First Foundation Advisors’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

First Foundation Advisors’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-16,370	Closed	-$803K	–	317
2016 Q2	$803K	Hold	16,370	–	–	0.06%	150
2016 Q1	$799K	Hold	16,370	–	–	0.06%	137
2015 Q4	$798K	Buy	+16,370	New	+$798K	0.05%	144

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

CAM

Caprin Asset Management Henrico, Virginia $64.1M AUM 9.09% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

First Foundation Advisors's SHM Position: Q3 2016 in Review

First Foundation Advisors sold out of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) in Q3 2016, closing a stake of 16,370 shares — an estimated $803K sold.

First Foundation Advisors first reported a position in SHM in Q4 2015 and held it in 3 quarters. The position peaked at $803K in Q2 2016. 226 funds tracked by Wall St. Rank hold SHM as of Q3 2016.

First Foundation Advisors reported no remaining State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position as of Q3 2016 after selling out during the quarter.
First Foundation Advisors sold 16,370 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q3 2016, an estimated $803K.
First Foundation Advisors first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q4 2015 and held it in 3 quarters.
First Foundation Advisors's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $803K in Q2 2016.
226 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q3 2016.

Based on First Foundation Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.