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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENSG icon
326
The Ensign Group
ENSG
$10.6B
$113K 0.04%
2,500
-13,535
-84% -$571K
GDO
327
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.5M
$113K 0.04%
6,220
-344
-5% -$6.03K
PHD
328
DELISTED
Pioneer Floating Rate Fund
PHD
$113K 0.04%
10,351
+2,756
+36% +$29.1K
HFRO
329
Highland Opportunities and Income Fund
HFRO
$404M
$112K 0.03%
+9,042
New +$109K
HIX
330
Western Asset High Income Fund II
HIX
$356M
$112K 0.03%
16,757
+5,462
+48% +$36.5K
GBAB
331
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
$109K 0.03%
+4,639
New +$110K
PHT
332
DELISTED
Pioneer High Income Fund
PHT
$109K 0.03%
11,440
-2,847
-20% -$26.6K
VSAT icon
333
Viasat
VSAT
$11.7B
$109K 0.03%
1,500
– –
AVYA
334
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$109K 0.03%
8,100
-17,200
-68% -$211K
ATVI
335
DELISTED
Activision Blizzard
ATVI
$109K 0.03%
1,850
+498
+37% +$27.6K
MA icon
336
Mastercard
MA
$496B
$107K 0.03%
+360
New +$102K
AWF
337
AllianceBernstein Global High Income Fund
AWF
$876M
$105K 0.03%
8,731
+1,550
+22% +$18.6K
DAC icon
338
Danaos Corp
DAC
$2.47B
$105K 0.03%
+11,488
New +$111K
PIM
339
Franklin Master Intermediate Income Trust
PIM
$153M
$105K 0.03%
22,290
+1,432
+7% +$6.73K
CCIF
340
Carlyle Credit Income Fund
CCIF
$58.7M
$104K 0.03%
10,003
-4,036
-29% -$41K
VLRS
341
Controladora Vuela Compania de Aviacion
VLRS
$898M
$104K 0.03%
+10,000
New +$107K
AEG icon
342
Aegon
AEG
$14B
$103K 0.03%
24,818
-28,503
-53% -$116K
CHI
343
Calamos Convertible Opportunities and Income Fund
CHI
$1.07B
$103K 0.03%
9,398
+3,098
+49% +$33.3K
FPL
344
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$103K 0.03%
+11,059
New +$96.4K
AXE
345
DELISTED
Anixter International Inc
AXE
$103K 0.03%
+1,125
New +$91.1K
ERII icon
346
Energy Recovery
ERII
$397M
$102K 0.03%
10,500
+10,000
+2,000% +$92.1K
GRUB
347
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$102K 0.03%
+1,050
New +$96.1K
ALK icon
348
Alaska Air
ALK
$5.45B
$101K 0.03%
+1,500
New +$102K
BIDU icon
349
Baidu
BIDU
$36B
$101K 0.03%
800
+781
+4,111% +$88.8K
LGI
350
Lazard Global Total Return & Income Fund
LGI
$241M
$101K 0.03%
+6,139
New +$96.4K
12 13
14
15 16

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RFA
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.