We are live on ! Find out more
FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
Cap. Flow
-$92.6M
Cap. Flow %
-56.31%
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248

Top Buys

Rank Stock Value
1
SNTS
SANTARUS INC
SNTS
+$6.74M
2
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$5.64M
3
UN
Unilever NV New York Registry Shares
UN
+$3.21M
4
CSCO icon
Cisco
CSCO
+$2.8M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.72M

Top Sells

Rank Stock Value
1
DB icon
Deutsche Bank
DB
+$5.07M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.29M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4.06M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.48M

Sector Composition

Rank Sector Weight
1 Technology 7.34%
2 Energy 4.73%
3 Healthcare 3.67%
4 Consumer Discretionary 3.37%
5 Financials 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMI
451
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
– –
-20,000
Closed -$237K
CSUN
452
DELISTED
CHINA SUNERGY CO LTD ADS(CAYMAN ISLANDS)
CSUN
– –
-2,600
Closed -$16K
MW
453
DELISTED
THE MENS WAREHOUSE INC
MW
– –
-10,000
Closed -$341K
WPP
454
DELISTED
WAUSAU PAPER CORP.
WPP
– –
-5,000
Closed -$65K
HKTV
455
DELISTED
HONG KONG TELEVISION NETWORK LTD
HKTV
– –
-422
Closed -$3K
HCBK
456
DELISTED
HUDSON CITY BANCORP INC
HCBK
– –
-30,000
Closed -$270K
BTH
457
CALL
DELISTED
BLYTH,INC
BTH
– –
-5,000
Closed -$69K
BTH
458
DELISTED
BLYTH,INC
BTH
– –
-30,000
Closed -$415K
ZQK
459
DELISTED
QUICKSILVER,INC.
ZQK
– –
-15,000
Closed -$105K
ANN
460
DELISTED
ANN INC
ANN
– –
-5,000
Closed -$181K
BALT
461
DELISTED
BALTIC TRADING LIMITED COMMON STOCK
BALT
– –
-4,560
Closed -$22K
WLT
462
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
– –
-5,000
Closed -$70K
DRC
463
DELISTED
DRESSER-RAND GROUP INC
DRC
– –
-2,500
Closed -$156K
TLM
464
CALL
DELISTED
TALISMAN ENERGY INC
TLM
– –
-17,500
Closed -$201K
ELX
465
DELISTED
EMULEX CORP
ELX
– –
-5,000
Closed -$39K
PT
466
DELISTED
PORTUGAL TELECOM SGPS, S.A.
PT
– –
-12,053
Closed -$54K
RFMD
467
DELISTED
RF MICRO DEVICES INC
RFMD
– –
-25,000
Closed -$141K
TQNT
468
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
– –
-8,000
Closed -$65K
LIN
469
CALL
DELISTED
LIN MEDIA LLC CLASS A COM
LIN
– –
-20,000
Closed -$406K
LIN
470
DELISTED
LIN MEDIA LLC CLASS A COM
LIN
– –
-60,000
Closed -$1.22M
OABC
471
DELISTED
OMNIAMERICAN BANCORP INC COM STK (TX)
OABC
– –
-1,500
Closed -$37K
PVD
472
DELISTED
Admin Fondos Pensions
PVD
– –
-35,761
Closed -$2.97M
ESC
473
DELISTED
EMERITUS CORP
ESC
– –
-16,000
Closed -$296K
FIO
474
CALL
DELISTED
FUSION-IO INC COM
FIO
– –
-5,000
Closed -$67K
FRX
475
DELISTED
FOREST LABORATORIES INC
FRX
– –
-1,000
Closed -$43K
17 18
19
20 21

Similar funds

JPC
Jackson Park Capital Alpine, Utah $53.7M AUM 6.17% 1-Year Est. Return
OL
Orbitronix LP Newport Beach, California $54.2M AUM 17.92% 1-Year Est. Return
NAM
Nichols Asset Management Sudbury, Massachusetts $51M AUM 5.34% 1-Year Est. Return
BC
BHR Capital New York $48.6M AUM 3.78% 1-Year Est. Return
IWC
Integrated Wealth Counsel Carmel, California $46.5M AUM 7.34% 1-Year Est. Return
RCI
Redwood Capital Investments Hanover, Maryland $43.1M AUM 25.43% 1-Year Est. Return
PCM
Pyrrho Capital Management New York $66.5M AUM 7.14% 1-Year Est. Return
GCP
Glen Capital Partners Waltham, Massachusetts $68.9M AUM 21.81% 1-Year Est. Return

First New York Securities's Q4 2013 Portfolio in Review

As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First New York Securities withdrew a net $92.6M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 8.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.

  • First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
  • First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
  • First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
  • First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
  • First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
  • First New York Securities opened 175 new positions and closed 248 in Q4 2013.
  • First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.

Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.