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First Trust Advisors Portfolio holdings
AUM
$140B
1-Year Est. Return
27.84%
This Fund
S&P 500
This Quarter
Est. Return
-16.64%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$44.1B
AUM Growth
-$14.4B
(-25%)
Cap. Flow
-$2.9B
Cap. Flow
% of AUM
-6.57%
Top 10 Holdings %
Top 10 Hldgs %
10.79%
Holding
2,482
New
101
Increased
824
Reduced
1,414
Closed
140
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Health Care AlphaDEX Fund
FXH
|
+$386M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$160M |
| 3 |
Newmont
NEM
|
+$104M |
| 4 |
Monster Beverage
MNST
|
+$87.8M |
| 5 |
Groupon
GRPN
|
+$82.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Financials AlphaDEX Fund
FXO
|
+$582M |
| 2 |
First Trust NASDAQ-100 Technology Index Fund
QTEC
|
+$200M |
| 3 |
First Trust Technology AlphaDEX Fund
FXL
|
+$177M |
| 4 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$161M |
| 5 |
First Trust Utilities AlphaDEX Fund
FXU
|
+$154M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 27.93% |
| 2 | Healthcare | 12.7% |
| 3 | Financials | 10.7% |
| 4 | Communication Services | 9.67% |
| 5 | Industrials | 7.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
Occidental Petroleum
OXY
$57B
| $28.5M | 0.06% |
2,460,527
+1,298,878
| +112% | +$42.7M |
|
427
CenterPoint Energy
CNP
$29.1B
| $28.5M | 0.06% |
1,843,609
-42,795
| -2% | -$982K |
|
428
General Motors
GM
$74.7B
| $28.3M | 0.06% |
1,363,971
-52,451
| -4% | -$1.6M |
|
429
SiriusXM
SIRI
$10B
| $28.1M | 0.06% |
569,604
-155,866
| -21% | -$10.2M |
|
430
Best Buy
BBY
$18B
| $28M | 0.06% |
490,393
-33,980
| -6% | -$2.69M |
|
431
Seagate
STX
$193B
| $27.9M | 0.06% |
571,303
-278,659
| -33% | -$14.9M |
|
|
INFO
432
DELISTED
IHS Markit Ltd. Common Shares
INFO
| $27.7M | 0.06% |
462,282
-409,512
| -47% | -$29.5M |
|
433
State Street
STT
$50.9B
| $27.5M | 0.06% |
517,101
-233,333
| -31% | -$16.2M |
|
|
PPLI
434
People Inc
PPLI
$3.1B
| $27.5M | 0.06% |
857,060
+245,902
| +40% | +$9.74M |
|
435
Charter Communications
CHTR
$14.7B
| $27.3M | 0.06% |
62,621
-8,694
| -12% | -$4.25M |
|
436
JD.com
JD
$40.8B
| $27.1M | 0.06% |
669,457
+54,647
| +9% | +$2.18M |
|
437
Qualys
QLYS
$4.84B
| $27.1M | 0.06% |
311,659
+49,566
| +19% | +$4.16M |
|
438
Idexx Laboratories
IDXX
$42.9B
| $26.9M | 0.06% |
110,991
-61,524
| -36% | -$16.1M |
|
439
A.O. Smith
AOS
$8.38B
| $26.8M | 0.06% |
709,989
+127,453
| +22% | +$5.43M |
|
440
Principal Financial Group
PFG
$23.6B
| $26.7M | 0.06% |
851,818
-176,136
| -17% | -$8.33M |
|
|
BLUE
441
DELISTED
bluebird bio
BLUE
| $26.6M | 0.06% |
44,693
+966
| +2% | +$941K |
|
442
Cloudflare
NET
$93B
| $26.5M | 0.06% |
1,127,068
+268,410
| +31% | +$5.22M |
|
443
Intuitive Surgical
ISRG
$121B
| $26.4M | 0.06% |
159,690
+74,070
| +87% | +$13.6M |
|
444
Nutanix
NTNX
$14.9B
| $26.2M | 0.06% |
1,655,481
+311,938
| +23% | +$8.77M |
|
445
Align Technology
ALGN
$12B
| $25.9M | 0.06% |
148,611
+104,132
| +234% | +$24.9M |
|
446
Tyson Foods
TSN
$20.2B
| $25.6M | 0.06% |
442,816
-222,962
| -33% | -$16.7M |
|
447
Equinix
EQIX
$107B
| $25.3M | 0.06% |
40,478
-37,749
| -48% | -$22.6M |
|
|
ZNGA
448
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $25.1M | 0.06% |
3,668,702
-592,433
| -14% | -$3.89M |
|
449
Labcorp
LH
$24.3B
| $25.1M | 0.06% |
230,950
-1,133
| -0.5% | -$163K |
|
450
Copart
CPRT
$25.9B
| $25.1M | 0.06% |
1,463,500
-141,112
| -9% | -$3.14M |
|
Similar funds
DAM
First Trust Advisors's Q1 2020 Portfolio in Review
As of Q1 2020, First Trust Advisors held 2,482 positions worth $44.1B, down 25% from $58.6B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
First Trust Advisors withdrew a net $2.9B in Q1 2020, closing 140 positions and reducing 1,414 holdings. Its most notable exit was First Trust Financials AlphaDEX Fund, an estimated $582M position sold in full.
By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Trust Advisors opened a new position in First Trust Health Care AlphaDEX Fund worth $351M.
- First Trust Advisors's largest Q1 2020 buy was First Trust Health Care AlphaDEX Fund: 4,750,190 shares worth $351M.
- First Trust Advisors added most to First Trust Enhanced Short Maturity ETF in Q1 2020, an estimated $160M increase.
- First Trust Advisors's biggest Q1 2020 reduction was First Trust NASDAQ-100 Technology Index Fund, cutting an estimated $200M.
- First Trust Advisors fully exited First Trust Financials AlphaDEX Fund in Q1 2020, selling an estimated $582M.
- First Trust Advisors's ten largest holdings make up 11% of its $44.1B portfolio in Q1 2020.
- First Trust Advisors opened 101 new positions and closed 140 in Q1 2020.
- First Trust Advisors's portfolio value fell 25% quarter-over-quarter to $44.1B.
Based on First Trust Advisors's 13F filing for Q1 2020, filed 6 May 2020.