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FIA

FNY Investment Advisers Portfolio holdings

AUM $278M
1-Year Est. Return 98.99%
This Fund
S&P 500
This Quarter Est. Return
+22.39%
1 Year Est. Return
+98.99%
3 Year Est. Return
+307.32%
5 Year Est. Return
+396.61%
10 Year Est. Return
–
AUM
$323M
AUM Growth
-$4.37M
Cap. Flow
-$29.9M
Cap. Flow %
-9.26%
Top 10 Hldgs %
38.79%
Holding
1,291
New
395
Increased
214
Reduced
143
Closed
456

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$30.4M
2
BOLD
Audentes Therapeutics, Inc
BOLD
+$10.5M
3
WMGI
Wright Medical Group Inc
WMGI
+$9.04M
4
ARQL
Arqule Inc
ARQL
+$5.39M
5
RH icon
RH
RH
+$4.95M

Top Sells

Rank Stock Value
1
CELG
Celgene Corp
CELG
+$63.6M
2
SPCE icon
Virgin Galactic
SPCE
+$11.2M
3
PVT
Pivotal Acquisition Corp.
PVT
+$9.05M
4
ONCE
Spark Therapeutics, Inc. Common Stock
ONCE
+$8.37M
5
AGN
Allergan plc
AGN
+$8.02M

Sector Composition

Rank Sector Weight
1 Healthcare 22.38%
2 Consumer Discretionary 17.68%
3 Technology 10.12%
4 Financials 5.73%
5 Materials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JGH icon
226
Nuveen Global High Income Fund
JGH
$356M
$213K 0.07%
13,024
+7,521
+137% +$119K
EIM
227
Eaton Vance Municipal Bond Fund
EIM
$499M
$212K 0.07%
16,466
+3,121
+23% +$40.1K
GOOGL icon
228
Alphabet (Google) Class A
GOOGL
$4.37T
$211K 0.07%
3,160
-9,060
-74% -$584K
GH icon
229
Guardant Health
GH
$22.4B
$209K 0.06%
+2,683
New +$193K
FSD
230
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$209K 0.06%
13,292
+3,635
+38% +$55.9K
THOR
231
DELISTED
Synthorx, Inc. Common Stock
THOR
$209K 0.06%
+3,000
New +$85.7K
BTZ icon
232
BlackRock Credit Allocation Income Trust
BTZ
$958M
$204K 0.06%
14,617
+4,547
+45% +$62K
KIO
233
KKR Income Opportunities Fund
KIO
$459M
$204K 0.06%
12,986
+9,886
+319% +$152K
TSLF
234
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$201K 0.06%
13,300
+6,445
+94% +$94.4K
BLW icon
235
BlackRock Limited Duration Income Trust
BLW
$493M
$199K 0.06%
12,158
-495
-4% -$7.86K
MNA icon
236
IQ ARB Merger Arbitrage ETF
MNA
$253M
$199K 0.06%
6,000
+3,608
+151% +$118K
CHY
237
Calamos Convertible and High Income Fund
CHY
$1.07B
$196K 0.06%
17,242
+16,556
+2,413% +$186K
BLNE
238
Beeline Holdings
BLNE
$36.8M
$195K 0.06%
332
– –
NAC icon
239
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$194K 0.06%
13,079
-2,609
-17% -$38.8K
DUC
240
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$193K 0.06%
21,176
+17,678
+505% +$162K
TECD
241
DELISTED
Tech Data Corp
TECD
$193K 0.06%
+1,350
New +$174K
HCA icon
242
HCA Healthcare
HCA
$89.6B
$192K 0.06%
+1,300
New +$175K
MYI icon
243
BlackRock MuniYield Quality Fund III
MYI
$719M
$190K 0.06%
14,082
+3,824
+37% +$51.5K
SMH icon
244
PUT
VanEck Semiconductor ETF
SMH
$70.1B
$190K 0.06%
2,692
+1,940
+258% +$127K
EVF
245
Eaton Vance Senior Income Trust
EVF
$91.6M
$187K 0.06%
29,255
+15,863
+118% +$98.8K
SPWR
246
DELISTED
SunPower Corporation Common Stock
SPWR
$187K 0.06%
+36,648
New +$204K
AFT
247
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$187K 0.06%
12,416
-796
-6% -$11.7K
EPC icon
248
Edgewell Personal Care
EPC
$1.29B
$185K 0.06%
+6,000
New +$194K
TGS icon
249
Transportadora de Gas del Sur
TGS
$4.41B
$185K 0.06%
+25,894
New +$180K
BWFG icon
250
Bankwell Financial Group
BWFG
$533M
$180K 0.06%
6,251
+4,123
+194% +$118K
8 9
10
11 12

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BCH
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FNY Investment Advisers's Q4 2019 Portfolio in Review

As of Q4 2019, FNY Investment Advisers held 1,291 positions worth $323M, down 1.3% from $327M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

FNY Investment Advisers withdrew a net $29.9M in Q4 2019, closing 456 positions and reducing 143 holdings. Its most notable exit was Celgene Corp, an estimated $63.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, down from 30% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, FNY Investment Advisers opened a new position in Alibaba worth $34.4M.

  • FNY Investment Advisers's largest Q4 2019 buy was Alibaba: 162,079 shares worth $34.4M.
  • FNY Investment Advisers added most to Ryanair in Q4 2019, an estimated $4.47M increase.
  • FNY Investment Advisers's biggest Q4 2019 reduction was Virgin Galactic, cutting an estimated $11.2M.
  • FNY Investment Advisers fully exited Celgene Corp in Q4 2019, selling an estimated $63.6M.
  • FNY Investment Advisers's ten largest holdings make up 39% of its $323M portfolio in Q4 2019.
  • FNY Investment Advisers opened 395 new positions and closed 456 in Q4 2019.
  • FNY Investment Advisers's portfolio value fell 1.3% quarter-over-quarter to $323M.

Based on FNY Investment Advisers's 13F filing for Q4 2019, filed 10 Jan 2020.