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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
-16.64%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$44.1B
AUM Growth
-$14.4B
(-25%)
Cap. Flow
-$2.9B
Cap. Flow
% of AUM
-6.57%
Top 10 Holdings %
Top 10 Hldgs %
10.79%
Holding
2,482
New
101
Increased
824
Reduced
1,414
Closed
140
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Health Care AlphaDEX Fund
FXH
|
+$386M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$160M |
| 3 |
Newmont
NEM
|
+$104M |
| 4 |
Monster Beverage
MNST
|
+$87.8M |
| 5 |
Groupon
GRPN
|
+$82.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Financials AlphaDEX Fund
FXO
|
+$582M |
| 2 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$200M |
| 3 |
First Trust Technology AlphaDEX Fund
FXL
|
+$177M |
| 4 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$161M |
| 5 |
First Trust Utilities AlphaDEX Fund
FXU
|
+$154M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 27.93% |
| 2 | Healthcare | 12.7% |
| 3 | Financials | 10.7% |
| 4 | Communication Services | 9.67% |
| 5 | Industrials | 7.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
Ollie's Bargain Outlet
OLLI
$4.01B
| $387K | ﹤0.01% |
+8,351
| New | +$428K |
|
2027
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $386K | ﹤0.01% |
8,000
| – | – |
|
|
COHR
2028
DELISTED
Coherent Inc
COHR
| $386K | ﹤0.01% |
3,629
-103,630
| -97% | -$14.5M |
|
|
STXB
2029
DELISTED
Spirit of Texas Bancshares, Inc. Common Stock
STXB
| $386K | ﹤0.01% |
37,350
-6,964
| -16% | -$128K |
|
|
CALY
2030
Callaway Golf Company
CALY
$3.26B
| $384K | ﹤0.01% |
37,566
+18,780
| +100% | +$324K |
|
2031
Village Super Market
VLGEA
$631M
| $384K | ﹤0.01% |
15,607
-3,026
| -16% | -$66.7K |
|
2032
Petrobras
PBR
$121B
| $378K | ﹤0.01% |
68,666
-104,330
| -60% | -$1.25M |
|
|
NID
2033
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
| $375K | ﹤0.01% |
28,905
-7,718
| -21% | -$106K |
|
2034
Limoneira
LMNR
$237M
| $373K | ﹤0.01% |
28,485
-5,523
| -16% | -$99.3K |
|
2035
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$472M
| $372K | ﹤0.01% |
13,167
-692
| -5% | -$19K |
|
2036
Albany International
AIN
$2.14B
| $371K | ﹤0.01% |
7,832
-29,166
| -79% | -$1.91M |
|
|
DNKN
2037
DELISTED
Dunkin' Brands Group, Inc.
DNKN
| $365K | ﹤0.01% |
6,877
-34,267
| -83% | -$2.38M |
|
|
HIBB
2038
DELISTED
Hibbett, Inc. Common Stock
HIBB
| $365K | ﹤0.01% |
33,345
-6,118
| -16% | -$128K |
|
2039
Bright Horizons
BFAM
$3.99B
| $359K | ﹤0.01% |
3,519
-45,866
| -93% | -$6.74M |
|
2040
Metropolitan Bank Holding Corp
MCB
$1.13B
| $359K | ﹤0.01% |
13,334
-2,586
| -16% | -$108K |
|
2041
Green Brick Partners
GRBK
$3.13B
| $356K | ﹤0.01% |
44,223
-8,574
| -16% | -$90.8K |
|
2042
Angi Inc
ANGI
$224M
| $355K | ﹤0.01% |
+6,762
| New | +$503K |
|
2043
FS Bancorp
FSBW
$324M
| $355K | ﹤0.01% |
19,716
-3,672
| -16% | -$92.1K |
|
2044
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $355K | ﹤0.01% |
5,154
-46
| -0.9% | -$4.06K |
|
2045
RPC Inc
RES
$1.24B
| $352K | ﹤0.01% |
171,013
-234,266
| -58% | -$867K |
|
2046
BayCom
BCML
$346M
| $351K | ﹤0.01% |
29,126
-5,424
| -16% | -$108K |
|
2047
Enviri
NVRI
$621M
| $350K | ﹤0.01% |
50,188
+33,340
| +198% | +$455K |
|
|
MMD
2048
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
| $348K | ﹤0.01% |
18,104
-23,846
| -57% | -$500K |
|
2049
Oppenheimer Holdings
OPY
$1.17B
| $346K | ﹤0.01% |
17,513
-3,396
| -16% | -$83K |
|
|
SHOE
2050
Shoe Station Group
SHOE
$395M
| $346K | ﹤0.01% |
33,324
-6,466
| -16% | -$102K |
|
Similar funds
DAM
First Trust Advisors's Q1 2020 Portfolio in Review
As of Q1 2020, First Trust Advisors held 2,482 positions worth $44.1B, down 25% from $58.6B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
First Trust Advisors withdrew a net $2.9B in Q1 2020, closing 140 positions and reducing 1,414 holdings. Its most notable exit was First Trust Financials AlphaDEX Fund, an estimated $582M position sold in full.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Trust Advisors opened a new position in First Trust Health Care AlphaDEX Fund worth $351M.
- First Trust Advisors's largest Q1 2020 buy was First Trust Health Care AlphaDEX Fund: 4,750,190 shares worth $351M.
- First Trust Advisors added most to First Trust Enhanced Short Maturity ETF in Q1 2020, an estimated $160M increase.
- First Trust Advisors's biggest Q1 2020 reduction was First Trust NASDAQ-100 Technology Index Fund, cutting an estimated $200M.
- First Trust Advisors fully exited First Trust Financials AlphaDEX Fund in Q1 2020, selling an estimated $582M.
- First Trust Advisors's ten largest holdings make up 11% of its $44.1B portfolio in Q1 2020.
- First Trust Advisors opened 101 new positions and closed 140 in Q1 2020.
- First Trust Advisors's portfolio value fell 25% quarter-over-quarter to $44.1B.
Based on First Trust Advisors's 13F filing for Q1 2020, filed 6 May 2020.