FNY Investment Advisers’s Pioneer Floating Rate Fund PHD Stock Holding History

FNY Investment Advisers’s Portfolio PHD Stock Details PHD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-17,300	Closed	-$198K	–	761
2021 Q3	$198K	Buy	+17,300	New	+$198K	0.09%	155
2021 Q2	–	Sell	-1,659	Closed	-$19K	–	921
2021 Q1	$19K	Sell	1,659 -6,548	-80%	-$71.7K	0.01%	525
2020 Q4	$83K	Buy	+8,207	New	+$85.3K	0.02%	309
2020 Q2	–	Sell	-100	Closed	–	–	559
2020 Q1	$0	Sell	100 -10,251	-99%	-$104K	﹤0.01%	735
2019 Q4	$113K	Buy	10,351 +2,756	+36%	+$29.1K	0.04%	339
2019 Q3	$79K	Buy	+7,595	New	+$79.8K	0.02%	342

Other funds holding PHD

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LSPW

Lake Street Private Wealth Chicago, Illinois $785M AUM 21.47% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CCFM

Clear Creek Financial Management Silverdale, Washington $1.56B AUM 31.02% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

FNY Investment Advisers's PHD Position: Q4 2021 in Review

FNY Investment Advisers sold out of Pioneer Floating Rate Fund (PHD) in Q4 2021, closing a stake of 17,300 shares — an estimated $198K sold.

FNY Investment Advisers first reported a position in PHD in Q3 2019 and held it in 6 quarters. The position peaked at $198K in Q3 2021. 38 funds tracked by Wall St. Rank hold PHD as of Q4 2021.

FNY Investment Advisers reported no remaining Pioneer Floating Rate Fund position as of Q4 2021 after selling out during the quarter.
FNY Investment Advisers sold 17,300 Pioneer Floating Rate Fund shares in Q4 2021, an estimated $198K.
FNY Investment Advisers first reported a position in Pioneer Floating Rate Fund in Q3 2019 and held it in 6 quarters.
FNY Investment Advisers's Pioneer Floating Rate Fund position peaked at $198K in Q3 2021.
38 funds tracked by Wall St. Rank held Pioneer Floating Rate Fund as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.