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FNYS

First New York Securities Portfolio holdings

AUM $53.7M Turnover 87.99%
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.4%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
Cap. Flow
-$32.4M
Cap. Flow %
-19.68%
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248
Avg Time Held Equity + Options
0.1 years
Top 10 Avg Time Held Equity + Options
0.1 years
Top 20 Avg Time Held Equity + Options
0.1 years
Avg Time Held Equity only
0.1 years
Top 10 Avg Time Held Equity only
0.1 years
Top 20 Avg Time Held Equity only
0.1 years

Top Buys

Rank Stock Value
1
SNTS
SANTARUS INC
SNTS
+$6.74M
2
LIFE icon
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$5.64M
3
UN icon
Unilever NV New York Registry Shares
UN
+$3.21M
4
CSCO icon
Cisco
CSCO
+$2.8M
5
PCI icon
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.72M

Top Sells

Rank Stock Value
1
DB icon
Deutsche Bank
DB
+$5.07M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.29M
4
SFD icon
SMITHFIELD FOODS,INC
SFD
+$4.06M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.48M

Sector Composition

Rank Sector Weight
1 Miscellaneous 61.12%
2 Energy 7.74%
3 Technology 7.34%
4 Consumer Staples 4.7%
5 Healthcare 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
CNH icon
501
DELISTED
CNH GLOBAL N.V. (NEW)
CNH
– –
-172,557
Closed -$2.16M –
SFD icon
502
CALL
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-60,000
Closed -$2.04M –
SFD icon
503
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-119,400
Closed -$4.06M –
TWGP
504
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
– –
-9,000
Closed -$64K –
MOLXA
505
DELISTED
MOLEX INC CL-A
MOLXA
– –
-6,000
Closed -$231K –
EXXI
506
DELISTED
ENERGY XXI LTD COM SHS
EXXI
– –
-3,000
Closed -$91K –
PFSW
507
DELISTED
PFSweb, Inc.
PFSW
– –
-8,000
Closed -$48K –
WLL
508
CALL
DELISTED
Whiting Petroleum Corporation
WLL
– –
-37
Closed -$658K –
CEO
509
DELISTED
CNOOC Limited
CEO
$0 ﹤0.01%
1
– –
2013 Q2
2 quarters
GG
510
DELISTED
Goldcorp Inc
GG
$0 ﹤0.01%
12
-2,000
-99% -$47K
2013 Q2
2 quarters
CKEC
511
DELISTED
Carmike Cinemas Inc
CKEC
– –
-5,000
Closed -$110K –
SCTY
512
CALL
DELISTED
SolarCity Corporation
SCTY
– –
-10,000
Closed -$346K –
SCTY
513
DELISTED
SolarCity Corporation
SCTY
– –
-500
Closed -$17K –
MY
514
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
– –
-10,000
Closed -$24K –
LDK
515
DELISTED
LDK SOLAR CO LTD.
LDK
– –
-20,930
Closed -$40K –
RSOL
516
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
– –
-66,100
Closed -$185K –
TIVO
517
DELISTED
TIVO INC
TIVO
– –
-52,500
Closed -$653K –
VXX icon
518
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-78
Closed -$73K –
VXX icon
519
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-625
Closed -$588K –
HK
520
CALL
DELISTED
Halcon Resources Corporation
HK
– –
-232
Closed -$177K –
HK
521
DELISTED
Halcon Resources Corporation
HK
– –
-116
Closed -$89K –
PACD
522
DELISTED
Pacific Drilling S A
PACD
– –
-1,000
Closed -$111K –
VRNM
523
DELISTED
VERENIUM CORP COM STK (US)
VRNM
– –
-1,600
Closed -$6K –
MPO
524
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
– –
-2,000
Closed -$103K –
17 18 19 20
21

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First New York Securities's Q4 2013 Portfolio in Review

As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First New York Securities withdrew a net $32.4M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Energy and Technology.

Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.

  • First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
  • First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
  • First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
  • First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
  • First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
  • First New York Securities opened 175 new positions and closed 248 in Q4 2013.
  • First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.

Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.