First Allied Advisory Services’s John Hancock Preferred Income Fund II HPF Stock Holding History

First Allied Advisory Services’s Portfolio HPF Stock Details HPF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-41,238	Closed	-$794K	–	988
2013 Q3	$794K	Sell	41,238 -932	-2%	-$18.1K	0.05%	369
2013 Q2	$883K	Buy	+42,170	New	+$945K	0.07%	294

Other funds holding HPF

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FFSOTS

Fiduciary Financial Services of The Southwest Dallas, Texas $382M AUM 25.98% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

PRCM

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

First Allied Advisory Services's HPF Position: Q4 2013 in Review

First Allied Advisory Services sold out of John Hancock Preferred Income Fund II (HPF) in Q4 2013, closing a stake of 41,238 shares — an estimated $794K sold.

First Allied Advisory Services first reported a position in HPF in Q2 2013 and held it in 2 quarters. The position peaked at $883K in Q2 2013. 47 funds tracked by Wall St. Rank hold HPF as of Q4 2013.

First Allied Advisory Services reported no remaining John Hancock Preferred Income Fund II position as of Q4 2013 after selling out during the quarter.
First Allied Advisory Services sold 41,238 John Hancock Preferred Income Fund II shares in Q4 2013, an estimated $794K.
First Allied Advisory Services first reported a position in John Hancock Preferred Income Fund II in Q2 2013 and held it in 2 quarters.
First Allied Advisory Services's John Hancock Preferred Income Fund II position peaked at $883K in Q2 2013.
47 funds tracked by Wall St. Rank held John Hancock Preferred Income Fund II as of Q4 2013.

Based on First Allied Advisory Services's 13F filing for Q4 2013, filed 12 Feb 2014.