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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
-16.64%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$44.1B
AUM Growth
-$14.4B
(-25%)
Cap. Flow
-$2.9B
Cap. Flow
% of AUM
-6.57%
Top 10 Holdings %
Top 10 Hldgs %
10.79%
Holding
2,482
New
101
Increased
824
Reduced
1,414
Closed
140
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Health Care AlphaDEX Fund
FXH
|
+$386M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$160M |
| 3 |
Newmont
NEM
|
+$104M |
| 4 |
Monster Beverage
MNST
|
+$87.8M |
| 5 |
Groupon
GRPN
|
+$82.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Financials AlphaDEX Fund
FXO
|
+$582M |
| 2 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$200M |
| 3 |
First Trust Technology AlphaDEX Fund
FXL
|
+$177M |
| 4 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$161M |
| 5 |
First Trust Utilities AlphaDEX Fund
FXU
|
+$154M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 27.93% |
| 2 | Healthcare | 12.7% |
| 3 | Financials | 10.7% |
| 4 | Communication Services | 9.67% |
| 5 | Industrials | 7.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Air Products & Chemicals
APD
$66.3B
| $135M | 0.31% |
676,445
+23,796
| +4% | +$5.42M |
|
52
Merck
MRK
$324B
| $135M | 0.31% |
1,837,890
+215,498
| +13% | +$16.9M |
|
53
Mondelez International
MDLZ
$77.7B
| $135M | 0.31% |
2,689,951
+1,296,080
| +93% | +$70.2M |
|
54
Zoetis
ZTS
$31.6B
| $133M | 0.3% |
1,130,232
+25,514
| +2% | +$3.36M |
|
55
Honeywell
HON
$77.1B
| $133M | 0.3% |
1,053,663
+122,304
| +13% | +$18.9M |
|
|
VMW
56
DELISTED
VMware, Inc
VMW
| $133M | 0.3% |
1,094,725
+64,844
| +6% | +$8.91M |
|
|
SMAR
57
DELISTED
Smartsheet Inc.
SMAR
| $132M | 0.3% |
3,185,277
+414,784
| +15% | +$18.8M |
|
58
Ciena
CIEN
$55.3B
| $132M | 0.3% |
3,316,088
-516,753
| -13% | -$21.2M |
|
59
PepsiCo
PEP
$186B
| $129M | 0.29% |
1,071,207
-2,673
| -0.2% | -$361K |
|
60
KLA
KLAC
$275B
| $125M | 0.28% |
8,665,900
-1,281,850
| -13% | -$20.6M |
|
|
SGEN
61
DELISTED
Seagen Inc. Common Stock
SGEN
| $123M | 0.28% |
1,066,565
-26,296
| -2% | -$2.91M |
|
62
Regeneron Pharmaceuticals
REGN
$68.8B
| $122M | 0.28% |
250,269
-56,285
| -18% | -$23.2M |
|
63
Eli Lilly
LLY
$1.07T
| $122M | 0.28% |
879,518
-138,151
| -14% | -$19M |
|
64
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
| $121M | 0.27% |
2,872,312
-611,105
| -18% | -$28.6M |
|
65
Lockheed Martin
LMT
$134B
| $120M | 0.27% |
355,273
-25,459
| -7% | -$10M |
|
66
Vertex Pharmaceuticals
VRTX
$121B
| $118M | 0.27% |
495,422
+138,446
| +39% | +$31.8M |
|
67
Automatic Data Processing
ADP
$100B
| $117M | 0.27% |
857,555
+78,799
| +10% | +$12.7M |
|
68
Advanced Micro Devices
AMD
$851B
| $116M | 0.26% |
2,542,034
+539,667
| +27% | +$26M |
|
69
T. Rowe Price
TROW
$25B
| $115M | 0.26% |
1,182,202
-40,906
| -3% | -$5.01M |
|
70
Gilead Sciences
GILD
$161B
| $115M | 0.26% |
1,535,566
-48,629
| -3% | -$3.36M |
|
71
Duke Energy
DUK
$102B
| $115M | 0.26% |
1,415,684
-209,459
| -13% | -$19.2M |
|
72
Qualcomm
QCOM
$176B
| $114M | 0.26% |
1,684,240
-379,213
| -18% | -$31.1M |
|
73
Lam Research
LRCX
$382B
| $113M | 0.26% |
4,698,000
-980,260
| -17% | -$28.2M |
|
74
Phillips 66
PSX
$82.9B
| $113M | 0.26% |
2,098,020
+619,884
| +42% | +$50.4M |
|
75
Coca-Cola
KO
$354B
| $111M | 0.25% |
2,504,832
+155,880
| +7% | +$8.42M |
|
Similar funds
DAM
First Trust Advisors's Q1 2020 Portfolio in Review
As of Q1 2020, First Trust Advisors held 2,482 positions worth $44.1B, down 25% from $58.6B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
First Trust Advisors withdrew a net $2.9B in Q1 2020, closing 140 positions and reducing 1,414 holdings. Its most notable exit was First Trust Financials AlphaDEX Fund, an estimated $582M position sold in full.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Trust Advisors opened a new position in First Trust Health Care AlphaDEX Fund worth $351M.
- First Trust Advisors's largest Q1 2020 buy was First Trust Health Care AlphaDEX Fund: 4,750,190 shares worth $351M.
- First Trust Advisors added most to First Trust Enhanced Short Maturity ETF in Q1 2020, an estimated $160M increase.
- First Trust Advisors's biggest Q1 2020 reduction was First Trust NASDAQ-100 Technology Index Fund, cutting an estimated $200M.
- First Trust Advisors fully exited First Trust Financials AlphaDEX Fund in Q1 2020, selling an estimated $582M.
- First Trust Advisors's ten largest holdings make up 11% of its $44.1B portfolio in Q1 2020.
- First Trust Advisors opened 101 new positions and closed 140 in Q1 2020.
- First Trust Advisors's portfolio value fell 25% quarter-over-quarter to $44.1B.
Based on First Trust Advisors's 13F filing for Q1 2020, filed 6 May 2020.