First Quadrant’s Hanmi Financial HAFC Stock Holding History

First Quadrant’s Portfolio HAFC Stock Details HAFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-1,741	Closed	-$39K	–	617
2019 Q2	$39K	Sell	1,741 -239	-12%	-$5.3K	﹤0.01%	643
2019 Q1	$42K	Sell	1,980 -5,473	-73%	-$119K	﹤0.01%	647
2018 Q4	$147K	Hold	7,453	–	–	0.01%	585
2018 Q3	$186K	Buy	7,453 +666	+10%	+$17.6K	﹤0.01%	635
2018 Q2	$192K	Hold	6,787	–	–	﹤0.01%	590
2018 Q1	$209K	Hold	6,787	–	–	﹤0.01%	626
2017 Q4	$206K	Sell	6,787 -12,013	-64%	-$370K	﹤0.01%	718
2017 Q3	$582K	Hold	18,800	–	–	0.01%	530
2017 Q2	$535K	Hold	18,800	–	–	0.01%	519
2017 Q1	$578K	Hold	18,800	–	–	0.01%	519
2016 Q4	$656K	Hold	18,800	–	–	0.01%	503
2016 Q3	$495K	Hold	18,800	–	–	0.01%	543
2016 Q2	$442K	Hold	18,800	–	–	0.01%	506
2016 Q1	$414K	Hold	18,800	–	–	0.01%	504
2015 Q4	$446K	Sell	18,800 -1,600	-8%	-$40.9K	0.01%	483
2015 Q3	$514K	Hold	20,400	–	–	0.01%	452
2015 Q2	$507K	Hold	20,400	–	–	0.01%	466
2015 Q1	$431K	Sell	20,400 -11,500	-36%	-$236K	0.01%	463
2014 Q4	$696K	Sell	31,900 -16,900	-35%	-$352K	0.01%	405
2014 Q3	$984K	Sell	48,800 -5,400	-10%	-$113K	0.02%	362
2014 Q2	$1.14M	Sell	54,200 -6,200	-10%	-$136K	0.03%	361
2014 Q1	$1.41M	Sell	60,400 -2,600	-4%	-$58.9K	0.03%	337
2013 Q4	$1.38M	Sell	63,000 -2,000	-3%	-$38K	0.03%	347
2013 Q3	$1.08M	Sell	65,000 -1,500	-2%	-$25.7K	0.03%	366
2013 Q2	$1.18M	Buy	+66,500	New	+$1.06M	0.03%	342

Other funds holding HAFC

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

First Quadrant's HAFC Position: Q3 2019 in Review

First Quadrant sold out of Hanmi Financial (HAFC) in Q3 2019, closing a stake of 1,741 shares — an estimated $39K sold.

First Quadrant first reported a position in HAFC in Q2 2013 and held it in 25 quarters. The position peaked at $1.41M in Q1 2014. 129 funds tracked by Wall St. Rank hold HAFC as of Q3 2019.

First Quadrant reported no remaining Hanmi Financial position as of Q3 2019 after selling out during the quarter.
First Quadrant sold 1,741 Hanmi Financial shares in Q3 2019, an estimated $39K.
First Quadrant first reported a position in Hanmi Financial in Q2 2013 and held it in 25 quarters.
First Quadrant's Hanmi Financial position peaked at $1.41M in Q1 2014.
129 funds tracked by Wall St. Rank held Hanmi Financial as of Q3 2019.

Based on First Quadrant's 13F filing for Q3 2019, filed 25 Oct 2019.