Financial Advocates Investment Management’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Financial Advocates Investment Management’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-2,771	Closed	-$229K	–	752
2020 Q4	$229K	Buy	+2,771	New	+$209K	0.02%	643
2019 Q4	–	Sell	-5,108	Closed	-$268K	–	517
2019 Q3	$268K	Buy	5,108 +15	+0.3%	+$795	0.03%	401
2019 Q2	$269K	Sell	5,093 -687	-12%	-$36K	0.03%	385
2019 Q1	$302K	Buy	5,780 +9	+0.2%	+$456	0.04%	363
2018 Q4	$270K	Sell	5,771 -1,240	-18%	-$62.4K	0.04%	355
2018 Q3	$378K	Buy	7,011 +1,594	+29%	+$85.4K	0.04%	331
2018 Q2	$287K	Buy	5,417 +512	+10%	+$27K	0.03%	376
2018 Q1	$253K	Sell	4,905 -1,636	-25%	-$85.3K	0.03%	401
2017 Q4	$331K	Buy	+6,541	New	+$337K	0.05%	334

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return

HCM

Howard Capital Management Roswell, Georgia $8.4B AUM 51.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

Financial Advocates Investment Management's CWB Position: Q1 2021 in Review

Financial Advocates Investment Management sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q1 2021, closing a stake of 2,771 shares — an estimated $229K sold.

Financial Advocates Investment Management first reported a position in CWB in Q4 2017 and held it in 9 quarters. The position peaked at $378K in Q3 2018. 481 funds tracked by Wall St. Rank hold CWB as of Q1 2021.

Financial Advocates Investment Management reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q1 2021 after selling out during the quarter.
Financial Advocates Investment Management sold 2,771 State Street SPDR Bloomberg Convertible Securities ETF shares in Q1 2021, an estimated $229K.
Financial Advocates Investment Management first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q4 2017 and held it in 9 quarters.
Financial Advocates Investment Management's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $378K in Q3 2018.
481 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q1 2021.

Based on Financial Advocates Investment Management's 13F filing for Q1 2021, filed 10 May 2021.