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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
Cap. Flow
-$92.6M
Cap. Flow %
-56.31%
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248

Top Buys

Rank Stock Value
1
SNTS
SANTARUS INC
SNTS
+$6.74M
2
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$5.64M
3
UN
Unilever NV New York Registry Shares
UN
+$3.21M
4
CSCO icon
Cisco
CSCO
+$2.8M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.72M

Top Sells

Rank Stock Value
1
DB icon
Deutsche Bank
DB
+$5.07M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.29M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4.06M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.48M

Sector Composition

Rank Sector Weight
1 Technology 7.34%
2 Energy 4.73%
3 Healthcare 3.67%
4 Consumer Discretionary 3.37%
5 Financials 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNH
501
DELISTED
CNH GLOBAL N.V. (NEW)
CNH
– –
-172,557
Closed -$2.16M
SFD
502
CALL
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-60,000
Closed -$2.04M
SFD
503
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-119,400
Closed -$4.06M
TWGP
504
DELISTED
TOWER GROUP INTL LTD COM STK (BERMUDA)
TWGP
– –
-9,000
Closed -$64K
MOLXA
505
DELISTED
MOLEX INC CL-A
MOLXA
– –
-6,000
Closed -$231K
EXXI
506
DELISTED
ENERGY XXI LTD COM SHS
EXXI
– –
-3,000
Closed -$91K
PFSW
507
DELISTED
PFSweb, Inc.
PFSW
– –
-8,000
Closed -$48K
WLL
508
CALL
DELISTED
Whiting Petroleum Corporation
WLL
– –
-37
Closed -$658K
CEO
509
DELISTED
CNOOC Limited
CEO
$0 ﹤0.01%
1
– –
GG
510
DELISTED
Goldcorp Inc
GG
$0 ﹤0.01%
12
-2,000
-99% -$47K
CKEC
511
DELISTED
Carmike Cinemas Inc
CKEC
– –
-5,000
Closed -$110K
SCTY
512
CALL
DELISTED
SolarCity Corporation
SCTY
– –
-10,000
Closed -$346K
SCTY
513
DELISTED
SolarCity Corporation
SCTY
– –
-500
Closed -$17K
MY
514
DELISTED
CHINA MING YANG WIND PWR GRP LTD ADS RSPTG 1 ORD SHS (CHINA)
MY
– –
-10,000
Closed -$24K
LDK
515
DELISTED
LDK SOLAR CO LTD.
LDK
– –
-20,930
Closed -$40K
RSOL
516
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
– –
-66,100
Closed -$185K
TIVO
517
DELISTED
TIVO INC
TIVO
– –
-52,500
Closed -$653K
VXX
518
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-78
Closed -$73K
VXX
519
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-625
Closed -$588K
HK
520
CALL
DELISTED
Halcon Resources Corporation
HK
– –
-232
Closed -$177K
HK
521
DELISTED
Halcon Resources Corporation
HK
– –
-116
Closed -$89K
PACD
522
DELISTED
Pacific Drilling S A
PACD
– –
-1,000
Closed -$111K
VRNM
523
DELISTED
VERENIUM CORP COM STK (US)
VRNM
– –
-1,600
Closed -$6K
MPO
524
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
– –
-2,000
Closed -$103K
17 18 19 20
21

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First New York Securities's Q4 2013 Portfolio in Review

As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First New York Securities withdrew a net $92.6M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 8.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.

  • First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
  • First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
  • First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
  • First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
  • First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
  • First New York Securities opened 175 new positions and closed 248 in Q4 2013.
  • First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.

Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.