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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
+5.57%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$33.5B
AUM Growth
+$1.74B
(+5.5%)
Cap. Flow
+$484M
Cap. Flow
% of AUM
1.45%
Top 10 Holdings %
Top 10 Hldgs %
14.81%
Holding
2,486
New
216
Increased
1,148
Reduced
933
Closed
185
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Post Holdings
POST
|
+$116M |
| 2 |
Energizer
ENR
|
+$110M |
| 3 |
THS
Treehouse Foods
THS
|
+$109M |
| 4 |
FBZ
First Trust Brazil AlphaDEX Fund
FBZ
|
+$87.6M |
| 5 |
First Trust Latin America AlphaDEX Fund
FLN
|
+$86.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Japan AlphaDEX Fund
FJP
|
+$91.2M |
| 2 |
RAD
Rite Aid Corporation
RAD
|
+$85M |
| 3 |
First Trust United Kingdom AlphaDEX Fund
FKU
|
+$82.7M |
| 4 |
Sprouts Farmers Market
SFM
|
+$71.8M |
| 5 |
Archer Daniels Midland
ADM
|
+$71.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Consumer Staples | 10.03% |
| 3 | Consumer Discretionary | 9.72% |
| 4 | Communication Services | 9.38% |
| 5 | Healthcare | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LION
1901
DELISTED
Fidelity Southern Corporation
LION
| $656K | ﹤0.01% |
35,663
+255
| +0.7% | +$4.43K |
|
1902
Element Solutions
ESI
$9.12B
| $655K | ﹤0.01% |
+80,774
| New | +$721K |
|
1903
Petrobras
PBR
$121B
| $654K | ﹤0.01% |
70,099
+59,187
| +542% | +$519K |
|
1904
E.W. Scripps
SSP
$274M
| $647K | ﹤0.01% |
+40,676
| New | +$677K |
|
|
SUM
1905
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
| $645K | ﹤0.01% |
36,278
-97,959
| -73% | -$1.9M |
|
1906
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
| $644K | ﹤0.01% |
12,927
-3,744
| -22% | -$183K |
|
1907
Mercantile Bank Corp
MBWM
$1.01B
| $644K | ﹤0.01% |
23,980
-440
| -2% | -$11.4K |
|
|
LM
1908
DELISTED
Legg Mason, Inc.
LM
| $643K | ﹤0.01% |
19,210
-77,169
| -80% | -$2.57M |
|
1909
Wheaton Precious Metals
WPM
$50.6B
| $639K | ﹤0.01% |
+23,652
| New | +$651K |
|
1910
Vanguard FTSE Pacific ETF
VPL
$8.05B
| $638K | ﹤0.01% |
10,533
-856
| -8% | -$50.4K |
|
|
FOE
1911
DELISTED
Ferro Corporation
FOE
| $636K | ﹤0.01% |
46,076
-38,891
| -46% | -$513K |
|
|
BEAV
1912
DELISTED
B/E Aerospace Inc
BEAV
| $632K | ﹤0.01% |
12,230
-11,930
| -49% | -$577K |
|
|
CKH
1913
DELISTED
Seacor Holdings Inc.
CKH
| $632K | ﹤0.01% |
10,984
-1,828
| -14% | -$101K |
|
|
FLTX
1914
DELISTED
Fleetmatics Group PLC
FLTX
| $630K | ﹤0.01% |
+10,496
| New | +$574K |
|
|
VNET
1915
VNET Group
VNET
$2.05B
| $629K | ﹤0.01% |
79,079
-12,955
| -14% | -$120K |
|
|
PSTB
1916
DELISTED
Park Sterling Corp.
PSTB
| $626K | ﹤0.01% |
77,153
-1,173
| -1% | -$9.31K |
|
1917
Sunrun
RUN
$2.37B
| $623K | ﹤0.01% |
98,945
-1,253
| -1% | -$7.02K |
|
|
OME
1918
DELISTED
Omega Protein
OME
| $623K | ﹤0.01% |
26,669
+15,184
| +132% | +$357K |
|
|
ACET
1919
DELISTED
Aceto Corp
ACET
| $622K | ﹤0.01% |
32,769
+18,645
| +132% | +$422K |
|
1920
First Interstate BancSystem
FIBK
$3.7B
| $621K | ﹤0.01% |
19,711
-1,103
| -5% | -$32.9K |
|
1921
New York Times
NYT
$11.6B
| $619K | ﹤0.01% |
51,768
+16,126
| +45% | +$204K |
|
1922
Dave & Buster's
PLAY
$343M
| $619K | ﹤0.01% |
15,793
-24,114
| -60% | -$1.07M |
|
1923
Horizon Bancorp
HBNC
$1.03B
| $618K | ﹤0.01% |
47,349
+10,564
| +29% | +$129K |
|
1924
TherapeuticsMD
TXMD
$23.8M
| $618K | ﹤0.01% |
1,814
+774
| +74% | +$283K |
|
1925
LSI Industries
LYTS
$853M
| $617K | ﹤0.01% |
54,917
+3,720
| +7% | +$39.7K |
|
Similar funds
DAM
First Trust Advisors's Q3 2016 Portfolio in Review
As of Q3 2016, First Trust Advisors held 2,486 positions worth $33.5B, up 5.5% from $31.8B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Trust Advisors's Q3 2016 filing shows 216 new, 1,148 increased, 933 reduced and 185 closed positions. Its largest new stake was Treehouse Foods: 1,132,288 shares worth $98.7M. The largest sale was First Trust Japan AlphaDEX Fund, an estimated $91.2M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Consumer Discretionary.
- First Trust Advisors's largest Q3 2016 buy was Treehouse Foods: 1,132,288 shares worth $98.7M.
- First Trust Advisors added most to Post Holdings in Q3 2016, an estimated $116M increase.
- First Trust Advisors's biggest Q3 2016 reduction was Rite Aid Corporation, cutting an estimated $85M.
- First Trust Advisors fully exited First Trust Japan AlphaDEX Fund in Q3 2016, selling an estimated $91.2M.
- First Trust Advisors's ten largest holdings make up 15% of its $33.5B portfolio in Q3 2016.
- First Trust Advisors opened 216 new positions and closed 185 in Q3 2016.
- First Trust Advisors's portfolio value rose 5.5% quarter-over-quarter to $33.5B.
Based on First Trust Advisors's 13F filing for Q3 2016, filed 1 Nov 2016.