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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
-16.64%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$44.1B
AUM Growth
-$14.4B
(-25%)
Cap. Flow
-$2.9B
Cap. Flow
% of AUM
-6.57%
Top 10 Holdings %
Top 10 Hldgs %
10.79%
Holding
2,482
New
101
Increased
824
Reduced
1,414
Closed
140
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Health Care AlphaDEX Fund
FXH
|
+$386M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$160M |
| 3 |
Newmont
NEM
|
+$104M |
| 4 |
Monster Beverage
MNST
|
+$87.8M |
| 5 |
Groupon
GRPN
|
+$82.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Financials AlphaDEX Fund
FXO
|
+$582M |
| 2 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$200M |
| 3 |
First Trust Technology AlphaDEX Fund
FXL
|
+$177M |
| 4 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$161M |
| 5 |
First Trust Utilities AlphaDEX Fund
FXU
|
+$154M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 27.93% |
| 2 | Healthcare | 12.7% |
| 3 | Financials | 10.7% |
| 4 | Communication Services | 9.67% |
| 5 | Industrials | 7.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
Children's Place
PLCE
$53.6M
| $461K | ﹤0.01% |
23,562
+10,058
| +74% | +$533K |
|
|
KAMN
1977
DELISTED
Kaman Corp
KAMN
| $460K | ﹤0.01% |
11,955
+5,980
| +100% | +$338K |
|
1978
Park Aerospace
PKE
$745M
| $458K | ﹤0.01% |
36,325
-7,044
| -16% | -$103K |
|
|
AERI
1979
DELISTED
Aerie Pharmaceuticals
AERI
| $458K | ﹤0.01% |
+33,896
| New | +$643K |
|
1980
Shinhan Financial Group
SHG
$33.6B
| $457K | ﹤0.01% |
19,589
+3,905
| +25% | +$116K |
|
1981
Southwest Gas
SWX
$6.74B
| $457K | ﹤0.01% |
6,568
-29,526
| -82% | -$2.12M |
|
1982
Marriott Vacations Worldwide
VAC
$3.24B
| $456K | ﹤0.01% |
8,197
-52,222
| -86% | -$5.42M |
|
|
ZGNX
1983
DELISTED
Zogenix, Inc.
ZGNX
| $456K | ﹤0.01% |
+18,437
| New | +$671K |
|
1984
Chefs' Warehouse
CHEF
$3.87B
| $455K | ﹤0.01% |
45,146
-37,159
| -45% | -$1.1M |
|
|
ALEX
1985
DELISTED
Alexander & Baldwin
ALEX
| $453K | ﹤0.01% |
40,378
-70,663
| -64% | -$1.32M |
|
|
SBI
1986
Western Asset Intermediate Muni Fund
SBI
$109M
| $453K | ﹤0.01% |
53,693
-43
| -0.1% | -$393 |
|
1987
Insteel Industries
IIIN
$633M
| $452K | ﹤0.01% |
34,101
-6,611
| -16% | -$131K |
|
1988
Royce Value Trust
RVT
$2.21B
| $452K | ﹤0.01% |
46,727
-5,480
| -10% | -$72.6K |
|
1989
Primis Financial Corp
FRST
$382M
| $451K | ﹤0.01% |
45,879
-8,478
| -16% | -$119K |
|
1990
Kulicke & Soffa
KLIC
$5.3B
| $448K | ﹤0.01% |
21,445
+398
| +2% | +$9.76K |
|
|
DX
1991
Dynex Capital
DX
$2.99B
| $446K | ﹤0.01% |
42,760
-8,294
| -16% | -$137K |
|
1992
Old Second Bancorp
OSBC
$1.24B
| $446K | ﹤0.01% |
64,533
-11,999
| -16% | -$132K |
|
|
BMTC
1993
DELISTED
Bryn Mawr Bank Corp
BMTC
| $445K | ﹤0.01% |
15,689
-4,336
| -22% | -$152K |
|
|
MNRL
1994
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
| $432K | ﹤0.01% |
52,292
-7,065
| -12% | -$107K |
|
1995
Dave & Buster's
PLAY
$343M
| $427K | ﹤0.01% |
32,631
-1,452
| -4% | -$49.7K |
|
1996
Yelp
YELP
$1.38B
| $424K | ﹤0.01% |
23,521
-24,533
| -51% | -$746K |
|
1997
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
| $417K | ﹤0.01% |
15,010
-1,612
| -10% | -$45.9K |
|
1998
FB Financial Corp
FBK
$2.95B
| $417K | ﹤0.01% |
21,121
-40,767
| -66% | -$1.3M |
|
1999
Home Bancorp
HBCP
$552M
| $417K | ﹤0.01% |
17,079
-3,152
| -16% | -$104K |
|
|
POLY
2000
DELISTED
Plantronics, Inc.
POLY
| $415K | ﹤0.01% |
41,284
-20,562
| -33% | -$384K |
|
Similar funds
DAM
First Trust Advisors's Q1 2020 Portfolio in Review
As of Q1 2020, First Trust Advisors held 2,482 positions worth $44.1B, down 25% from $58.6B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
First Trust Advisors withdrew a net $2.9B in Q1 2020, closing 140 positions and reducing 1,414 holdings. Its most notable exit was First Trust Financials AlphaDEX Fund, an estimated $582M position sold in full.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Trust Advisors opened a new position in First Trust Health Care AlphaDEX Fund worth $351M.
- First Trust Advisors's largest Q1 2020 buy was First Trust Health Care AlphaDEX Fund: 4,750,190 shares worth $351M.
- First Trust Advisors added most to First Trust Enhanced Short Maturity ETF in Q1 2020, an estimated $160M increase.
- First Trust Advisors's biggest Q1 2020 reduction was First Trust NASDAQ-100 Technology Index Fund, cutting an estimated $200M.
- First Trust Advisors fully exited First Trust Financials AlphaDEX Fund in Q1 2020, selling an estimated $582M.
- First Trust Advisors's ten largest holdings make up 11% of its $44.1B portfolio in Q1 2020.
- First Trust Advisors opened 101 new positions and closed 140 in Q1 2020.
- First Trust Advisors's portfolio value fell 25% quarter-over-quarter to $44.1B.
Based on First Trust Advisors's 13F filing for Q1 2020, filed 6 May 2020.