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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+10.64%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$251M
AUM Growth
-$16M
Cap. Flow
-$16.1M
Cap. Flow %
-6.43%
Top 10 Hldgs %
35.58%
Holding
604
New
228
Increased
52
Reduced
54
Closed
250

Top Buys

Rank Stock Value
1
CNH
CNH GLOBAL N.V. (NEW)
CNH
+$7.99M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.36M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.59M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$27.3M
2
NFP
NATIONAL FINANCIAL PARTNERS CORP
NFP
+$8.37M
3
GLD icon
SPDR Gold Trust
GLD
+$7.68M
4
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
+$7.02M
5
NVO
Novo Nordisk
NVO
+$6.79M

Sector Composition

Rank Sector Weight
1 Technology 8.28%
2 Financials 7.87%
3 Energy 3.71%
4 Healthcare 3.4%
5 Industrials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRT icon
476
State Street SPDR S&P Retail ETF
XRT
$458M
– –
-3,900
Closed -$149K
YELP icon
477
Yelp
YELP
$1.51B
– –
-3,000
Closed -$104K
ZTS icon
478
CALL
Zoetis
ZTS
$32.5B
– –
-30,000
Closed -$927K
ZTS icon
479
Zoetis
ZTS
$32.5B
– –
-118,321
Closed -$3.65M
LL
480
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-328
Closed -$26K
PXD
481
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-1,025
Closed -$148K
NEPT
482
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
– –
-7
Closed -$33K
GOL
483
CALL
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
– –
-12,500
Closed -$84K
SFE
484
DELISTED
Safeguard Scientifics, Inc.
SFE
– –
-30,000
Closed -$482K
ABB
485
DELISTED
ABB Ltd
ABB
– –
-27,500
Closed -$595K
FCRD
486
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-38,000
Closed -$577K
AUTO
487
DELISTED
AutoWeb, Inc. Common Stock
AUTO
– –
-145,556
Closed -$694K
HNP
488
DELISTED
Huaneng Power Intl, Inc.
HNP
– –
-7,500
Closed -$288K
FOE
489
DELISTED
Ferro Corporation
FOE
– –
-8,999
Closed -$63K
NUAN
490
CALL
DELISTED
Nuance Communications, Inc.
NUAN
– –
-63,525
Closed -$1.01M
XLNX
491
DELISTED
Xilinx Inc
XLNX
$0 ﹤0.01%
+1
New +$45
MXIM
492
DELISTED
Maxim Integrated Products
MXIM
– –
-5,000
Closed -$139K
BPFH
493
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
– –
-1,000
Closed -$11K
CXO
494
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-5,000
Closed -$419K
FRAN
495
DELISTED
Francesca's Holdings Corporation
FRAN
– –
-208
Closed -$69K
IMMU
496
DELISTED
Immunomedics Inc
IMMU
– –
-4,990
Closed -$27K
NBL
497
DELISTED
Noble Energy, Inc.
NBL
– –
-66
Closed -$4.23K
CHK
498
CALL
DELISTED
Chesapeake Energy Corporation
CHK
– –
-304
Closed -$1.17M
SDRL
499
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-168
Closed -$1.83M
MDR
500
DELISTED
McDermott International
MDR
– –
-4,306
Closed -$106K
18 19
20
21 22

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First New York Securities's Q3 2013 Portfolio in Review

As of Q3 2013, First New York Securities held 604 positions worth $251M, down 6% from $267M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

First New York Securities withdrew a net $16.1M in Q3 2013, closing 250 positions and reducing 54 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $27.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 5.5% a quarter earlier, followed by Financials and Energy.

Against the trend, First New York Securities opened a new position in CNH GLOBAL N.V. (NEW) worth $2.16M.

  • First New York Securities's largest Q3 2013 buy was CNH GLOBAL N.V. (NEW): 172,557 shares worth $2.16M.
  • First New York Securities added most to Syngenta Ag in Q3 2013, an estimated $1.96M increase.
  • First New York Securities's biggest Q3 2013 reduction was SPDR Gold Trust, cutting an estimated $7.68M.
  • First New York Securities fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $27.3M.
  • First New York Securities's ten largest holdings make up 36% of its $251M portfolio in Q3 2013.
  • First New York Securities opened 228 new positions and closed 250 in Q3 2013.
  • First New York Securities's portfolio value fell 6% quarter-over-quarter to $251M.

Based on First New York Securities's 13F filing for Q3 2013, filed 6 Nov 2013.