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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
-16.64%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$44.1B
AUM Growth
-$14.4B
(-25%)
Cap. Flow
-$2.9B
Cap. Flow
% of AUM
-6.57%
Top 10 Holdings %
Top 10 Hldgs %
10.79%
Holding
2,482
New
101
Increased
824
Reduced
1,414
Closed
140
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Health Care AlphaDEX Fund
FXH
|
+$386M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$160M |
| 3 |
Newmont
NEM
|
+$104M |
| 4 |
Monster Beverage
MNST
|
+$87.8M |
| 5 |
Groupon
GRPN
|
+$82.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Financials AlphaDEX Fund
FXO
|
+$582M |
| 2 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$200M |
| 3 |
First Trust Technology AlphaDEX Fund
FXL
|
+$177M |
| 4 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$161M |
| 5 |
First Trust Utilities AlphaDEX Fund
FXU
|
+$154M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 27.93% |
| 2 | Healthcare | 12.7% |
| 3 | Financials | 10.7% |
| 4 | Communication Services | 9.67% |
| 5 | Industrials | 7.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
Unifirst Corp
UNF
$5.38B
| $4.82M | 0.01% |
31,866
-311
| -1% | -$58.7K |
|
877
Cathay General Bancorp
CATY
$4.18B
| $4.81M | 0.01% |
209,527
-29,433
| -12% | -$942K |
|
|
HES
878
DELISTED
Hess
HES
| $4.8M | 0.01% |
144,306
+100,472
| +229% | +$5.44M |
|
|
AXON
879
Axon Enterprise
AXON
$42.4B
| $4.8M | 0.01% |
67,856
+58,687
| +640% | +$4.39M |
|
880
Nokia
NOK
$51.8B
| $4.78M | 0.01% |
1,541,400
+384,438
| +33% | +$1.43M |
|
881
First Industrial Realty Trust
FR
$8.81B
| $4.75M | 0.01% |
143,054
+41,039
| +40% | +$1.63M |
|
882
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
| $4.75M | 0.01% |
79,338
-183,482
| -70% | -$12.9M |
|
883
Xerox
XRX
$357M
| $4.75M | 0.01% |
250,553
-44,896
| -15% | -$1.43M |
|
884
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
| $4.74M | 0.01% |
49,059
-12,079
| -20% | -$1.33M |
|
885
WD-40
WDFC
$3.13B
| $4.74M | 0.01% |
23,594
-6,204
| -21% | -$1.17M |
|
|
CIT
886
DELISTED
CIT Group Inc.
CIT
| $4.72M | 0.01% |
273,617
-181,566
| -40% | -$6.85M |
|
|
GAP
887
The Gap Inc
GAP
$7.07B
| $4.69M | 0.01% |
666,444
-120,852
| -15% | -$1.79M |
|
888
First Solar
FSLR
$22.1B
| $4.69M | 0.01% |
129,997
+33,804
| +35% | +$1.61M |
|
889
Simmons First National
SFNC
$3.32B
| $4.68M | 0.01% |
254,215
+124,010
| +95% | +$2.82M |
|
|
CIM
890
Chimera Investment
CIM
$1.05B
| $4.64M | 0.01% |
170,159
-40,807
| -19% | -$2.32M |
|
|
SGI
891
Somnigroup International
SGI
$15.3B
| $4.64M | 0.01% |
424,600
-134,024
| -24% | -$2.55M |
|
|
TRTN
892
DELISTED
Triton International Limited
TRTN
| $4.63M | 0.01% |
179,124
-21,789
| -11% | -$746K |
|
|
PRNB
893
DELISTED
Principia Biopharma Inc. Common Stock
PRNB
| $4.63M | 0.01% |
78,036
+54,815
| +236% | +$3.2M |
|
894
First Financial Bancorp
FFBC
$3.52B
| $4.62M | 0.01% |
309,676
+8,069
| +3% | +$173K |
|
|
HSBC.PRA
895
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
| $4.62M | 0.01% |
184,443
-11,832
| -6% | -$308K |
|
896
Maximus
MMS
$3.2B
| $4.61M | 0.01% |
79,238
+14,099
| +22% | +$957K |
|
|
XEC
897
DELISTED
CIMAREX ENERGY CO
XEC
| $4.61M | 0.01% |
273,806
+21,073
| +8% | +$757K |
|
898
Boston Properties
BXP
$11B
| $4.58M | 0.01% |
49,717
+11,340
| +30% | +$1.46M |
|
899
Safety Insurance
SAFT
$1.51B
| $4.58M | 0.01% |
54,235
+43,066
| +386% | +$3.76M |
|
|
RETA
900
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
| $4.57M | 0.01% |
31,680
-18,336
| -37% | -$3.54M |
|
Similar funds
DAM
First Trust Advisors's Q1 2020 Portfolio in Review
As of Q1 2020, First Trust Advisors held 2,482 positions worth $44.1B, down 25% from $58.6B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
First Trust Advisors withdrew a net $2.9B in Q1 2020, closing 140 positions and reducing 1,414 holdings. Its most notable exit was First Trust Financials AlphaDEX Fund, an estimated $582M position sold in full.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Trust Advisors opened a new position in First Trust Health Care AlphaDEX Fund worth $351M.
- First Trust Advisors's largest Q1 2020 buy was First Trust Health Care AlphaDEX Fund: 4,750,190 shares worth $351M.
- First Trust Advisors added most to First Trust Enhanced Short Maturity ETF in Q1 2020, an estimated $160M increase.
- First Trust Advisors's biggest Q1 2020 reduction was First Trust NASDAQ-100 Technology Index Fund, cutting an estimated $200M.
- First Trust Advisors fully exited First Trust Financials AlphaDEX Fund in Q1 2020, selling an estimated $582M.
- First Trust Advisors's ten largest holdings make up 11% of its $44.1B portfolio in Q1 2020.
- First Trust Advisors opened 101 new positions and closed 140 in Q1 2020.
- First Trust Advisors's portfolio value fell 25% quarter-over-quarter to $44.1B.
Based on First Trust Advisors's 13F filing for Q1 2020, filed 6 May 2020.