We are live on
!
Find out more
First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
-16.64%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$44.1B
AUM Growth
-$14.4B
(-25%)
Cap. Flow
-$2.9B
Cap. Flow
% of AUM
-6.57%
Top 10 Holdings %
Top 10 Hldgs %
10.79%
Holding
2,482
New
101
Increased
824
Reduced
1,414
Closed
140
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Health Care AlphaDEX Fund
FXH
|
+$386M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$160M |
| 3 |
Newmont
NEM
|
+$104M |
| 4 |
Monster Beverage
MNST
|
+$87.8M |
| 5 |
Groupon
GRPN
|
+$82.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Financials AlphaDEX Fund
FXO
|
+$582M |
| 2 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$200M |
| 3 |
First Trust Technology AlphaDEX Fund
FXL
|
+$177M |
| 4 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$161M |
| 5 |
First Trust Utilities AlphaDEX Fund
FXU
|
+$154M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 27.93% |
| 2 | Healthcare | 12.7% |
| 3 | Financials | 10.7% |
| 4 | Communication Services | 9.67% |
| 5 | Industrials | 7.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1876
Hess Midstream
HESM
$5.11B
| $582K | ﹤0.01% |
57,315
+21,261
| +59% | +$400K |
|
1877
Extreme Networks
EXTR
$3.87B
| $581K | ﹤0.01% |
187,921
-176,747
| -48% | -$981K |
|
1878
Bloom Energy
BE
$51.8B
| $580K | ﹤0.01% |
110,951
+29,228
| +36% | +$248K |
|
1879
Equity Bancshares
EQBK
$1.04B
| $580K | ﹤0.01% |
33,615
-6,253
| -16% | -$157K |
|
1880
Denali Therapeutics
DNLI
$3.77B
| $576K | ﹤0.01% |
+32,879
| New | +$686K |
|
1881
German American Bancorp
GABC
$1.84B
| $576K | ﹤0.01% |
20,995
-3,700
| -15% | -$118K |
|
|
RPAI
1882
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $575K | ﹤0.01% |
111,152
-31,666
| -22% | -$334K |
|
1883
NWPX Infrastructure Inc
NWPX
$1.21B
| $569K | ﹤0.01% |
25,560
+12,759
| +100% | +$389K |
|
1884
Cavco Industries
CVCO
$4.47B
| $568K | ﹤0.01% |
3,918
+1,650
| +73% | +$324K |
|
1885
National Bank Holdings
NBHC
$1.93B
| $566K | ﹤0.01% |
23,681
-24,447
| -51% | -$762K |
|
1886
Willdan Group
WLDN
$1.1B
| $565K | ﹤0.01% |
26,430
-2,993
| -10% | -$92.2K |
|
1887
PagSeguro Digital
PAGS
$2.62B
| $564K | ﹤0.01% |
29,191
-8,177
| -22% | -$248K |
|
1888
STMicroelectronics
STM
$47.2B
| $564K | ﹤0.01% |
26,388
-2,139
| -7% | -$56.4K |
|
|
ROIC
1889
DELISTED
Retail Opportunity Investments Corp.
ROIC
| $563K | ﹤0.01% |
67,942
-71,048
| -51% | -$1.06M |
|
1890
Brinker International
EAT
$8.47B
| $559K | ﹤0.01% |
46,505
-18,295
| -28% | -$615K |
|
1891
Macerich
MAC
$7.47B
| $559K | ﹤0.01% |
99,314
+41,390
| +71% | +$824K |
|
1892
Granite Construction
GVA
$5.46B
| $557K | ﹤0.01% |
36,687
-17,681
| -33% | -$397K |
|
|
LGI
1893
Lazard Global Total Return & Income Fund
LGI
$236M
| $556K | ﹤0.01% |
46,286
-2,120
| -4% | -$32K |
|
1894
Barrett Business Services
BBSI
$979M
| $554K | ﹤0.01% |
55,872
-11,160
| -17% | -$195K |
|
1895
Civista Bancshares
CIVB
$596M
| $553K | ﹤0.01% |
36,988
-4,350
| -11% | -$87.5K |
|
1896
American Superconductor
AMSC
$1.45B
| $552K | ﹤0.01% |
100,763
+22,397
| +29% | +$154K |
|
1897
Brookdale Senior Living
BKD
$3.72B
| $551K | ﹤0.01% |
176,706
+16,395
| +10% | +$95.5K |
|
1898
RLI Corp
RLI
$5.85B
| $551K | ﹤0.01% |
12,538
-86,822
| -87% | -$3.82M |
|
1899
Artesian Resources
ARTNA
$355M
| $550K | ﹤0.01% |
14,723
-2,854
| -16% | -$104K |
|
|
NXRT
1900
NexPoint Residential Trust
NXRT
$680M
| $548K | ﹤0.01% |
21,740
-39,787
| -65% | -$1.74M |
|
Similar funds
DAM
First Trust Advisors's Q1 2020 Portfolio in Review
As of Q1 2020, First Trust Advisors held 2,482 positions worth $44.1B, down 25% from $58.6B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
First Trust Advisors withdrew a net $2.9B in Q1 2020, closing 140 positions and reducing 1,414 holdings. Its most notable exit was First Trust Financials AlphaDEX Fund, an estimated $582M position sold in full.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Trust Advisors opened a new position in First Trust Health Care AlphaDEX Fund worth $351M.
- First Trust Advisors's largest Q1 2020 buy was First Trust Health Care AlphaDEX Fund: 4,750,190 shares worth $351M.
- First Trust Advisors added most to First Trust Enhanced Short Maturity ETF in Q1 2020, an estimated $160M increase.
- First Trust Advisors's biggest Q1 2020 reduction was First Trust NASDAQ-100 Technology Index Fund, cutting an estimated $200M.
- First Trust Advisors fully exited First Trust Financials AlphaDEX Fund in Q1 2020, selling an estimated $582M.
- First Trust Advisors's ten largest holdings make up 11% of its $44.1B portfolio in Q1 2020.
- First Trust Advisors opened 101 new positions and closed 140 in Q1 2020.
- First Trust Advisors's portfolio value fell 25% quarter-over-quarter to $44.1B.
Based on First Trust Advisors's 13F filing for Q1 2020, filed 6 May 2020.