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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
-16.64%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$44.1B
AUM Growth
-$14.4B
(-25%)
Cap. Flow
-$2.9B
Cap. Flow
% of AUM
-6.57%
Top 10 Holdings %
Top 10 Hldgs %
10.79%
Holding
2,482
New
101
Increased
824
Reduced
1,414
Closed
140
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Health Care AlphaDEX Fund
FXH
|
+$386M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$160M |
| 3 |
Newmont
NEM
|
+$104M |
| 4 |
Monster Beverage
MNST
|
+$87.8M |
| 5 |
Groupon
GRPN
|
+$82.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Financials AlphaDEX Fund
FXO
|
+$582M |
| 2 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$200M |
| 3 |
First Trust Technology AlphaDEX Fund
FXL
|
+$177M |
| 4 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$161M |
| 5 |
First Trust Utilities AlphaDEX Fund
FXU
|
+$154M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 27.93% |
| 2 | Healthcare | 12.7% |
| 3 | Financials | 10.7% |
| 4 | Communication Services | 9.67% |
| 5 | Industrials | 7.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1701
Marcus & Millichap
MMI
$1.18B
| $872K | ﹤0.01% |
32,187
+10,382
| +48% | +$349K |
|
1702
AMN Healthcare
AMN
$1.3B
| $869K | ﹤0.01% |
15,027
-1,952
| -11% | -$134K |
|
|
EMF
1703
Templeton Emerging Markets Fund
EMF
$312M
| $867K | ﹤0.01% |
77,732
-24,593
| -24% | -$349K |
|
1704
Gray Television
GTN
$409M
| $866K | ﹤0.01% |
80,646
-53,640
| -40% | -$970K |
|
1705
VanEck High Yield Muni ETF
HYD
$4.45B
| $863K | ﹤0.01% |
16,508
+1,512
| +10% | +$93.1K |
|
1706
Semtech
SMTC
$11.3B
| $859K | ﹤0.01% |
22,906
+8,642
| +61% | +$391K |
|
|
DQ
1707
Daqo New Energy
DQ
$815M
| $853K | ﹤0.01% |
73,600
+19,150
| +35% | +$225K |
|
|
JOBS
1708
DELISTED
51job Inc
JOBS
| $852K | ﹤0.01% |
13,882
+4,663
| +51% | +$355K |
|
|
GLUU
1709
DELISTED
Glu Mobile Inc.
GLUU
| $852K | ﹤0.01% |
+135,436
| New | +$873K |
|
1710
First Community Bankshares
FCBC
$909M
| $847K | ﹤0.01% |
36,369
-2,467
| -6% | -$68K |
|
1711
Standex International
SXI
$3.75B
| $846K | ﹤0.01% |
17,249
-1,623
| -9% | -$107K |
|
1712
State Street SPDR S&P Bank ETF
KBE
$1.63B
| $844K | ﹤0.01% |
31,323
+14,524
| +86% | +$581K |
|
|
MNP
1713
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
| $842K | ﹤0.01% |
61,642
+3,284
| +6% | +$48.7K |
|
1714
Boot Barn
BOOT
$4.71B
| $841K | ﹤0.01% |
65,047
-73,928
| -53% | -$2.36M |
|
|
FBC
1715
DELISTED
Flagstar Bancorp, Inc. New
FBC
| $841K | ﹤0.01% |
42,407
+17,235
| +68% | +$558K |
|
|
JSD
1716
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
| $840K | ﹤0.01% |
77,246
-1,904
| -2% | -$26.5K |
|
1717
Applied Industrial Technologies
AIT
$12.9B
| $838K | ﹤0.01% |
18,319
-10,933
| -37% | -$647K |
|
|
BKN
1718
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
| $837K | ﹤0.01% |
55,302
-803
| -1% | -$12.3K |
|
1719
Kaiser Aluminum
KALU
$2.65B
| $837K | ﹤0.01% |
12,083
-1,223
| -9% | -$115K |
|
1720
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
| $832K | ﹤0.01% |
66,833
-571
| -0.8% | -$7.9K |
|
1721
Nelnet
NNI
$4.81B
| $829K | ﹤0.01% |
18,248
-34,139
| -65% | -$1.84M |
|
1722
MillerKnoll
MLKN
$1.54B
| $826K | ﹤0.01% |
37,214
-45,483
| -55% | -$1.57M |
|
1723
Royal Gold
RGLD
$17.1B
| $826K | ﹤0.01% |
9,418
-58,269
| -86% | -$6.02M |
|
|
CBH
1724
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
| $826K | ﹤0.01% |
107,706
-6,788
| -6% | -$62.2K |
|
|
INN
1725
Summit Hotel Properties
INN
$748M
| $823K | ﹤0.01% |
195,141
-20,889
| -10% | -$197K |
|
Similar funds
DAM
First Trust Advisors's Q1 2020 Portfolio in Review
As of Q1 2020, First Trust Advisors held 2,482 positions worth $44.1B, down 25% from $58.6B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
First Trust Advisors withdrew a net $2.9B in Q1 2020, closing 140 positions and reducing 1,414 holdings. Its most notable exit was First Trust Financials AlphaDEX Fund, an estimated $582M position sold in full.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Trust Advisors opened a new position in First Trust Health Care AlphaDEX Fund worth $351M.
- First Trust Advisors's largest Q1 2020 buy was First Trust Health Care AlphaDEX Fund: 4,750,190 shares worth $351M.
- First Trust Advisors added most to First Trust Enhanced Short Maturity ETF in Q1 2020, an estimated $160M increase.
- First Trust Advisors's biggest Q1 2020 reduction was First Trust NASDAQ-100 Technology Index Fund, cutting an estimated $200M.
- First Trust Advisors fully exited First Trust Financials AlphaDEX Fund in Q1 2020, selling an estimated $582M.
- First Trust Advisors's ten largest holdings make up 11% of its $44.1B portfolio in Q1 2020.
- First Trust Advisors opened 101 new positions and closed 140 in Q1 2020.
- First Trust Advisors's portfolio value fell 25% quarter-over-quarter to $44.1B.
Based on First Trust Advisors's 13F filing for Q1 2020, filed 6 May 2020.