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First Trust Advisors

First Trust Advisors Portfolio holdings

AUM $140B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
-16.64%
1 Year Est. Return
+27.84%
3 Year Est. Return
+78.79%
5 Year Est. Return
+98.89%
10 Year Est. Return
+456.9%
AUM
$44.1B
AUM Growth
-$14.4B
Cap. Flow
-$2.9B
Cap. Flow %
-6.57%
Top 10 Hldgs %
10.79%
Holding
2,482
New
101
Increased
824
Reduced
1,414
Closed
140

Top Buys

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$386M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$160M
3
NEM icon
Newmont
NEM
+$104M
4
MNST icon
Monster Beverage
MNST
+$87.8M
5
GRPN icon
Groupon
GRPN
+$82.1M

Top Sells

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$582M
2
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$200M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$177M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$161M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$154M

Sector Composition

Rank Sector Weight
1 Technology 27.93%
2 Healthcare 12.7%
3 Financials 10.7%
4 Communication Services 9.67%
5 Industrials 7.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POR icon
326
Portland General Electric
POR
$6.02B
$43.7M 0.1%
911,628
+7,301
+0.8% +$409K
TTE icon
327
TotalEnergies
TTE
$193B
$43.7M 0.1%
1,172,148
+226,356
+24% +$10.2M
BMO icon
328
Bank of Montreal
BMO
$125B
$43.6M 0.1%
867,309
+245,156
+39% +$16.6M
BOH icon
329
Bank of Hawaii
BOH
$3.33B
$43.6M 0.1%
788,934
+196,932
+33% +$15.8M
NFG icon
330
National Fuel Gas
NFG
$7.84B
$43.5M 0.1%
1,167,533
-228,717
-16% -$9.38M
SR icon
331
Spire
SR
$4.92B
$43.3M 0.1%
581,040
-42,558
-7% -$3.41M
TRI icon
332
Thomson Reuters
TRI
$39.4B
$43.2M 0.1%
604,036
-32,211
-5% -$2.51M
PFPT
333
DELISTED
Proofpoint, Inc.
PFPT
$43.2M 0.1%
420,654
-152,005
-27% -$17.7M
FISV
334
Fiserv Inc
FISV
$27.2B
$43.1M 0.1%
453,767
-721,326
-61% -$80.1M
NJR icon
335
New Jersey Resources
NJR
$6.06B
$43M 0.1%
1,266,463
+164,504
+15% +$6.42M
RCI icon
336
Rogers Communications
RCI
$17.7B
$43M 0.1%
1,035,861
+66,340
+7% +$3.1M
RHI icon
337
Robert Half
RHI
$3.61B
$42.8M 0.1%
1,132,673
+253,701
+29% +$13.7M
VST icon
338
Vistra
VST
$55.1B
$42.7M 0.1%
2,676,528
-767,745
-22% -$15.6M
ALKS icon
339
Alkermes
ALKS
$8.82B
$42.6M 0.1%
2,955,427
+153,087
+5% +$2.73M
BKH icon
340
Black Hills Corp
BKH
$5.73B
$42.5M 0.1%
663,566
+21,853
+3% +$1.65M
BNS icon
341
Scotiabank
BNS
$106B
$42.4M 0.1%
1,045,501
+186,367
+22% +$9.42M
MCD icon
342
McDonald's
MCD
$188B
$42.4M 0.1%
256,349
-52,654
-17% -$10.4M
SJI
343
DELISTED
South Jersey Industries, Inc.
SJI
$42.2M 0.1%
1,686,962
+184,304
+12% +$5.44M
O icon
344
Realty Income
O
$61.2B
$42.2M 0.1%
872,527
+49,430
+6% +$3.44M
CI icon
345
Cigna
CI
$76.6B
$42.1M 0.1%
237,627
+32,217
+16% +$6.25M
RTN
346
DELISTED
Raytheon Company
RTN
$42.1M 0.1%
320,990
+298,783
+1,345% +$59.2M
TD icon
347
Toronto Dominion Bank
TD
$198B
$42.1M 0.1%
992,401
+134,045
+16% +$6.88M
RARE icon
348
Ultragenyx Pharmaceutical
RARE
$2.65B
$42.1M 0.1%
946,504
-241,459
-20% -$12.5M
EPAM icon
349
EPAM Systems
EPAM
$4.69B
$42M 0.1%
226,159
-7,174
-3% -$1.55M
EG icon
350
Everest Group
EG
$15.2B
$41.8M 0.09%
217,436
-44,289
-17% -$11.3M
12 13
14
15 16

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First Trust Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, First Trust Advisors held 2,482 positions worth $44.1B, down 25% from $58.6B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

First Trust Advisors withdrew a net $2.9B in Q1 2020, closing 140 positions and reducing 1,414 holdings. Its most notable exit was First Trust Financials AlphaDEX Fund, an estimated $582M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.

Against the trend, First Trust Advisors opened a new position in First Trust Health Care AlphaDEX Fund worth $351M.

  • First Trust Advisors's largest Q1 2020 buy was First Trust Health Care AlphaDEX Fund: 4,750,190 shares worth $351M.
  • First Trust Advisors added most to First Trust Enhanced Short Maturity ETF in Q1 2020, an estimated $160M increase.
  • First Trust Advisors's biggest Q1 2020 reduction was First Trust NASDAQ-100 Technology Index Fund, cutting an estimated $200M.
  • First Trust Advisors fully exited First Trust Financials AlphaDEX Fund in Q1 2020, selling an estimated $582M.
  • First Trust Advisors's ten largest holdings make up 11% of its $44.1B portfolio in Q1 2020.
  • First Trust Advisors opened 101 new positions and closed 140 in Q1 2020.
  • First Trust Advisors's portfolio value fell 25% quarter-over-quarter to $44.1B.

Based on First Trust Advisors's 13F filing for Q1 2020, filed 6 May 2020.