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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+7.72%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$86.4M
Cap. Flow
-$92.6M
Cap. Flow %
-56.31%
Top 10 Hldgs %
39.6%
Holding
527
New
175
Increased
42
Reduced
48
Closed
248

Top Buys

Rank Stock Value
1
SNTS
SANTARUS INC
SNTS
+$6.74M
2
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
+$5.64M
3
UN
Unilever NV New York Registry Shares
UN
+$3.21M
4
CSCO icon
Cisco
CSCO
+$2.8M
5
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$2.72M

Top Sells

Rank Stock Value
1
DB icon
Deutsche Bank
DB
+$5.07M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.29M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4.06M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.48M

Sector Composition

Rank Sector Weight
1 Technology 7.34%
2 Energy 4.73%
3 Healthcare 3.67%
4 Consumer Discretionary 3.37%
5 Financials 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUNS
401
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
– –
-9,826
Closed -$178K
ARNA
402
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-500
Closed -$26K
NUAN
403
DELISTED
Nuance Communications, Inc.
NUAN
– –
-47,702
Closed -$656K
XLNX
404
DELISTED
Xilinx Inc
XLNX
$0 ﹤0.01%
1
– –
XONE
405
CALL
DELISTED
The ExOne Company
XONE
– –
-7,500
Closed -$320K
XONE
406
DELISTED
The ExOne Company
XONE
– –
-7,000
Closed -$298K
ALXN
407
DELISTED
Alexion Pharmaceuticals
ALXN
– –
-1,500
Closed -$174K
GV
408
DELISTED
Goldfield Corporation
GV
– –
-105,000
Closed -$180K
BSTC
409
DELISTED
BioSpecifics Technologies Corp.
BSTC
– –
-3,000
Closed -$58K
GPOR
410
DELISTED
Gulfport Energy Corp.
GPOR
– –
-2,000
Closed -$129K
NBL
411
CALL
DELISTED
Noble Energy, Inc.
NBL
– –
-10,000
Closed -$670K
DNR
412
CALL
DELISTED
Denbury Resources, Inc.
DNR
– –
-15,000
Closed -$276K
DNR
413
DELISTED
Denbury Resources, Inc.
DNR
– –
-5,000
Closed -$92K
NE
414
CALL
DELISTED
Noble Corporation
NE
– –
-30,888
Closed -$1.02M
I
415
DELISTED
INTELSAT S. A.
I
– –
-1,550
Closed -$37K
JCP
416
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-4,800
Closed -$42K
S
417
DELISTED
Sprint Corporation
S
– –
-10,500
Closed -$66K
VSI
418
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-4,400
Closed -$193K
RTEC
419
DELISTED
Rudolph Technologies Inc
RTEC
– –
-15,000
Closed -$171K
APC
420
DELISTED
Anadarko Petroleum
APC
– –
-2,000
Closed -$186K
BKS
421
DELISTED
Barnes & Noble
BKS
– –
-2,861
Closed -$27.6K
USG
422
DELISTED
Usg
USG
– –
-10,000
Closed -$286K
IDTI
423
DELISTED
Integrated Device Technology I
IDTI
– –
-50,000
Closed -$471K
IPCI
424
DELISTED
Intellipharmaceuticals International Inc.
IPCI
– –
-1,302
Closed -$26K
NTRI
425
DELISTED
NutriSystem, Inc.
NTRI
– –
-3,200
Closed -$46K
15 16
17
18 19

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First New York Securities's Q4 2013 Portfolio in Review

As of Q4 2013, First New York Securities held 527 positions worth $164M, down 34% from $251M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

First New York Securities withdrew a net $92.6M in Q4 2013, closing 248 positions and reducing 48 holdings. Its most notable exit was SAP, an estimated $4.36M position sold in full.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 8.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, First New York Securities opened a new position in SANTARUS INC worth $7.67M.

  • First New York Securities's largest Q4 2013 buy was SANTARUS INC: 240,000 shares worth $7.67M.
  • First New York Securities added most to Unilever NV New York Registry Shares in Q4 2013, an estimated $3.21M increase.
  • First New York Securities's biggest Q4 2013 reduction was Deutsche Bank, cutting an estimated $5.07M.
  • First New York Securities fully exited SAP in Q4 2013, selling an estimated $4.36M.
  • First New York Securities's ten largest holdings make up 40% of its $164M portfolio in Q4 2013.
  • First New York Securities opened 175 new positions and closed 248 in Q4 2013.
  • First New York Securities's portfolio value fell 34% quarter-over-quarter to $164M.

Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.