We are live on ! Find out more
FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+1.12%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$327M
AUM Growth
-$12.2M
Cap. Flow
-$9.88M
Cap. Flow %
-3.02%
Top 10 Hldgs %
48.42%
Holding
1,378
New
400
Increased
269
Reduced
149
Closed
483

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$19M
2
CELG
Celgene Corp
CELG
+$18.7M
3
SPCE icon
Virgin Galactic
SPCE
+$10.7M
4
WBC
WABCO HOLDINGS INC.
WBC
+$9.32M
5
GWR
Genesee & Wyoming Inc.
GWR
+$7.4M

Top Sells

Rank Stock Value
1
APC
Anadarko Petroleum
APC
+$49M
2
RHT
Red Hat Inc
RHT
+$47.6M
3
FDC
First Data Corporation
FDC
+$7.23M
4
MLNX
Mellanox Technologies, Ltd.
MLNX
+$4.11M
5
ARRY
Array Biopharma Inc
ARRY
+$3.62M

Sector Composition

Rank Sector Weight
1 Healthcare 30.14%
2 Financials 12.64%
3 Industrials 9.02%
4 Consumer Discretionary 7.86%
5 Technology 6.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPS
351
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$66K 0.02%
6,737
+4,712
+233% +$45.8K
CHI
352
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$65K 0.02%
+6,300
New +$66.5K
CYRX icon
353
CryoPort
CYRX
$757M
$65K 0.02%
4,000
– –
UBSI icon
354
United Bankshares
UBSI
$6.61B
$65K 0.02%
1,720
+100
+6% +$3.7K
COUP
355
DELISTED
Coupa Software Incorporated
COUP
$64K 0.02%
500
-130
-21% -$18K
FRAN
356
DELISTED
Francesca's Holdings Corporation
FRAN
$64K 0.02%
+4,616
New +$29.1K
CIK
357
Credit Suisse Asset Management Income Fund
CIK
$135M
$63K 0.02%
20,000
+594
+3% +$1.87K
OMEX icon
358
Odyssey Marine Exploration
OMEX
$52.7M
$63K 0.02%
+16,705
New +$78.9K
PG icon
359
PUT
Procter & Gamble
PG
$338B
$63K 0.02%
+510
New +$60.3K
WSC icon
360
WillScot Mobile Mini Holdings
WSC
$4.15B
$62K 0.02%
+4,000
New +$59.9K
BBL
361
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$62K 0.02%
1,451
-4,563
-76% -$208K
HBAN icon
362
Huntington Bancshares
HBAN
$35.9B
$61K 0.02%
+4,300
New +$58.8K
AIF
363
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$61K 0.02%
+4,029
New +$60K
PFL
364
PIMCO Income Strategy Fund
PFL
$388M
$60K 0.02%
5,258
+5,015
+2,064% +$58.6K
WEA
365
Western Asset Premier Bond Fund
WEA
$125M
$60K 0.02%
4,258
+4,015
+1,652% +$55.7K
GOF icon
366
Guggenheim Strategic Opportunities Fund
GOF
$2.28B
$59K 0.02%
+3,100
New +$62.2K
ORBC
367
DELISTED
ORBCOMM, Inc.
ORBC
$59K 0.02%
12,500
+11,840
+1,794% +$70.8K
BWFG icon
368
Bankwell Financial Group
BWFG
$542M
$58K 0.02%
2,128
+1,927
+959% +$52.5K
CRWD icon
369
CrowdStrike
CRWD
$226B
$58K 0.02%
4,000
-13,736
-77% -$273K
RRC icon
370
Range Resources
RRC
$9.5B
$58K 0.02%
+15,300
New +$73.4K
VTAK icon
371
Catheter Precision
VTAK
$1.06M
– –
0
– –
DHF
372
BNY Mellon High Yield Strategies Fund
DHF
$175M
$57K 0.02%
+18,861
New +$57.9K
M icon
373
Macy's
M
$6.45B
$57K 0.02%
+3,715
New +$68.8K
DESP
374
DELISTED
Despegar.com
DESP
$56K 0.02%
+5,000
New +$60.5K
ARDC
375
Are Dynamic Credit Allocation Fund
ARDC
$298M
$55K 0.02%
+3,707
New +$56K
13 14
15
16 17

Similar funds

ACP
Arcus Capital Partners Atlanta, Georgia $278M AUM 14.53% 1-Year Est. Return
KWM
Kanen Wealth Management Coconut Creek, Florida $278M AUM 38.85% 1-Year Est. Return
CC
Checkpoint Capital San Francisco, California $279M AUM 45.74% 1-Year Est. Return
SL
SOF Ltd George Town, Cayman Islands $279M AUM 6.12% 1-Year Est. Return
BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
CCC
Compass Capital Corp Braintree, Massachusetts $279M AUM 28.36% 1-Year Est. Return
NCM
NCM Capital Management Ramsey, New Jersey $279M AUM 26.47% 1-Year Est. Return
RFA
Resurgent Financial Advisors Atlanta, Georgia $277M AUM 21.5% 1-Year Est. Return

FNY Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, FNY Investment Advisers held 1,378 positions worth $327M, down 3.6% from $339M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

FNY Investment Advisers withdrew a net $9.88M in Q3 2019, closing 483 positions and reducing 149 holdings. Its most notable exit was Anadarko Petroleum, an estimated $49M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 30% of assets, up from 17% a quarter earlier, followed by Financials and Industrials.

Against the trend, FNY Investment Advisers opened a new position in Genesee & Wyoming Inc. worth $7.43M.

  • FNY Investment Advisers's largest Q3 2019 buy was Genesee & Wyoming Inc.: 67,241 shares worth $7.43M.
  • FNY Investment Advisers added most to Allergan plc in Q3 2019, an estimated $19M increase.
  • FNY Investment Advisers's biggest Q3 2019 reduction was Mellanox Technologies, Ltd., cutting an estimated $4.11M.
  • FNY Investment Advisers fully exited Anadarko Petroleum in Q3 2019, selling an estimated $49M.
  • FNY Investment Advisers's ten largest holdings make up 48% of its $327M portfolio in Q3 2019.
  • FNY Investment Advisers opened 400 new positions and closed 483 in Q3 2019.
  • FNY Investment Advisers's portfolio value fell 3.6% quarter-over-quarter to $327M.

Based on FNY Investment Advisers's 13F filing for Q3 2019, filed 25 Oct 2019.