First Allied Advisory Services’s First Trust Mega Cap AlphaDEX Fund FMK Stock Holding History

First Allied Advisory Services’s Portfolio FMK Stock Details FMK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-620	Closed	-$22K	–	1663
2019 Q3	$22K	Buy	+620	New	+$22.3K	﹤0.01%	1456
2018 Q1	–	Sell	-620	Closed	-$21K	–	1536
2017 Q4	$21K	Buy	+620	New	+$20.4K	﹤0.01%	1399

Other funds holding FMK

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

CWS

Cypress Wealth Services Palm Desert, California $815M AUM 27.86% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LFAS

Level Four Advisory Services Dallas, Texas $3.54B AUM 37.12% 1-Year Est. Return

First Allied Advisory Services's FMK Position: Q4 2019 in Review

First Allied Advisory Services sold out of First Trust Mega Cap AlphaDEX Fund (FMK) in Q4 2019, closing a stake of 620 shares — an estimated $22K sold.

First Allied Advisory Services first reported a position in FMK in Q4 2017 and held it in 2 quarters. The position peaked at $22K in Q3 2019. 23 funds tracked by Wall St. Rank hold FMK as of Q4 2019.

First Allied Advisory Services reported no remaining First Trust Mega Cap AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
First Allied Advisory Services sold 620 First Trust Mega Cap AlphaDEX Fund shares in Q4 2019, an estimated $22K.
First Allied Advisory Services first reported a position in First Trust Mega Cap AlphaDEX Fund in Q4 2017 and held it in 2 quarters.
First Allied Advisory Services's First Trust Mega Cap AlphaDEX Fund position peaked at $22K in Q3 2019.
23 funds tracked by Wall St. Rank held First Trust Mega Cap AlphaDEX Fund as of Q4 2019.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.