Euclid Advisors’s Lumen LUMN Stock Holding History

Euclid Advisors’s Portfolio LUMN Stock Details LUMN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-23,923	Closed	-$694K	–	279
2016 Q2	$694K	Buy	23,923 +15,413	+181%	+$449K	0.03%	354
2016 Q1	$272K	Sell	8,510 -5,120	-38%	-$144K	0.01%	412
2015 Q4	$343K	Buy	+13,630	New	+$366K	0.01%	407
2015 Q3	–	Sell	-18,597	Closed	-$546K	–	352
2015 Q2	$546K	Buy	+18,597	New	+$633K	0.01%	390
2015 Q1	–	Sell	-207,319	Closed	-$8.21M	–	374
2014 Q4	$8.21M	Buy	207,319 +15,492	+8%	+$620K	0.08%	233
2014 Q3	$7.84M	Buy	191,827 +12,300	+7%	+$483K	0.06%	298
2014 Q2	$6.5M	Sell	179,527 -59,140	-25%	-$2.12M	0.05%	339
2014 Q1	$7.84M	Buy	238,667 +62,360	+35%	+$1.91M	0.06%	273
2013 Q4	$5.62M	Sell	176,307 -12,870	-7%	-$411K	0.05%	337
2013 Q3	$5.94M	Buy	+189,177	New	+$6.44M	0.06%	291

Other funds holding LUMN

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

EIP

Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return

Euclid Advisors's LUMN Position: Q3 2016 in Review

Euclid Advisors sold out of Lumen (LUMN) in Q3 2016, closing a stake of 23,923 shares — an estimated $694K sold.

Euclid Advisors first reported a position in LUMN in Q3 2013 and held it in 10 quarters. The position peaked at $8.21M in Q4 2014. 638 funds tracked by Wall St. Rank hold LUMN as of Q3 2016.

Euclid Advisors reported no remaining Lumen position as of Q3 2016 after selling out during the quarter.
Euclid Advisors sold 23,923 Lumen shares in Q3 2016, an estimated $694K.
Euclid Advisors first reported a position in Lumen in Q3 2013 and held it in 10 quarters.
Euclid Advisors's Lumen position peaked at $8.21M in Q4 2014.
638 funds tracked by Wall St. Rank held Lumen as of Q3 2016.

Based on Euclid Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.