First New York Securities’s Neptune Wellness Solutions Inc. Ordinary Shares NEPT Stock Holding History

First New York Securities’s Portfolio NEPT Stock Details NEPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-14	Closed	-$55.2K	–	622
2014 Q2	$55.2K	Sell	14 -7	-33%	-$23.9K	0.06%	86
2014 Q1	$74K	Buy	+21	New	+$85.8K	0.04%	230
2013 Q3	–	Sell	-7	Closed	-$33K	–	486
2013 Q2	$33K	Buy	+7	New	+$27.5K	0.01%	319

Other funds holding NEPT

Perceptive Advisors New York $6.66B AUM 360.84% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $27.6B AUM 23.56% 1-Year Est. Return

AGM

Alpine Global Management New York $615M AUM 34.28% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $181B AUM 41.77% 1-Year Est. Return

Peconic Partners New York $8.04B AUM 107.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Group One Trading Chicago, Illinois $71.1B AUM 128.96% 1-Year Est. Return

Bank of Nova Scotia Toronto, Ontario, Canada $66.2B AUM 46.3% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

First New York Securities's NEPT Position: Q3 2014 in Review

First New York Securities sold out of Neptune Wellness Solutions Inc. Ordinary Shares (NEPT) in Q3 2014, closing a stake of 14 shares — an estimated $55.2K sold.

First New York Securities first reported a position in NEPT in Q2 2013 and held it in 3 quarters. The position peaked at $74K in Q1 2014. 21 funds tracked by Wall St. Rank hold NEPT as of Q3 2014.

First New York Securities reported no remaining Neptune Wellness Solutions Inc. Ordinary Shares position as of Q3 2014 after selling out during the quarter.
First New York Securities sold 14 Neptune Wellness Solutions Inc. Ordinary Shares shares in Q3 2014, an estimated $55.2K.
First New York Securities first reported a position in Neptune Wellness Solutions Inc. Ordinary Shares in Q2 2013 and held it in 3 quarters.
First New York Securities's Neptune Wellness Solutions Inc. Ordinary Shares position peaked at $74K in Q1 2014.
21 funds tracked by Wall St. Rank held Neptune Wellness Solutions Inc. Ordinary Shares as of Q3 2014.

Based on First New York Securities's 13F filing for Q3 2014, filed 16 Oct 2014.