We are live on ! Find out more
FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
Cap. Flow
-$92.6M
Cap. Flow %
-56.31%
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248

Top Buys

Rank Stock Value
1
SNTS
SANTARUS INC
SNTS
+$6.74M
2
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$5.64M
3
UN
Unilever NV New York Registry Shares
UN
+$3.21M
4
CSCO icon
Cisco
CSCO
+$2.8M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.72M

Top Sells

Rank Stock Value
1
DB icon
Deutsche Bank
DB
+$5.07M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.29M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4.06M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.48M

Sector Composition

Rank Sector Weight
1 Technology 7.34%
2 Energy 4.73%
3 Healthcare 3.67%
4 Consumer Discretionary 3.37%
5 Financials 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPO
476
DELISTED
BROOKFIELD OFFICE PROPERTIES. INC
BPO
– –
-9,000
Closed -$171K
ARTC
477
DELISTED
ARTHROCARE CORP
ARTC
– –
-10,000
Closed -$356K
CADX
478
DELISTED
CADENCE PHARMACEUTICALS, INC COM STK
CADX
$0 ﹤0.01%
2
– –
ASIA
479
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
– –
-4,644
Closed -$54K
SPRD
480
CALL
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
– –
-150,000
Closed -$4.57M
MAKO
481
CALL
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-44,000
Closed -$1.3M
MOLX
482
DELISTED
MOLEX INC
MOLX
– –
-8,799
Closed -$340K
ACTV
483
CALL
DELISTED
Active Network Inc
ACTV
– –
-600
Closed -$9K
STP
484
DELISTED
SUNTECH POWER HOLDINGS CO., LTD
STP
– –
-10,129
Closed -$17K
LSE
485
DELISTED
CAPLEASE, INC
LSE
– –
-388,941
Closed -$3.3M
SKS
486
CALL
DELISTED
SAKS INCORPORATED
SKS
– –
-12,100
Closed -$194K
DOLE
487
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
– –
-1,000
Closed -$14K
DELL
488
DELISTED
DELL INC
DELL
– –
-195,000
Closed -$2.68M
TGX
489
DELISTED
THERAGENICS CORP
TGX
– –
-3,200
Closed -$6K
BKR
490
DELISTED
BAKER MICHAEL CORP
BKR
– –
-6,000
Closed -$243K
ASTX
491
CALL
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
– –
-100
Closed -$1K
ASTX
492
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
– –
-88,500
Closed -$751K
FIRE
493
CALL
DELISTED
SOURCEFIRE INC COM STK
FIRE
– –
-31,100
Closed -$2.36M
FIRE
494
DELISTED
SOURCEFIRE INC COM STK
FIRE
– –
-30,181
Closed -$2.29M
MFB
495
DELISTED
MAIDENFORM BRANDS, INC
MFB
– –
-47,257
Closed -$1.11M
ONXX
496
CALL
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-200,700
Closed -$25M
ONXX
497
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-34,400
Closed -$4.29M
VLTR
498
DELISTED
VOLTERRA SEMCONDUCTOR CORP
VLTR
– –
-150,748
Closed -$3.47M
WCRX
499
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
– –
-65,000
Closed -$1.49M
CLP
500
DELISTED
COLONIAL PROPERTIES TRUST
CLP
– –
-154,834
Closed -$3.48M
17 18 19
20
21

Similar funds

JPC
Jackson Park Capital Alpine, Utah $53.7M AUM 6.17% 1-Year Est. Return
OL
Orbitronix LP Newport Beach, California $54.2M AUM 17.92% 1-Year Est. Return
NAM
Nichols Asset Management Sudbury, Massachusetts $51M AUM 5.34% 1-Year Est. Return
BC
BHR Capital New York $48.6M AUM 3.78% 1-Year Est. Return
IWC
Integrated Wealth Counsel Carmel, California $46.5M AUM 7.34% 1-Year Est. Return
RCI
Redwood Capital Investments Hanover, Maryland $43.1M AUM 25.43% 1-Year Est. Return
PCM
Pyrrho Capital Management New York $66.5M AUM 7.14% 1-Year Est. Return
GCP
Glen Capital Partners Waltham, Massachusetts $68.9M AUM 21.81% 1-Year Est. Return

First New York Securities's Q4 2013 Portfolio in Review

As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First New York Securities withdrew a net $92.6M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 8.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.

  • First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
  • First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
  • First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
  • First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
  • First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
  • First New York Securities opened 175 new positions and closed 248 in Q4 2013.
  • First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.

Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.