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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+3.03%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$53B
AUM Growth
+$2.74B
Cap. Flow
+$1.72B
Cap. Flow %
3.25%
Top 10 Hldgs %
12.11%
Holding
2,575
New
173
Increased
1,093
Reduced
1,142
Closed
163

Top Buys

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$578M
2
LUMN icon
Lumen
LUMN
+$153M
3
ANET icon
Arista Networks
ANET
+$110M
4
EXAS
Exact Sciences
EXAS
+$107M
5
WFC icon
Wells Fargo
WFC
+$99.6M

Top Sells

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$511M
2
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
+$146M
3
OTEX icon
Open Text
OTEX
+$102M
4
EQIX icon
Equinix
EQIX
+$91.4M
5
PFE icon
Pfizer
PFE
+$89.3M

Sector Composition

Rank Sector Weight
1 Technology 25.18%
2 Healthcare 12.51%
3 Communication Services 10.75%
4 Financials 10.66%
5 Consumer Discretionary 8.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAC icon
2351
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$206K ﹤0.01%
14,232
+84
+0.6% +$1.18K
MCK icon
2352
McKesson
MCK
$98.5B
$204K ﹤0.01%
1,520
-2,198
-59% -$274K
FFNW
2353
DELISTED
First Financial Northwest, Inc
FFNW
$202K ﹤0.01%
14,277
-562
-4% -$8.82K
TCS
2354
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$201K ﹤0.01%
1,830
-13
-0.7% -$1.57K
JFR icon
2355
Nuveen Floating Rate Income Fund
JFR
$1.23B
$199K ﹤0.01%
20,230
+6,739
+50% +$66.5K
EC icon
2356
Ecopetrol
EC
$32.9B
$196K ﹤0.01%
+10,741
New +$201K
ZVO
2357
DELISTED
Zovio Inc. Common Stock
ZVO
$196K ﹤0.01%
54,714
+5,237
+11% +$26.1K
MUC icon
2358
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$193K ﹤0.01%
14,135
-280
-2% -$3.77K
AFT
2359
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$193K ﹤0.01%
12,924
-536
-4% -$8.04K
VCV icon
2360
Invesco California Value Municipal Income Trust
VCV
$515M
$191K ﹤0.01%
14,778
-41
-0.3% -$510
CSTR
2361
DELISTED
CapStar Financial Holdings, Inc
CSTR
$190K ﹤0.01%
+12,561
New +$193K
JPS
2362
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$189K ﹤0.01%
19,848
-976
-5% -$9.06K
BCRX icon
2363
BioCryst Pharmaceuticals
BCRX
$2.37B
$188K ﹤0.01%
+49,667
New +$299K
NXP icon
2364
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$187K ﹤0.01%
12,217
+233
+2% +$3.49K
MCA
2365
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$181K ﹤0.01%
12,779
-316
-2% -$4.39K
SMB icon
2366
VanEck Short Muni ETF
SMB
$312M
$180K ﹤0.01%
10,200
-986
-9% -$17.3K
WNEB icon
2367
Western New England Bancorp
WNEB
$287M
$180K ﹤0.01%
19,295
-5,857
-23% -$55.1K
SAN icon
2368
Banco Santander
SAN
$194B
$179K ﹤0.01%
40,766
-26,290
-39% -$118K
BBVA icon
2369
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$174K ﹤0.01%
31,291
-9,288
-23% -$54K
FSP
2370
Franklin Street Properties
FSP
$44.8M
$172K ﹤0.01%
23,342
+2,032
+10% +$15.4K
LYG icon
2371
Lloyds Banking Group
LYG
$87.4B
$171K ﹤0.01%
60,228
+18,443
+44% +$57K
EGY icon
2372
Vaalco Energy
EGY
$594M
$170K ﹤0.01%
101,776
-245
-0.2% -$479
LGF.B
2373
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$169K ﹤0.01%
+14,554
New +$198K
MYC
2374
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$166K ﹤0.01%
11,800
-270
-2% -$3.67K
SBOW
2375
DELISTED
SilverBow Resources, Inc.
SBOW
$156K ﹤0.01%
11,269
-27
-0.2% -$457
93 94
95
96 97

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First Trust Advisors's Q2 2019 Portfolio in Review

As of Q2 2019, First Trust Advisors held 2,575 positions worth $53B, up 5.4% from $50.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

First Trust Advisors deployed $1.72B of net new capital in Q2 2019, opening 173 new positions and adding to 1,093 existing holdings. Its largest new stake was First Trust Utilities AlphaDEX Fund: 20,307,209 shares worth $583M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was ZYNGA INC. CL A COMMON, an estimated $146M trimmed.

  • First Trust Advisors's largest Q2 2019 buy was First Trust Utilities AlphaDEX Fund: 20,307,209 shares worth $583M.
  • First Trust Advisors added most to Lumen in Q2 2019, an estimated $153M increase.
  • First Trust Advisors's biggest Q2 2019 reduction was ZYNGA INC. CL A COMMON, cutting an estimated $146M.
  • First Trust Advisors fully exited First Trust Health Care AlphaDEX Fund in Q2 2019, selling an estimated $511M.
  • First Trust Advisors's ten largest holdings make up 12% of its $53B portfolio in Q2 2019.
  • First Trust Advisors opened 173 new positions and closed 163 in Q2 2019.
  • First Trust Advisors's portfolio value rose 5.4% quarter-over-quarter to $53B.

Based on First Trust Advisors's 13F filing for Q2 2019, filed 30 Jul 2019.