Falcon Point Capital’s Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 DUKH Stock Holding History

Falcon Point Capital’s Portfolio DUKH Stock Details DUKH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-20,000	Closed	-$506K	–	126
2015 Q1	$506K	Hold	20,000	–	–	0.39%	82
2014 Q4	$498K	Hold	20,000	–	–	0.46%	80
2014 Q3	$481K	Hold	20,000	–	–	0.41%	96
2014 Q2	$478K	Hold	20,000	–	–	0.48%	81
2014 Q1	$464K	Hold	20,000	–	–	0.45%	86
2013 Q4	$413K	Hold	20,000	–	–	0.39%	93
2013 Q3	$417K	Hold	20,000	–	–	0.44%	82
2013 Q2	$491K	Buy	+20,000	New	+$504K	0.54%	74

Other funds holding DUKH

CAM

Capstone Asset Management Houston, Texas $3.6B AUM 20.21% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

SCM

Sterling Capital Management Charlotte, North Carolina $5.9B AUM 29.63% 1-Year Est. Return

SOAMC

Spirit of America Management Corp Syosset, New York $530M AUM 36.47% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

WesBanco Bank Wheeling, West Virginia $4.02B AUM 32.62% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Glenmede Trust Philadelphia, Pennsylvania $20.4B AUM

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

Falcon Point Capital's DUKH Position: Q2 2015 in Review

Falcon Point Capital sold out of Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 (DUKH) in Q2 2015, closing a stake of 20,000 shares — an estimated $506K sold.

Falcon Point Capital first reported a position in DUKH in Q2 2013 and held it in 8 quarters. The position peaked at $506K in Q1 2015. 10 funds tracked by Wall St. Rank hold DUKH as of Q2 2015.

Falcon Point Capital reported no remaining Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 position as of Q2 2015 after selling out during the quarter.
Falcon Point Capital sold 20,000 Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 shares in Q2 2015, an estimated $506K.
Falcon Point Capital first reported a position in Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 in Q2 2013 and held it in 8 quarters.
Falcon Point Capital's Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 position peaked at $506K in Q1 2015.
10 funds tracked by Wall St. Rank held Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073 as of Q2 2015.

Based on Falcon Point Capital's 13F filing for Q2 2015, filed 3 Aug 2015.