $40K sold.

FNY Investment Advisers first reported a position in FAM in Q2 2019 and held it in 4 quarters. The position peaked at $98K in Q4 2019. 39 funds tracked by Wall St. Rank hold FAM as of Q3 2021.

FNY Investment Advisers reported no remaining First Trust/abrdn Global Opportunity Income Fund position as of Q3 2021 after selling out during the quarter.
FNY Investment Advisers sold 4,000 First Trust/abrdn Global Opportunity Income Fund shares in Q3 2021, an estimated $40K.
FNY Investment Advisers first reported a position in First Trust/abrdn Global Opportunity Income Fund in Q2 2019 and held it in 4 quarters.
FNY Investment Advisers's First Trust/abrdn Global Opportunity Income Fund position peaked at $98K in Q4 2019.
39 funds tracked by Wall St. Rank held First Trust/abrdn Global Opportunity Income Fund as of Q3 2021.

Based on FNY Investment Advisers's 13F filing for Q3 2021, filed 13 Oct 2021.