FFA
RIV

First Foundation Advisors’s RiverNorth Opportunities Fund RIV Stock Holding History

First Foundation Advisors’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q1 		– Sell
-15,471
Closed -$283K – 335
2016
Q4 		$283K Sell
15,471
-18,367
-54% -$340K 0.02% 259
2016
Q3 		$650K Buy
33,838
+1,600
+5% +$30.4K 0.04% 164
2016
Q2 		$592K Buy
+32,238
New +$590K 0.04% 175

Other funds holding RIV

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
BMCM
Bryn Mawr Capital Management Philadelphia, Pennsylvania $2.06B AUM 19.82% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

First Foundation Advisors's RIV Position: Q1 2017 in Review

First Foundation Advisors sold out of RiverNorth Opportunities Fund (RIV) in Q1 2017, closing a stake of 15,471 shares — an estimated $283K sold.

First Foundation Advisors first reported a position in RIV in Q2 2016 and held it in 3 quarters. The position peaked at $650K in Q3 2016. 9 funds tracked by Wall St. Rank hold RIV as of Q1 2017.

  • First Foundation Advisors reported no remaining RiverNorth Opportunities Fund position as of Q1 2017 after selling out during the quarter.
  • First Foundation Advisors sold 15,471 RiverNorth Opportunities Fund shares in Q1 2017, an estimated $283K.
  • First Foundation Advisors first reported a position in RiverNorth Opportunities Fund in Q2 2016 and held it in 3 quarters.
  • First Foundation Advisors's RiverNorth Opportunities Fund position peaked at $650K in Q3 2016.
  • 9 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q1 2017.

Based on First Foundation Advisors's 13F filing for Q1 2017, filed 5 May 2017.