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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
-16.64%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$44.1B
AUM Growth
-$14.4B
(-25%)
Cap. Flow
-$2.9B
Cap. Flow
% of AUM
-6.57%
Top 10 Holdings %
Top 10 Hldgs %
10.79%
Holding
2,482
New
101
Increased
824
Reduced
1,414
Closed
140
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Health Care AlphaDEX Fund
FXH
|
+$386M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$160M |
| 3 |
Newmont
NEM
|
+$104M |
| 4 |
Monster Beverage
MNST
|
+$87.8M |
| 5 |
Groupon
GRPN
|
+$82.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Financials AlphaDEX Fund
FXO
|
+$582M |
| 2 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$200M |
| 3 |
First Trust Technology AlphaDEX Fund
FXL
|
+$177M |
| 4 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$161M |
| 5 |
First Trust Utilities AlphaDEX Fund
FXU
|
+$154M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 27.93% |
| 2 | Healthcare | 12.7% |
| 3 | Financials | 10.7% |
| 4 | Communication Services | 9.67% |
| 5 | Industrials | 7.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2251
Farmers National Banc Corp
FMNB
$899M
| $155K | ﹤0.01% |
13,305
-2,103
| -14% | -$31.1K |
|
2252
RCI Hospitality Holdings
RICK
$199M
| $154K | ﹤0.01% |
15,412
-2,990
| -16% | -$53.2K |
|
|
RDUS
2253
DELISTED
Radius Health, Inc.
RDUS
| $153K | ﹤0.01% |
11,772
-117,126
| -91% | -$2.09M |
|
2254
Coastal Financial
CCB
$1.1B
| $152K | ﹤0.01% |
14,431
-2,799
| -16% | -$43.7K |
|
|
TBCH
2255
Turtle Beach Corp
TBCH
$239M
| $152K | ﹤0.01% |
24,348
-4,782
| -16% | -$33.9K |
|
|
JPS
2256
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $152K | ﹤0.01% |
20,999
+2,874
| +16% | +$26.6K |
|
2257
Quad
QUAD
$430M
| $150K | ﹤0.01% |
59,343
-11,475
| -16% | -$50.6K |
|
|
CVA
2258
DELISTED
Covanta Holding Corporation
CVA
| $150K | ﹤0.01% |
17,534
-194,322
| -92% | -$2.62M |
|
2259
BGC Group
BGC
$5.58B
| $148K | ﹤0.01% |
58,536
-3,150,898
| -98% | -$15.4M |
|
|
XFLT
2260
XAI Floating Rate & Alternative Income Trust
XFLT
$268M
| $147K | ﹤0.01% |
6,558
-116
| -2% | -$4.26K |
|
2261
Lindblad Expeditions
LIND
$1.76B
| $146K | ﹤0.01% |
35,032
-82,559
| -70% | -$1.06M |
|
|
CMLS
2262
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
| $142K | ﹤0.01% |
26,241
| – | – |
|
|
VRAY
2263
DELISTED
ViewRay, Inc.
VRAY
| $141K | ﹤0.01% |
+56,272
| New | +$159K |
|
2264
Nuveen Floating Rate Income Fund
JFR
$1.23B
| $139K | ﹤0.01% |
18,464
-164
| -0.9% | -$1.52K |
|
2265
Targa Resources
TRGP
$60.4B
| $138K | ﹤0.01% |
19,933
+3,258
| +20% | +$96.8K |
|
|
AFT
2266
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
| $137K | ﹤0.01% |
11,772
-235
| -2% | -$3.35K |
|
|
TSC
2267
DELISTED
TriState Capital Holdings, Inc.
TSC
| $137K | ﹤0.01% |
14,160
-2,248
| -14% | -$45K |
|
|
CHX
2268
DELISTED
ChampionX
CHX
| $136K | ﹤0.01% |
23,573
-8,213
| -26% | -$171K |
|
|
PR
2269
Permian Resources
PR
$17.9B
| $136K | ﹤0.01% |
515,950
-122,437
| -19% | -$311K |
|
|
CURO
2270
DELISTED
CURO Group Holdings Corp.
CURO
| $136K | ﹤0.01% |
25,612
-4,849
| -16% | -$46.3K |
|
2271
Bridgewater Bancshares
BWB
$579M
| $135K | ﹤0.01% |
13,841
-2,187
| -14% | -$26.8K |
|
2272
Tenaris
TS
$29.1B
| $134K | ﹤0.01% |
11,150
-1,938
| -15% | -$35.6K |
|
2273
Banco Santander
SAN
$194B
| $133K | ﹤0.01% |
59,115
-8,593
| -13% | -$29.5K |
|
|
FFNW
2274
DELISTED
First Financial Northwest, Inc
FFNW
| $133K | ﹤0.01% |
13,230
-2,566
| -16% | -$34.7K |
|
2275
MBIA
MBI
$288M
| $132K | ﹤0.01% |
+18,529
| New | +$157K |
|
Similar funds
DAM
First Trust Advisors's Q1 2020 Portfolio in Review
As of Q1 2020, First Trust Advisors held 2,482 positions worth $44.1B, down 25% from $58.6B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
First Trust Advisors withdrew a net $2.9B in Q1 2020, closing 140 positions and reducing 1,414 holdings. Its most notable exit was First Trust Financials AlphaDEX Fund, an estimated $582M position sold in full.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Trust Advisors opened a new position in First Trust Health Care AlphaDEX Fund worth $351M.
- First Trust Advisors's largest Q1 2020 buy was First Trust Health Care AlphaDEX Fund: 4,750,190 shares worth $351M.
- First Trust Advisors added most to First Trust Enhanced Short Maturity ETF in Q1 2020, an estimated $160M increase.
- First Trust Advisors's biggest Q1 2020 reduction was First Trust NASDAQ-100 Technology Index Fund, cutting an estimated $200M.
- First Trust Advisors fully exited First Trust Financials AlphaDEX Fund in Q1 2020, selling an estimated $582M.
- First Trust Advisors's ten largest holdings make up 11% of its $44.1B portfolio in Q1 2020.
- First Trust Advisors opened 101 new positions and closed 140 in Q1 2020.
- First Trust Advisors's portfolio value fell 25% quarter-over-quarter to $44.1B.
Based on First Trust Advisors's 13F filing for Q1 2020, filed 6 May 2020.