First New York Securities’s First Eagle Alternative Capital BDC, Inc. Common Stock FCRD Stock Holding History

First New York Securities’s Portfolio FCRD Stock Details FCRD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-850	Closed	-$8.1K	–	218
2016 Q3	$8.1K	Buy	+850	New	+$8.98K	0.01%	198
2013 Q3	–	Sell	-38,000	Closed	-$577K	–	490
2013 Q2	$577K	Buy	+38,000	New	+$571K	0.22%	90

Other funds holding FCRD

Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return

Skandinaviska Enskilda Banken (SEB) Stockholm, Sweden $4.34B AUM 19.31% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

First New York Securities's FCRD Position: Q4 2016 in Review

First New York Securities sold out of First Eagle Alternative Capital BDC, Inc. Common Stock (FCRD) in Q4 2016, closing a stake of 850 shares — an estimated $8.1K sold.

First New York Securities first reported a position in FCRD in Q2 2013 and held it in 2 quarters. The position peaked at $577K in Q2 2013. 90 funds tracked by Wall St. Rank hold FCRD as of Q4 2016.

First New York Securities reported no remaining First Eagle Alternative Capital BDC, Inc. Common Stock position as of Q4 2016 after selling out during the quarter.
First New York Securities sold 850 First Eagle Alternative Capital BDC, Inc. Common Stock shares in Q4 2016, an estimated $8.1K.
First New York Securities first reported a position in First Eagle Alternative Capital BDC, Inc. Common Stock in Q2 2013 and held it in 2 quarters.
First New York Securities's First Eagle Alternative Capital BDC, Inc. Common Stock position peaked at $577K in Q2 2013.
90 funds tracked by Wall St. Rank held First Eagle Alternative Capital BDC, Inc. Common Stock as of Q4 2016.

Based on First New York Securities's 13F filing for Q4 2016, filed 7 Feb 2017.