Advisors Asset Management’s First Eagle Alternative Capital BDC, Inc. Common Stock FCRD Stock Holding History

Advisors Asset Management’s Portfolio FCRD Stock Details FCRD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-63,457	Closed	-$206K	–	1571
2020 Q2	$206K	Sell	63,457 -237	-0.4%	-$703	﹤0.01%	1166
2020 Q1	$169K	Sell	63,694 -2,512	-4%	-$13.6K	﹤0.01%	1138
2019 Q4	$418K	Sell	66,206 -37,435	-36%	-$253K	0.01%	1036
2019 Q3	$705K	Sell	103,641 -5,144	-5%	-$34.4K	0.01%	875
2019 Q2	$722K	Sell	108,785 -41,470	-28%	-$277K	0.01%	894
2019 Q1	$986K	Sell	150,255 -5,915	-4%	-$39.7K	0.02%	827
2018 Q4	$950K	Sell	156,170 -348,185	-69%	-$2.53M	0.02%	786
2018 Q3	$4.07M	Buy	504,355 +20,819	+4%	+$172K	0.07%	346
2018 Q2	$3.78M	Sell	483,536 -196,738	-29%	-$1.55M	0.06%	373
2018 Q1	$5.49M	Buy	680,274 +437	+0.1%	+$3.73K	0.09%	281
2017 Q4	$6.15M	Sell	679,837 -82,956	-11%	-$768K	0.1%	257
2017 Q3	$7.12M	Sell	762,793 -80,335	-10%	-$774K	0.12%	228
2017 Q2	$8.39M	Sell	843,128 -130,882	-13%	-$1.3M	0.14%	197
2017 Q1	$9.7M	Buy	974,010 +65,811	+7%	+$671K	0.16%	166
2016 Q4	$9.09M	Buy	908,199 +105,108	+13%	+$1.02M	0.15%	184
2016 Q3	$7.65M	Sell	803,091 -64,991	-7%	-$686K	0.13%	240
2016 Q2	$9.66M	Sell	868,082 -61,106	-7%	-$665K	0.16%	184
2016 Q1	$10.1M	Buy	929,188 +50,851	+6%	+$501K	0.17%	168
2015 Q4	$9.4M	Sell	878,337 -964	-0.1%	-$11K	0.15%	194
2015 Q3	$9.6M	Buy	879,301 +10,317	+1%	+$121K	0.15%	180
2015 Q2	$10M	Sell	868,984 -228,367	-21%	-$2.79M	0.14%	202
2015 Q1	$13.5M	Sell	1,097,351 -243,366	-18%	-$2.85M	0.18%	153
2014 Q4	$15.8M	Sell	1,340,717 -127,765	-9%	-$1.61M	0.21%	130
2014 Q3	$18.9M	Buy	1,468,482 +273,809	+23%	+$3.74M	0.26%	108
2014 Q2	$16.7M	Sell	1,194,673 -123,179	-9%	-$1.66M	0.23%	115
2014 Q1	$18.2M	Buy	1,317,852 +3,762	+0.3%	+$57.8K	0.28%	96
2013 Q4	$21.7M	Buy	1,314,090 +33,940	+3%	+$553K	0.35%	72
2013 Q3	$20M	Buy	1,280,150 +123,971	+11%	+$1.93M	0.36%	66
2013 Q2	$17.6M	Buy	+1,156,179	New	+$17.4M	0.33%	78

Other funds holding FCRD

CLG

Cooperman Leon G $3.05B AUM 42.78% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

Skandinaviska Enskilda Banken (SEB) Stockholm, Sweden $4.34B AUM 19.31% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

FWIA

Fort Washington Investment Advisors Cincinnati, Ohio $19.9B AUM 22.19% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

EJF Capital Arlington, Virginia $142M AUM 23.3% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

NWM

Nicola Wealth Management Vancouver, British Columbia, Canada $833M AUM 20.94% 1-Year Est. Return

Advisors Asset Management's FCRD Position: Q3 2020 in Review

Advisors Asset Management sold out of First Eagle Alternative Capital BDC, Inc. Common Stock (FCRD) in Q3 2020, closing a stake of 63,457 shares — an estimated $206K sold.

Advisors Asset Management first reported a position in FCRD in Q2 2013 and held it in 29 quarters. The position peaked at $21.7M in Q4 2013. 39 funds tracked by Wall St. Rank hold FCRD as of Q3 2020.

Advisors Asset Management reported no remaining First Eagle Alternative Capital BDC, Inc. Common Stock position as of Q3 2020 after selling out during the quarter.
Advisors Asset Management sold 63,457 First Eagle Alternative Capital BDC, Inc. Common Stock shares in Q3 2020, an estimated $206K.
Advisors Asset Management first reported a position in First Eagle Alternative Capital BDC, Inc. Common Stock in Q2 2013 and held it in 29 quarters.
Advisors Asset Management's First Eagle Alternative Capital BDC, Inc. Common Stock position peaked at $21.7M in Q4 2013.
39 funds tracked by Wall St. Rank held First Eagle Alternative Capital BDC, Inc. Common Stock as of Q3 2020.

Based on Advisors Asset Management's 13F filing for Q3 2020, filed 16 Nov 2020.