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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+2.97%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$268M
AUM Growth
-$98.4M
Cap. Flow
-$90.4M
Cap. Flow %
-33.7%
Top 10 Hldgs %
25.96%
Holding
1,195
New
377
Increased
173
Reduced
186
Closed
400

Top Buys

Rank Stock Value
1
BEEM icon
Beam Global
BEEM
+$7.55M
2
ORGN
Origin Materials
ORGN
+$6.8M
3
GRND icon
Grindr
GRND
+$6.72M
4
AMZN icon
Amazon
AMZN
+$6.71M
5
GB
Global Blue Group Holding
GB
+$6.05M

Top Sells

Rank Stock Value
1
KNSL icon
Kinsale Capital Group
KNSL
+$16.8M
2
BABA icon
Alibaba
BABA
+$15.6M
3
XLNX
Xilinx Inc
XLNX
+$12.8M
4
BP icon
BP
BP
+$10.4M
5
RYAAY icon
Ryanair
RYAAY
+$9.57M

Sector Composition

Rank Sector Weight
1 Financials 19.68%
2 Technology 18.35%
3 Consumer Discretionary 12.64%
4 Industrials 12.52%
5 Healthcare 6.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFN
326
PIMCO Income Strategy Fund II
PFN
$699M
$89K 0.03%
8,658
+1,738
+25% +$17.7K
JOFFU
327
DELISTED
JOFF Fintech Acquisition Corp. Unit
JOFFU
$89K 0.03%
+9,000
New +$92.4K
GDO
328
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$87K 0.03%
4,974
+3,695
+289% +$65.7K
PSFE icon
329
Paysafe
PSFE
$405M
$87K 0.03%
+542
New +$87.8K
EVN
330
Eaton Vance Municipal Income Trust
EVN
$434M
$85K 0.03%
6,173
+5,297
+605% +$71.5K
CSWC icon
331
Capital Southwest
CSWC
$1.61B
$84K 0.03%
3,799
+2,100
+124% +$42.9K
GHY
332
PGIM Global High Yield Fund
GHY
$480M
$84K 0.03%
5,657
+3,657
+183% +$53.9K
CFIVU
333
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$84K 0.03%
+8,400
New +$88.4K
BBDC icon
334
Barings BDC
BBDC
$987M
$83K 0.03%
+8,359
New +$79.4K
CLOV icon
335
Clover Health Investments
CLOV
$2.38B
$83K 0.03%
+11,052
New +$125K
EMO
336
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$83K 0.03%
4,488
-512
-10% -$8.66K
KOPN icon
337
Kopin
KOPN
$898M
$83K 0.03%
+8,000
New +$60.5K
PDI icon
338
PIMCO Dynamic Income Fund
PDI
$7.33B
$83K 0.03%
2,969
+518
+21% +$14.1K
NXDT
339
NexPoint Diversified Real Estate Trust
NXDT
$261M
$81K 0.03%
7,135
+2,825
+66% +$32.1K
UBER icon
340
Uber
UBER
$155B
$81K 0.03%
+1,500
New +$83.7K
PSTH
341
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$81K 0.03%
3,400
-14,210
-81% -$398K
JGH icon
342
Nuveen Global High Income Fund
JGH
$356M
$80K 0.03%
5,214
+735
+16% +$11.3K
TPVG icon
343
TriplePoint Venture Growth BDC
TPVG
$221M
$80K 0.03%
5,558
+2,408
+76% +$33.9K
HGLB
344
Highland Global Allocation Fund
HGLB
$178M
$79K 0.03%
10,359
-6,134
-37% -$43.6K
HPS
345
John Hancock Preferred Income Fund III
HPS
$459M
$79K 0.03%
4,368
+1,245
+40% +$21.2K
VBF icon
346
Invesco Bond Fund
VBF
$169M
$79K 0.03%
3,963
+1,953
+97% +$39.1K
SCLEU
347
DELISTED
Broadscale Acquisition Corp. Units
SCLEU
$79K 0.03%
+8,000
New +$81.6K
GLAD icon
348
Gladstone Capital
GLAD
$452M
$78K 0.03%
3,938
+3,788
+2,525% +$72.9K
OCSL icon
349
Oaktree Specialty Lending
OCSL
$1.15B
$78K 0.03%
4,225
+2,539
+151% +$45.7K
QID icon
350
ProShares UltraShort QQQ
QID
$241M
$78K 0.03%
600
-400
-40% -$53.6K
12 13
14
15 16

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ACP
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CC
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SL
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BCH
Berkshire Capital Holdings San Jose, California $277M AUM 190.28% 1-Year Est. Return
NCM
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RFA
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HCM
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EFP
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FNY Investment Advisers's Q1 2021 Portfolio in Review

As of Q1 2021, FNY Investment Advisers held 1,195 positions worth $268M, down 27% from $367M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

FNY Investment Advisers withdrew a net $90.4M in Q1 2021, closing 400 positions and reducing 186 holdings. Its most notable exit was Kinsale Capital Group, an estimated $16.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 15% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, FNY Investment Advisers opened a new position in Beam Global worth $6.22M.

  • FNY Investment Advisers's largest Q1 2021 buy was Beam Global: 143,487 shares worth $6.22M.
  • FNY Investment Advisers added most to Origin Materials in Q1 2021, an estimated $6.8M increase.
  • FNY Investment Advisers's biggest Q1 2021 reduction was Xilinx Inc, cutting an estimated $12.8M.
  • FNY Investment Advisers fully exited Kinsale Capital Group in Q1 2021, selling an estimated $16.8M.
  • FNY Investment Advisers's ten largest holdings make up 26% of its $268M portfolio in Q1 2021.
  • FNY Investment Advisers opened 377 new positions and closed 400 in Q1 2021.
  • FNY Investment Advisers's portfolio value fell 27% quarter-over-quarter to $268M.

Based on FNY Investment Advisers's 13F filing for Q1 2021, filed 12 Apr 2021.