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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
-16.64%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$44.1B
AUM Growth
-$14.4B
Cap. Flow
-$2.9B
Cap. Flow %
-6.57%
Top 10 Hldgs %
10.79%
Holding
2,482
New
101
Increased
824
Reduced
1,414
Closed
140

Top Buys

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$386M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$160M
3
NEM icon
Newmont
NEM
+$104M
4
MNST icon
Monster Beverage
MNST
+$87.8M
5
GRPN icon
Groupon
GRPN
+$82.1M

Top Sells

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$582M
2
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$200M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$177M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$161M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$154M

Sector Composition

Rank Sector Weight
1 Technology 27.93%
2 Healthcare 12.7%
3 Financials 10.7%
4 Communication Services 9.67%
5 Industrials 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLP icon
1176
Global Partners
GLP
$1.66B
$2.45M 0.01%
277,884
-17,812
-6% -$299K
GDV icon
1177
Gabelli Dividend & Income Trust
GDV
$2.62B
$2.45M 0.01%
165,414
-6,370
-4% -$124K
TPIC
1178
DELISTED
TPI Composites
TPIC
$2.45M 0.01%
165,737
+39,843
+32% +$784K
EMD
1179
Western Asset Emerging Markets Debt Fund
EMD
$613M
$2.44M 0.01%
232,189
-2,797
-1% -$38K
COTY icon
1180
Coty
COTY
$2.44B
$2.43M 0.01%
471,570
+301,577
+177% +$2.83M
HUN icon
1181
Huntsman Corp
HUN
$2.01B
$2.43M 0.01%
168,538
-96,169
-36% -$1.88M
CSGS
1182
DELISTED
CSG Systems International
CSGS
$2.43M 0.01%
58,096
-26,308
-31% -$1.25M
PRIM icon
1183
Primoris Services
PRIM
$4.3B
$2.42M 0.01%
152,434
-41,275
-21% -$804K
DRNA
1184
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
$2.42M 0.01%
131,446
+62,687
+91% +$1.22M
AVAV icon
1185
AeroVironment
AVAV
$7.89B
$2.41M 0.01%
39,603
+16,001
+68% +$1M
POST icon
1186
Post Holdings
POST
$4.27B
$2.41M 0.01%
44,437
-22,385
-33% -$1.45M
IRM icon
1187
Iron Mountain
IRM
$37.5B
$2.4M 0.01%
100,852
-121,170
-55% -$3.67M
WBS icon
1188
Webster Financial
WBS
$12.5B
$2.4M 0.01%
104,737
-72,290
-41% -$2.94M
RHP icon
1189
Ryman Hospitality Properties
RHP
$8.57B
$2.39M 0.01%
66,781
+10,944
+20% +$756K
JWN
1190
DELISTED
Nordstrom
JWN
$2.39M 0.01%
155,928
+18,111
+13% +$604K
MMP
1191
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.39M 0.01%
65,533
-41,174
-39% -$2.21M
BGS icon
1192
B&G Foods
BGS
$298M
$2.39M 0.01%
131,944
+1,719
+1% +$26.9K
VGK icon
1193
Vanguard FTSE Europe ETF
VGK
$30.2B
$2.38M 0.01%
55,089
-1,376
-2% -$72.9K
BERY
1194
DELISTED
Berry Global Group, Inc.
BERY
$2.37M 0.01%
76,630
-12,713
-14% -$466K
RAMP icon
1195
LiveRamp
RAMP
$2.3B
$2.36M 0.01%
71,723
-13,907
-16% -$527K
DSL
1196
DoubleLine Income Solutions Fund
DSL
$1.22B
$2.35M 0.01%
176,446
-55,724
-24% -$1.02M
GDOT icon
1197
Green Dot
GDOT
$755M
$2.35M 0.01%
92,706
+9,775
+12% +$281K
CWEN icon
1198
Clearway Energy Class C
CWEN
$4.89B
$2.35M 0.01%
124,722
+25,230
+25% +$525K
RUN icon
1199
Sunrun
RUN
$2.3B
$2.34M 0.01%
231,857
-76,288
-25% -$1.25M
LILAK icon
1200
Liberty Latin America Class C
LILAK
$1.64B
$2.34M 0.01%
266,091
+230,313
+644% +$3.1M
46 47
48
49 50

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First Trust Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, First Trust Advisors held 2,482 positions worth $44.1B, down 25% from $58.6B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

First Trust Advisors withdrew a net $2.9B in Q1 2020, closing 140 positions and reducing 1,414 holdings. Its most notable exit was First Trust Financials AlphaDEX Fund, an estimated $582M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.

Against the trend, First Trust Advisors opened a new position in First Trust Health Care AlphaDEX Fund worth $351M.

  • First Trust Advisors's largest Q1 2020 buy was First Trust Health Care AlphaDEX Fund: 4,750,190 shares worth $351M.
  • First Trust Advisors added most to First Trust Enhanced Short Maturity ETF in Q1 2020, an estimated $160M increase.
  • First Trust Advisors's biggest Q1 2020 reduction was First Trust NASDAQ-100 Technology Index Fund, cutting an estimated $200M.
  • First Trust Advisors fully exited First Trust Financials AlphaDEX Fund in Q1 2020, selling an estimated $582M.
  • First Trust Advisors's ten largest holdings make up 11% of its $44.1B portfolio in Q1 2020.
  • First Trust Advisors opened 101 new positions and closed 140 in Q1 2020.
  • First Trust Advisors's portfolio value fell 25% quarter-over-quarter to $44.1B.

Based on First Trust Advisors's 13F filing for Q1 2020, filed 6 May 2020.