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FNYS
First New York Securities Portfolio holdings
AUM
$53.7M
Turnover
87.99%
1-Year Est. Return
57.01%
This Fund
S&P 500
This Quarter
Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.4%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
(-34%)
Cap. Flow
-$32.4M
Cap. Flow
% of AUM
-19.68%
Top 10 Holdings %
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248
Avg Time Held Equity + Options
0.1
years
Top 10 Avg Time Held Equity + Options
0.1
years
Top 20 Avg Time Held Equity + Options
0.1
years
Avg Time Held Equity only
0.1
years
Top 10 Avg Time Held Equity only
0.1
years
Top 20 Avg Time Held Equity only
0.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SNTS
SANTARUS INC
SNTS
|
+$6.74M |
| 2 |
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$5.64M |
| 3 |
Unilever NV New York Registry Shares
UN
|
+$3.21M |
| 4 |
Cisco
CSCO
|
+$2.8M |
| 5 |
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
|
+$2.72M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Deutsche Bank
DB
|
+$5.07M |
| 2 |
SAP
SAP
|
+$4.36M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$4.29M |
| 4 |
SMITHFIELD FOODS,INC
SFD
|
+$4.06M |
| 5 |
CLP
COLONIAL PROPERTIES TRUST
CLP
|
+$3.48M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 61.12% |
| 2 | Energy | 7.74% |
| 3 | Technology | 7.34% |
| 4 | Consumer Staples | 4.7% |
| 5 | Healthcare | 3.89% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
126
Occidental Petroleum
OXY
$62.4B
| $171K | 0.1% |
1,879
-730
| -28% | -$66.7K |
2013 Q2
2 quarters
|
|
127
CALL
YPF Sociedad Anonima ADS
YPF
$20.4B
| $165K | 0.1% |
+5,000
| New | +$128K |
2013 Q4
0 quarters
|
|
|
CIE
128
CALL
DELISTED
Cobalt International Energy, Inc
CIE
| $165K | 0.1% |
+667
| New | +$209K |
2013 Q4
0 quarters
|
|
129
Pan American Silver
PAAS
$18.3B
| $164K | 0.1% |
+14,000
| New | +$149K |
2013 Q4
0 quarters
|
|
|
SWY
130
DELISTED
SAFEWAY INC
SWY
| $163K | 0.1% |
+5,585
| New | +$168K |
2013 Q4
0 quarters
|
|
|
TWC
131
CALL
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
| $163K | 0.1% |
+1,200
| New | +$149K |
2013 Q4
0 quarters
|
|
132
CALL
Sarepta Therapeutics
SRPT
$1.81B
| $153K | 0.09% |
+7,500
| New | +$223K |
2013 Q4
0 quarters
|
|
133
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$49.8B
| $153K | 0.09% |
+1,500
| New | +$157K |
2013 Q4
0 quarters
|
|
134
CALL
Iron Mountain
IRM
$33.5B
| $152K | 0.09% |
+5,410
| New | +$139K |
2013 Q4
0 quarters
|
|
|
135
Sarepta Therapeutics
SRPT
$1.81B
| $152K | 0.09% |
7,500
+7,000
| +1,400% | +$208K |
2013 Q3
1 quarter
|
|
136
G-III Apparel Group
GIII
$1.22B
| $148K | 0.09% |
+4,000
| New | +$120K |
2013 Q4
0 quarters
|
|
137
CALL
Option Care Health
OPCH
$4.67B
| $148K | 0.09% |
5,000
-13,450
| -73% | -$380K |
2013 Q3
1 quarter
|
|
|
SVU
138
CALL
DELISTED
SUPERVALU Inc.
SVU
| $146K | 0.09% |
+2,857
| New | +$141K |
2013 Q4
0 quarters
|
|
139
Suncor Energy
SU
$91.3B
| $140K | 0.09% |
+4,000
| New | +$141K |
2013 Q4
0 quarters
|
|
|
AMCC
140
DELISTED
Applied Micro Circuits Corporation New
AMCC
| $134K | 0.08% |
+10,000
| New | +$124K |
2013 Q4
0 quarters
|
|
|
CBA
141
DELISTED
ClearBridge American Energy MLP
CBA
| $134K | 0.08% |
+7,500
| New | +$137K |
2013 Q4
0 quarters
|
|
|
IOC
142
CALL
DELISTED
Interoil Corporation
IOC
| $129K | 0.08% |
2,500
-2,500
| -50% | -$173K |
2013 Q2
2 quarters
|
|
143
BlueLinx
BXC
$579M
| $128K | 0.08% |
6,503
+1,374
| +27% | +$24.5K |
2013 Q2
2 quarters
|
|
|
SREV
144
DELISTED
ServiceSource International, Inc.
SREV
| $126K | 0.08% |
+15,000
| New | +$151K |
2013 Q4
0 quarters
|
|
145
Wolfspeed
WOLF
$1.23B
| $125K | 0.08% |
2,000
-40,404
| -95% | -$2.49M |
2013 Q3
1 quarter
|
|
|
NUAN
146
CALL
DELISTED
Nuance Communications, Inc.
NUAN
| $122K | 0.07% |
+9,240
| New | +$127K |
2013 Q4
0 quarters
|
|
|
CACQ
147
DELISTED
Caesars Acquisition Company
CACQ
| $121K | 0.07% |
+10,066
| New | +$117K |
2013 Q4
0 quarters
|
|
148
CALL
DELISTED
SANDRIDGE ENERGY, INC.
SD
| $121K | 0.07% |
+20,000
| New | +$120K |
2013 Q4
0 quarters
|
|
149
Gerdau
GGB
$9.85B
| $118K | 0.07% |
+18,900
| New | +$118K |
2013 Q4
0 quarters
|
|
150
DELISTED
Triumph Group
TGI
| $114K | 0.07% |
1,500
+1,000
| +200% | +$72.5K |
2013 Q3
1 quarter
|
|
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First New York Securities's Q4 2013 Portfolio in Review
As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.
First New York Securities withdrew a net $32.4M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Energy and Technology.
Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.
- First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
- First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
- First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
- First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
- First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
- First New York Securities opened 175 new positions and closed 248 in Q4 2013.
- First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.
Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.